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The Northwest Ordinance (formally An Ordinance for the Government of the Territory of the United States, North-West of the River Ohio and also known as the Ordinance of 1787), enacted July 13, 1787, was an organic act of the Congress of the Confederation of the United States. It created the Northwest Territory, the new nation's first organized incorporated territories between British North America and the Great Lakes to the north and the Ohio River to the south. The upper Mississippi River formed the territory's western boundary. Pennsylvania was the eastern boundary.
In the 1783 Treaty of Paris, which formally ended the American Revolutionary War, Great Britain ceded the region to the United States. However, the Confederation Congress faced numerous problems gaining control of the land such as the unsanctioned movement of American settlers into the Ohio Valley; violent resistance from the region's indigenous peoples; the continued presence of British outposts in the region and an empty U.S. treasury. [1] The ordinance superseded the Land Ordinance of 1784, which declared that states would one day be formed within the region, and the Land Ordinance of 1785, which described how the Confederation Congress would sell the land to private citizens. Designed to serve as a plan for the development and settlement of the region, the 1787 ordinance lacked a strong central government to implement it. That need was addressed shortly with the formation of the U.S. federal government in 1789. The First Congress reaffirmed the 1787 ordinance and, with slight modifications, renewed it with the Northwest Ordinance of 1789. [2]
Considered one of the most important legislative acts of the Confederation Congress, [3] it established the precedent by which the federal government would be sovereign and expand westward with the admission of new states, rather than with the expansion of existing states and their established sovereignty under the Articles of Confederation. It also set legislative precedent with regard to American public domain lands. [4] The U.S. Supreme Court recognized the authority of the Northwest Ordinance of 1789 within the applicable Northwest Territory as constitutional in Strader v. Graham , [5] but it did not extend the ordinance to cover the respective states once they were admitted to the Union.
The prohibition of slavery in the territory had the practical effect of establishing the Ohio River as the geographic divide between slave states and free states from the Appalachian Mountains to the Mississippi River, an extension of the Mason–Dixon line. It also helped set the stage for later federal political conflicts over slavery during the 19th century until the American Civil War. [6]
The territory was acquired by Great Britain from France after the former's victory in the Seven Years' War and during the 1763 Treaty of Paris. Britain took over the Ohio Country, as its eastern portion was known, but a few months later, King George III forbade all settlements in the region by the Royal Proclamation of 1763. The Crown tried to restrict the settlement of the Thirteen Colonies to the area between the Appalachians and the Atlantic Ocean, which raised colonial tensions among those who wanted to move west. In 1774, Britain annexed the region to its Province of Quebec. With the Patriots' victory in the American Revolutionary War and the signing of the 1783 Treaty of Paris, the United States claimed the territory as well as the areas south of Ohio. The territories were subject to overlapping and conflicting claims of the states of Massachusetts, Connecticut, New York, and Virginia dating from their colonial past. The British were active in some of the border areas until after the Louisiana Purchase and the War of 1812.
The region had long been desired for expansion by American settlers. The states were encouraged to settle their claims by the U.S. federal government's de facto opening of the area to settlement after the defeat of Great Britain. In 1784, Thomas Jefferson, as delegate from Virginia, proposed for the states to relinquish their particular claims to all territory west of the Appalachians and for the area to be divided into new states of the Union. Jefferson's proposal to create a federal domain through state cessions of western lands was derived from earlier proposals dating back to 1776 and debates about the Articles of Confederation. [7] Jefferson proposed creating ten roughly rectangular states from the territory, and suggested names for the new states: Cherronesus, Sylvania, Assenisipia, Illinoia, Metropotamia, Polypotamia, Pelisipia, Washington, Michigania and Saratoga. [8] The Congress of the Confederation modified the proposal and passed it as the Land Ordinance of 1784, which established the example that would become the basis for the Northwest Ordinance three years later.
