| Cover of the 1958 German edition | |
| Author | Friedrich Engels |
|---|---|
| Original title | Dialektik der Natur |
| Language | German |
| Subject | Philosophy of science, Dialectical materialism, Natural philosophy |
| Publisher | Marx-Engels Institute |
Publication date | 1925 |
| Publication place | Soviet Union |
| The work was written in 1873–1886 and published posthumously. | |
| Part of a series on |
| Marxism |
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| Outline |
Dialectics of Nature (German: Dialektik der Natur) is an unfinished work by Friedrich Engels written between 1873 and 1886. In it, Engels applied the principles of dialectical materialism, as conceived by himself and Karl Marx, to the natural sciences. The work was never published in his lifetime and first appeared in a bilingual German and Russian edition in the Soviet Union in 1925.
The book comprises a series of manuscripts, notes, and fragments that outline a materialist dialectical view of nature. Central to this view are what Engels identified as the three general laws of dialectics: the law of the transformation of quantity into quality, the law of the interpenetration of opposites, and the law of the negation of the negation. Engels sought to demonstrate that these laws, which he and Marx had identified in history and society, were also applicable to the natural world.
Since its publication, Dialectics of Nature has been a subject of intense controversy within Marxism. It became a foundational text for the official Soviet philosophy of dialectical materialism. However, it was heavily criticized by other Marxists, particularly those associated with Western Marxism, who argued that Engels had distorted Marx's thought by extending dialectics beyond the social and historical realm into nature. The debate over the text's legitimacy and its relationship to Marx's work, known as the "Engels problem", remains a significant topic in Marxist scholarship.
Friedrich Engels began the work that would become Dialectics of Nature with the aim of demonstrating the applicability of the materialist dialectical method, which he and Karl Marx had developed for social and historical analysis, to the natural sciences. [1] [2] This undertaking was part of a larger project to establish a comprehensive and coherent worldview for the socialist movement, blending theory and practice. [3] Engels believed that a scientific theory was necessary to guide political action, and philosophy's role was to provide the fundamental framework for that theory. [4] [5]
Engels identified several key motivations for his project. First, he sought to counter a growing anti-philosophical trend among natural scientists, who, in his view, often unknowingly relied on outdated and flawed metaphysical assumptions. [6] He argued that scientists could not "make any headway without thought" and that they were always "under the domination of philosophy". The only choice was whether to be dominated by a "bad, fashionable philosophy" or a form of theoretical thinking grounded in the history of thought. [7]
Second, Engels aimed to critique and overcome what he called "the old metaphysical mode of thinking," which viewed the world as static and composed of fixed, isolated entities. [7] In its place, he proposed a dialectical view of nature as a system of interconnected processes in constant motion, change, and development. [8]
Third, the project was a critical engagement with German idealism, particularly the philosophy of Georg Wilhelm Friedrich Hegel. Engels's goal was to "rescue conscious dialectics from German idealist philosophy" by stripping it of its "mystic form" and re-establishing it on a materialist basis. [9] This involved "reversing" Hegel's idealist system, which gave primacy to thought (the "Idea"), and instead asserting the primacy of the material world (nature). [10] This undertaking was also seen as a continuation of Marx's own unrealized plan to write a separate work on dialectics to clarify his method. [11] [12]
Dialectics of Nature is not a finished book but rather a collection of manuscripts, notes, excerpts, and fragments written over a period of 13 years, from 1873 to 1886. [13] The title itself was not definitively sanctioned by Engels but was written on one of four folders he used to organize the material. [14] The project remained an unfinished "torso", as Engels's time was increasingly occupied with editing the second and third volumes of Marx's Capital after Marx's death in 1883. [13]
According to historian Sven-Eric Liedman, Engels's work on the project can be divided into four main periods:
According to scholar Kaan Kangal, the collection should not be seen as a single, unified project but as a series of at least seven distinct but interconnected projects undertaken between 1873 and 1886. These projects are characterized by different organizational plans and evolving philosophical focus. [20] The main phases of Engels's work include:
Engels's project drew on a wide range of scientific and philosophical sources, reflecting both his broad intellectual curiosity and the specific debates of his time. His approach to these sources varied significantly depending on the field. [23]
