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A financial adviser or financial advisor is a professional who provides financial services to clients based on their financial situation. In many countries, financial advisors must complete specific training and be registered with a regulatory body in order to provide advice.
The Securities and Exchange Commission of Pakistan (SECP) is the financial regulatory agency in Pakistan whose objective is to develop a modern and efficient corporate sector and a capital market based on sound authority principles, in order to encourage investment and foster economic growth and prosperity in Pakistan.
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The Capital Market Development Authority (CMDA) is the state entity responsible for the development and regulation of the securities market, and the capital market of Maldives. CMDA was established as an independent institution in 2006 with the passing of the Maldives Securities Act 2006. Prior to that, it was functioning as a separate Division of the Maldives Monetary Authority (MMA).
Financial regulation in India is governed by a number of regulatory bodies. Financial regulation is a form of regulation or supervision, which subjects financial institutions to certain requirements, restrictions and guidelines, aiming to maintain the stability and integrity of the financial system. This may be handled by either a government or non-government organization. Financial regulation has also influenced the structure of banking sectors by increasing the variety of financial products available. Financial regulation forms one of three legal categories which constitutes the content of financial law, the other two being market practices and case law.
References
- ↑ CMA (2014). "Capital Markets Authority Team". Capital Markets Authority (CMA). Archived from the original on 5 June 2014. Retrieved 6 July 2014.
- ↑ Ligami, Christabel (6 November 2013). "CMA Uganda Appoints New Chief Executive Officer". The EastAfrican . Retrieved 6 July 2014.
- ↑ Kulabako, Faridah (7 November 2013). "Kalyegira Is New Capital Markets Chief Executive". Daily Monitor . Retrieved 6 July 2014.
- ↑ Oketch, Martin Luther (31 December 2011). "Harsh Economy Hurts Capital Markets". Daily Monitor Mobile . Retrieved 6 July 2014.