The 1784 ordinance was criticized by George Washington in 1785 and James Monroe in 1786. Monroe convinced Congress to reconsider the proposed state boundaries; a review committee recommended repealing that part of the ordinance. Other politicians questioned the 1784 ordinance's plan for organizing governments in new states and worried that the new states' relatively small sizes would undermine the original states' power in Congress. Other events such as the reluctance of states south of the Ohio River to cede their western claims resulted in a narrowed geographic focus. [7]
When it was passed in New York in 1787, the Northwest Ordinance showed the influence of Jefferson. It called for dividing the territory into gridded townships so that once the lands were surveyed, they could be sold to individuals and speculative land companies. That would provide both a new source of federal government revenue and an orderly pattern for future settlement. [9] [10]
The Northwest Ordinance of 1787 established the concept of fee simple ownership by which ownership was in perpetuity, with unlimited power to sell or give it away. That was called the "first guarantee of freedom of contract in the United States." [11]
Passage of the ordinance, which ceded all unsettled lands to the federal government and established the public domain, followed the relinquishing of all such claims over the territory by the states. The territories were to be administered directly by Congress, with the intent of their eventual admission as newly created states. The legislation was revolutionary in that it established the precedent for new lands to be administered by the central government, albeit temporarily, rather than under the jurisdiction of the individually-sovereign original states, as under the Articles of Confederation. The legislation also broke colonial precedent by defining future use of the natural navigation, transportation and communication routes. It did so in a way that anticipated future acquisitions beyond the Northwest Territories and established federal policy. [12] Article 4 stated: "The navigable waters leading into the Mississippi and St. Lawrence, and the carrying places between the same, shall be common highways and forever free, as well to the inhabitants of the said territory as to the citizens of the United States, and those of any other States that may be admitted into the confederacy, without any tax, impost, or duty therefor."
The most significant intended purpose of the legislation was its mandate for the creation of new states from the region. It provided that at least three but not more than five states would be established in the territory and that once such a state achieved a population of 60,000, it would be admitted into representation in the Continental Congress on an equal footing with the original thirteen states. The first state created from the Northwest Territory was Ohio in 1803, and the remaining territory was renamed Indiana Territory. The other four states were Indiana, Illinois, Michigan, and Wisconsin. A portion (about a third) of what later became Minnesota was also part of the territory.
The 1787 ordinance encouraged education, stipulating that "Religion, morality and knowledge being necessary to good government and the happiness of mankind, schools and the means of education shall forever be encouraged." This built on the 1785 ordinance, which had specified that each township should set aside land that would be rented out to support public schools. [13] [14] In 1786, Manasseh Cutler became interested in the settlement of western lands by American pioneers to the Northwest Territory. The following year, as agent of the Ohio Company of Associates, which he had been involved in creating, he organized a contract with Congress whereby his associates, former soldiers of the Revolutionary War, might purchase 1,500,000 acres (610,000 ha) of land at the mouth of the Muskingum River with their Certificate of Indebtedness. Cutler also took a leading part in drafting the Ordinance of 1787 for the government of the Northwest Territory, which was finally presented to Congress by Massachusetts delegate Nathan Dane. For the smooth passage of the Northwest Ordinance, Cutler bribed key congressmen by making them partners in his land company. By changing the office of provisional governor from being elected to appointed, Cutler was able to offer the position to the president of Congress, Arthur St. Clair. [15]
In 1797, settlers from Marietta traveled upstream via the Hocking River to establish a location for the school and chose Athens for its location directly between Chillicothe and Marietta. Originally named in 1802 as the American Western University, the school never opened. Instead, Ohio University was formally established on February 18, 1804, when its charter was approved by the Ohio General Assembly. Its establishment came 11 months after Ohio was admitted to the Union. The first three students enrolled in 1809. Ohio University graduated two students with bachelor's degrees in 1815. [16]
While the population of free, male inhabitants of a territory was less than 5,000, there would be a limited form of government: a governor, a secretary, and three judges, all being appointed by Congress. The governor, appointed for a three-year term and given a "freehold estate therein, in one thousand acres of land," would be the commander-in-chief of the militia, appoint magistrates and other civil officers, and help create and publish laws. The secretary, appointed for a four-year term and given a similar freehold estate as the governor but of five hundred acres, would be in charge of keeping and preserving the acts and laws passed by the territorial legislatures, keep the public records of the district, and transmit authentic copies of such acts and proceedings every six months to the secretary of the Continental Congress. Three judges, who would be appointed indefinitely "during good behaviour" and be given the same freehold as the secretary, would be in charge of helping the governor create and pass acts and laws and in making official court rulings. [17]
Once the population of a territory reached 5,000 free, male inhabitants, it would receive the authority to elect representatives from counties or townships to a territorial general assembly. For every 500 free males, there would be one representative until there were 25 representatives. Then, Congress would control the number and proportion of the representatives from that legislature. No male could be a representative unless he was a citizen of the United States for at least three years or lived in the district for three years and owned at least 200 acres of land within the same district. The representatives would serve for a term of two years. If a representative died or was removed from office, a new one would be elected to serve out the remaining time. [18]
The natural rights provisions of the ordinance foreshadowed the Bill of Rights, the first ten amendments to the U.S. Constitution. [19] Many of the concepts and guarantees of the Ordinance of 1787 were incorporated in the U.S. Constitution and the Bill of Rights. In the Northwest Territory, various legal and property rights were enshrined, religious tolerance was proclaimed, and since "Religion, morality, and knowledge, being necessary to good government and the happiness of mankind, schools and the means of education shall forever be encouraged." The right of habeas corpus was written into the charter, as were freedom of religion and bans on excessive fines and cruel and unusual punishment. Trial by jury and a ban on ex post facto laws were also rights that were recognized.