For philosophy, Engels relied primarily on his early schooling in German idealism, especially Hegel, whom he treated as his main authority in developing the dialectic. He largely dismissed contemporary system-builders such as Herbert Spencer and showed little interest in neo-Kantian thinkers like Friedrich Albert Lange. [24] In chemistry, he had a "living textbook" in his close friend and collaborator Carl Schorlemmer, an internationally recognized chemist and fellow communist. Schorlemmer provided Engels with direct access to contemporary developments in the field, particularly concerning organic chemistry and the debate over the relationship between different forms of motion. [25]
For the natural sciences more broadly, Engels's primary window was the popular scientific journal Nature , which he began reading consistently in the early 1870s. The journal provided him with information on major textbooks, public lectures, and scientific controversies, particularly in physics and biology. [26] Through Nature and other reading, he engaged with the works of prominent scientists such as Hermann von Helmholtz, William Robert Grove, James Clerk Maxwell, William Thomson (Lord Kelvin), and Charles Darwin. [27] In the human sciences, Engels relied on Marx's Capital as his primary authoritative source. [28]
While Engels engaged with a wide array of scientific material, his method was that of a critical observer from the outside. He did not consult specialist journals and was less interested in detailed empirical problems than in the grand theoretical and philosophical conclusions that could be drawn from scientific discoveries. [27] His work was thus shaped by the ongoing debates about scientific ideals, determinism, and the relationship between different fields of knowledge that characterized the intellectual climate of the late 19th century. [29]
At the core of Dialectics of Nature is Engels's attempt to formulate the general laws of dialectics that, he argued, govern development in nature, society, and human thought. While the number and formulation of these laws vary slightly across the manuscripts, the most systematic version, found in the manuscript titled "Dialectics", reduces them to three main laws: [30]
These laws were intended to describe the universal patterns of motion and change. The first law describes how gradual quantitative changes can lead to sudden qualitative leaps (e.g., water boiling at 100°C). The second law posits that all things contain internal contradictions or "polar opposites" whose struggle drives development. The third law describes a developmental process whereby a state is negated or overcome, only to be followed by a further negation that leads to a higher-level synthesis. [30] [31] An earlier outline, the Plan 1878, included a fourth law, the "spiral form of development," which was later subsumed under the law of the negation of the negation. [30] [31]
Engels sought to extract Hegel's dialectical method from its idealist framework, focusing particularly on the first two parts of Hegel's Science of Logic (the Logic of Being and the Logic of Essence). [32] Engels praised Hegel for being the first to depict "the whole natural, historical and intellectual world as a process" of constant motion and development. [33] However, he criticized Hegel's idealism, arguing that Hegel's logical categories were not manifestations of a pre-existing "Idea" but were reflections of the material world. [10]
Engels also posited an "Aristotle-Hegel alignment", claiming that Aristotle and Hegel were the only two thinkers to have thoroughly investigated dialectics. [34] Conversely, he was highly critical of Immanuel Kant, largely dismissing his dialectics as a "uselessly laborious and little-remunerative task" due to Kant's concept of the unknowable "thing-in-itself". [35] Engels followed Hegel in arguing that things are knowable through their properties and their interactions with other things. [36]
Engels framed his project as a defense of materialism against idealism and of dialectics against metaphysics. He viewed metaphysics as a mode of thought that treats concepts as "fixed, rigid, given once for all," whereas dialectics grasps them in their interconnection, development, and transition from one to another. [8] However, Kaan Kangal argues that Engels's position is philosophically ambiguous. While Engels attacks "metaphysics" wholesale, his arguments often align with what Hegel would consider a revised, critical metaphysics. Similarly, while rejecting "idealism", Engels's own conception of an infinitely self-developing totality shares structural features with Hegel's objective idealism, suggesting that materialism and idealism might be "frenemies" rather than irreconcilable opposites. [37]
Engels's scattered and often contradictory statements on the relationship between theory and empirical reality reveal an internal tension in his philosophical project. Liedman identifies three distinct, and sometimes conflicting, tendencies in his thought: [38]