Art. 6. There shall be neither slavery nor involuntary servitude in the said territory, otherwise than in the punishment of crimes whereof the party shall have been duly convicted: Provided, always, That any person escaping into the same, from whom labor or service is lawfully claimed in any one of the original States, such fugitive may be lawfully reclaimed and conveyed to the person claiming his or her labor or service as aforesaid. [20]
At the time, no one claimed being responsible for this article. Sometime later, Nathan Dane of Massachusetts claimed he wrote it, and Manasseh Cutler told his son Ephraim Cutler that he wrote it. Historian David McCullough discounts Dane's claim because Dane was not a good writer. [21] The language of the ordinance prohibits slavery [22] but also contains a clear fugitive slave clause. [23] An attempt to add limited slavery to the proposed constitution of Ohio in 1802 was defeated after a major effort led by Ephraim Cutler, who represented Marietta, the town founded by the Ohio Company. [24]
Efforts in the 1820s by proponents of slavery to legalize slavery in two of the states (Illinois and Indiana) created from the Northwest Territory failed, but an "indentured servant" law allowed some slaveholders to bring slaves under that status who could not be bought or sold. [25] [26] Southern states voted for the law because they did not want to compete with the territory over tobacco as a commodity crop since it was so labor-intensive that it was grown profitably only with slave labor. Also, slave states' political power would be merely equalized since there were three more slave states than there were free states in 1790. [27]
The Thirteenth Amendment, ratified in 1865, which outlawed slavery throughout the United States, quotes verbatim from Article 6 of the Northwest Ordinance. [28]
In two parts, the Northwest Ordinance mentions the Native Americans within the region. One pertains to the demarcation of counties and townships out of lands that the Indians were regarded as having lost or relinquished title:
Section 8. For the prevention of crimes and injuries, the laws to be adopted or made shall have force in all parts of the district, and for the execution of process, criminal and civil, the governor shall make proper divisions thereof; and he shall proceed from time to time as circumstances may require, to lay out the parts of the district in which the Indian titles shall have been extinguished, into counties and townships, subject, however, to such alterations as may thereafter be made by the legislature. [29]
The other describes the preferred relationship with the Indians:
Article III. Religion, morality, and knowledge, being necessary to good government and the happiness of mankind, schools and the means of education shall forever be encouraged. The utmost good faith shall always be observed towards the Indians; their lands and property shall never be taken from them without their consent; and, in their property, rights, and liberty, they shall never be invaded or disturbed, unless in just and lawful wars authorized by Congress; but laws founded in justice and humanity, shall from time to time be made for preventing wrongs being done to them, and for preserving peace and friendship with them. [30]
Many Native Americans in Ohio who were not parties refused to acknowledge treaties signed after the Revolutionary War that ceded lands north of the Ohio River inhabited by them to the United States. In a conflict sometimes known as the Northwest Indian War, Blue Jacket of the Shawnees and Little Turtle of the Miamis formed a confederation to stop white expropriation of the territory. After the Indian confederation killed more than 800 soldiers in two battles, the worst defeats ever suffered by the United States in conflicts with Indigenous nations, U.S. President George Washington assigned General Anthony Wayne command of a new army, which eventually defeated the confederation and allowed European Americans to continue to settle the territory.
In 1907, a plaque commemorating the "first permanent settlement in the territory northwest of the Ohio" and the Northwest Ordinance was placed on the exterior of the Federal Hall National Memorial at the corner of Broad and Nassau Streets in Lower Manhattan. Federal Hall served as the nation's seat of government in 1787, when the Northwest Ordinance was passed into law. | |
On July 13, 1937, the U.S. Post Office issued a 3-cent commemorative stamp to mark the 150th anniversary of the Northwest Territory as defined by the Ordinance of 1787. The engraving on the stamp depicts a map of the United States at the time between the figures of Manasseh Cutler (left) and Rufus Putnam (right). [31] |
The Articles of Confederation and Perpetual Union was an agreement among the 13 states of the United States, formerly the Thirteen Colonies, that served as the nation's first frame of government. It was debated by the Second Continental Congress at Independence Hall in Philadelphia between July 1776 and November 1777, and finalized by the Congress on November 15, 1777. It came into force on March 1, 1781, after being ratified by all 13 colonial states. A guiding principle of the Articles was the establishment and preservation of the independence and sovereignty of the states. The Articles consciously established a weak confederal government, affording it only those powers the former colonies had recognized as belonging to king and parliament. The document provided clearly written rules for how the states' league of friendship, known as the Perpetual Union, would be organized.
The Northwest Territory, also known as the Old Northwest and formally known as the Territory Northwest of the River Ohio, was formed from unorganized western territory of the United States after the American Revolution. Established in 1787 by the Congress of the Confederation through the Northwest Ordinance, it was the nation's first post-colonial organized incorporated territory.
The Territory of Michigan was an organized incorporated territory of the United States that existed from June 30, 1805, until January 26, 1837, when the final extent of the territory was admitted to the Union as the State of Michigan. Detroit was the territorial capital.
The Territory South of the River Ohio, more commonly known as the Southwest Territory or the old Southwest Territory, was an organized incorporated territory of the United States that existed from May 26, 1790, until June 1, 1796, when it was admitted to the United States as the State of Tennessee. The Southwest Territory was created by the Southwest Ordinance which was similar to the previous two ordinances passed by the Confederation Congress for the parallel establishment and development of the old Northwest Territory of 1786-1803. It pertained to lands situated north of the Ohio River, around the Great Lakes and extending west to the Mississippi River. The lands of the Territory were taken from western areas beyond the mountains of the Commonwealth of Virginia (later to be separated and erected into the new 15th state of the Commonwealth of Kentucky. Western lands were also ceded by the state of North Carolina from lands of the Washington District that had been already ceded to the U.S. federal government by North Carolina.
The Indiana Territory, officially the Territory of Indiana, was created by an organic act that President John Adams signed into law on May 7, 1800, to form an organized incorporated territory of the United States that existed from July 4, 1800, to December 11, 1816, when the remaining southeastern portion of the territory was admitted to the Union as the state of Indiana. The territory originally contained approximately 259,824 square miles (672,940 km2) of land, but its size was decreased when it was subdivided to create the Michigan Territory (1805) and the Illinois Territory (1809). The Indiana Territory was the first new territory created from lands of the Northwest Territory, which had been organized under the terms of the Northwest Ordinance of 1787. The territorial capital was the settlement around the old French fort of Vincennes on the Wabash River, until transferred to Corydon near the Ohio River in 1813.
The Land Ordinance of 1785 was adopted by the United States Congress of the Confederation on May 20, 1785. It set up a standardized system whereby settlers could purchase title to farmland in the undeveloped west. Congress at the time did not have the power to raise revenue by direct taxation, so land sales provided an important revenue stream. The Ordinance set up a survey system that eventually covered over three-quarters of the area of the continental United States.
In United States law, an organic act is an act of the United States Congress that establishes a territory of the United States and specifies how it is to be governed, or an agency to manage certain federal lands. In the absence of an organic law a territory is classified as unorganized.
The Virginia Military District was an approximately 4.2 million acre (17,000 km2) area of land in what is now the state of Ohio that was reserved by Virginia to use as payment in lieu of cash for its veterans of the American Revolutionary War.
The Ohio Company of Associates, also known as the Ohio Company, was a land company whose members are today credited with becoming the first non-Native American group to permanently settle west of the Allegheny mountains. In 1788 they established Marietta, Ohio, as the first permanent settlement of the new United States in the newly organized Northwest Territory.
The Enabling Act of 1802 was passed on April 30, 1802 by the Seventh Congress of the United States. This act authorized the residents of the eastern portion of the Northwest Territory to form the state of Ohio and join the U.S. on an equal footing with the other states. To accomplish this, and in doing so, the act also established the precedent and procedures for creation of future states in the western territories. The Enabling Act of 1802 would be the first appropriation by Congress for internal improvements in the country's interior.