Engels's ontology is grounded in what Liedman calls "irredutive materialism". Against mechanical materialism, which sought to reduce all phenomena to the laws of mechanics, Engels argued that reality is composed of qualitatively distinct but interconnected levels of "matter in motion". [42] Each level—from mechanics to physics, chemistry, biology, and human history—has its own specific qualities and laws that cannot be entirely reduced to the level below it. A "qualitative leap" marks the transition from one level to the next (e.g., from inorganic to organic matter). [43]
This view allowed Engels to maintain a materialist foundation for all science while rejecting the reductionism of thinkers like Ludwig Büchner. However, it also created a tension in his thought. His commitment to the fundamental principles of materialism, such as the eternity of matter and motion, sometimes conflicted with his acceptance of developmental theories in science, such as the second law of thermodynamics (which implied a "heat death of the universe") and Darwin's theory of evolution (which pointed to an irreversible development of life). [44]
Engels never organized the manuscripts for publication. After his death in 1895, the papers were left in the archives of the Social Democratic Party of Germany. Eduard Bernstein, who was entrusted with the manuscripts, published two short articles from the collection but did not believe the rest was suitable for publication, partly due to a negative assessments from physicist Leo Arons and from Albert Einstein, who in 1924 judged the content to be of "no special interest, either from the point of view of modern physics or even for the history of physics". [45]
The manuscripts were eventually acquired by David Riazanov, director of the Marx-Engels Institute in Moscow. They were published for the first time in 1925 in the Soviet journal Marx-Engels Archive, in a bilingual edition with the original German text and a Russian translation. [46]
The editorial history of the work is complex. Subsequent editions presented the material in different arrangements, often creating the impression of a more finished and coherent book than the original manuscripts suggest. [47]
Since its publication, Dialectics of Nature has been one of the most contentious texts in the Marxist tradition. Its reception has been deeply polarized, turning the work into what Kaan Kangal calls a "battlefield" for competing interpretations of Marxism. [49]
The core philosophical issues addressed by Engels—such as the applicability of dialectics to nature and the existence of real contradictions—were already subjects of debate among socialists before the book's publication. Figures like Eduard Bernstein, Karl Kautsky, and Georgi Plekhanov had advanced differing views on the role of Hegelian dialectics within Marxism. [50]
The controversy intensified with the publication of Georg Lukács's History and Class Consciousness in 1923. In a famous footnote, Lukács asserted that Engels, "following Hegel's mistaken lead," had wrongly extended the dialectical method "to the knowledge of nature". For Lukács, dialectics was exclusively a method for understanding society and history, characterized by the interaction of subject and object, which was absent in nature. [51] This critique became a foundational tenet of Western Marxism, which sought to distance itself from what it saw as the positivism of Soviet ideology. [52]
In the Soviet Union, the publication of Dialectics of Nature in 1925 sparked a major philosophical debate between two factions: the "Mechanists" and the "Deborinites". [53] The Mechanists, such as Ivan Skvortsov-Stepanov, argued that philosophy should be subordinated to the natural sciences and interpreted Engels's work through a reductionist lens. [54] The Deborinites, led by Abram Deborin, defended philosophy as a distinct discipline and embraced the Hegelian dimensions of Engels's thought. [55] The Deborinites initially prevailed, but by the early 1930s, they were condemned for "Menshevizing idealism" by Joseph Stalin's supporters. The outcome was the consolidation of an official, dogmatic version of "dialectical materialism" that drew heavily on Engels's formulations. [56]
In the post–World War II era, particularly in the Anglophone world, the critique of Dialectics of Nature became central to the "Engels problem"—the argument that Engels had fundamentally distorted Marx's original ideas. [57] Thinkers such as Sidney Hook, Leszek Kołakowski, and Shlomo Avineri argued that Marx's thought was a critical theory of society, rooted in human practice and history. They contended that Engels transformed this theory into a positivistic and metaphysical "worldview" by applying its concepts to nature. [58] On this view, Engels's "dialectical materialism" was a deviation that paved the way for the dogmatism of Soviet Marxism. [58]
This interpretation has been challenged by other scholars who defend the continuity between Marx and Engels, pointing to Marx's own interest in the natural sciences and his endorsement of Engels's work. [59] Proponents of Engels's work argue that a dialectical understanding of nature is essential for a consistent materialist philosophy and provides a necessary foundation for understanding the relationship between humanity and the natural world. [60] The work remains an unfinished but influential "torso" whose interpretation continues to shape debates within Marxism. [61]