The fugitive slave laws were laws passed by the United States Congress in 1793 and 1850 to provide for the return of slaves who escaped from one state into another state or territory. The idea of the fugitive slave law was derived from the Fugitive Slave Clause which is in the United States Constitution. It was thought that forcing states to return fugitive slaves to their masters violated states' rights due to state sovereignty and was believed that seizing state property should not be left up to the states. The Fugitive Slave Clause states that fugitive slaves "shall be delivered up on Claim of the Party to whom such Service or Labour may be due", which abridged state rights because apprehending runaway slaves was a form of retrieving private property. The Compromise of 1850 entailed a series of laws that allowed slavery in the new territories and forced officials in free states to give a hearing to slave-owners without a jury.
Manasseh Cutler was an American Congregational clergyman involved in the American Revolutionary War. He was influential in the passage of the Northwest Ordinance of 1787 and wrote the section prohibiting slavery in the Northwest Territory. Cutler was also a member of the United States House of Representatives. Cutler is "rightly entitled to be called 'The Father of Ohio University.'"
Slavery in Indiana occurred between the time of French rule during the late seventeenth century and 1826, with a few traces of slavery afterward.
The Confederation period was the era of the United States' history in the 1780s after the American Revolution and prior to the ratification of the United States Constitution. In 1781, the United States ratified the Articles of Confederation and Perpetual Union and prevailed in the Battle of Yorktown, the last major land battle between British and American Continental forces in the American Revolutionary War. American independence was confirmed with the 1783 signing of the Treaty of Paris. The fledgling United States faced several challenges, many of which stemmed from the lack of an effective central government and unified political culture. The period ended in 1789 following the ratification of the United States Constitution, which established a new, more effective, federal government.
The Ordinance of 1784 called for the land in the recently created United States which was located west of the Appalachian Mountains, north of the Ohio River and east of the Mississippi River to be divided into separate states.
Harry v. Decker & Hopkins (1818) was a freedom suit in which the Supreme Court of Mississippi ruled that the three slaves in the case were freed based on prior residence in the Northwest Territory, established as free in 1787. Mississippi's court was the first in the South to rule on this issue and created a precedent in transit cases that was widely observed by slave state courts.
Admission to the Union is provided by the Admissions Clause of the United States Constitution in Article IV, Section 3, Clause 1, which authorizes the United States Congress to admit new states into the Union beyond the thirteen states that already existed when the Constitution came into effect. The Constitution went into effect on June 21, 1788, in the nine states that had ratified it, and the U.S. federal government began operations under it on March 4, 1789, when it was in effect in 11 out of the 13 states. Since then, 37 states have been admitted into the Union. Each new state has been admitted on an equal footing with those already in existence.
Ohio University was first chartered in 1787 by the Congress of the Confederation and subsequently approved by the territorial legislature in 1802 and the Ohio General Assembly in 1804, opening for students in 1809. It is the first university chartered by an Act of Congress, the first university to be established in the former Northwest Territory, and the first land grant institution of higher education in the United States. The history of Ohio University predates its founding, as a part of the post-Revolutionary period that saw the nation's first land grants and continues through stages of conflict and change into standardization, digital advents, widespread research, and its present survival with strategic research, retrenchment, and impactful upgrades. Most of the content on this article is from Ohio University 1804–2004: Spirit of a Singular Place by Betty Hollow.
Slavery in what became the U.S. state of Illinois existed for more than a century. Illinois did not become a state until 1818, but earlier regional systems of government had already established slavery. France introduced African slavery to the Illinois Country in the early eighteenth century. French and other inhabitants of Illinois continued the practice of owning slaves throughout the Illinois Country's period of British rule (1763–1783), as well as after its transfer to the new United States in 1783 as Illinois County, Virginia. The Northwest Ordinance (1787) banned slavery in Illinois and the rest of the Northwest Territory. Nonetheless, slavery remained a contentious issue, through the period when Illinois was part of the Indiana Territory and the Illinois Territory and some slaves remained in bondage after statehood until their gradual emancipation by the Illinois Supreme Court. Thus the history of slavery in Illinois covers several sometimes overlapping periods: French ; British ; Virginia ; United States Northwest Territory (1787–1800), Indiana Territory (1800–1809), Illinois Territory (1809–1818) and the State of Illinois.
Winny v. Whitesides alias Prewitt was the first freedom suit heard by the Supreme Court of Missouri. The case established the state's judicial criteria for an enslaved person's right to freedom. The court determined that if a slave owner took a slave into free territory and established residence there, the slave would be free. The slave remained free even if returned to slave territory, engendering the phrase "once free, always free."
Its provisions established a structure of government that encouraged settlement of that vast region and provided those settlers a startling set of civil rights that presaged the U.S. Constitution's Bill of Rights