Allusion

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Allusion, or alluding, is a figure of speech that makes a reference to someone or something by name (a person, object, location, etc.) without explaining how it relates to the given context, [1] [2] so that the audience must realize the connection in their own minds. [3] When a connection is directly and explicitly explained (as opposed to indirectly implied), it is instead often simply termed a reference. [4] [5] [6] In the arts, a literary allusion puts the alluded text in a new context under which it assumes new meanings and denotations. [7] Literary allusion is closely related to parody and pastiche, which are also "text-linking" literary devices. [7]

Contents

In a wider, more informal context, an allusion is a passing or casually short statement indicating broader meaning. It is an incidental mention of something, either directly or by implication, such as "In the stock market, he met his Waterloo."

Scope of the term

Backside of a clay tablet from Pylos bearing the motif of the Labyrinth, an allusion to the mythological fight of Theseus and the Minotaur NAMA Tablette 1287.jpg
Backside of a clay tablet from Pylos bearing the motif of the Labyrinth, an allusion to the mythological fight of Theseus and the Minotaur

In the most traditional sense, allusion is a literary term, though the word has also come to encompass indirect references to any source, including allusions in film or the visual arts. [8] In literature, allusions are used to link concepts that the reader already has knowledge of, with concepts discussed in the story. It is not possible to predetermine the nature of all the new meanings and inter-textual patterns that an allusion will generate. [7] In the field of film criticism, a filmmaker's intentionally unspoken visual reference to another film is also called an homage. It may even be sensed that real events have allusive overtones, when a previous event is inescapably recalled by a current one. "Allusion is bound up with a vital and perennial topic in literary theory, the place of authorial intention in interpretation", William Irwin observed, in asking "What is an allusion?" [9]

Without the hearer or reader comprehending the author's intention, an allusion becomes merely a decorative device. Allusion is an economical device, a figure of speech that uses a relatively short space to draw upon the ready stock of ideas, cultural memes or emotion already associated with a topic. Thus, an allusion is understandable only to those with prior knowledge of the covert reference in question, a mark of their cultural literacy. [8]

Allusion as cultural bond

The origin of allusion is from the Latin noun allusionem "a playing with, a reference to", from alludere "to play, jest, make fun of", a compound of ad "to" + ludere "to play". [10] Recognizing the point of allusion's condensed riddle also reinforces cultural solidarity between the maker of the allusion and the hearer: their shared familiarity with allusion bonds them. Ted Cohen finds such a "cultivation of intimacy" to be an essential element of many jokes. [11] Some aspect of the referent must be invoked and identified for the tacit association to be made; the allusion is indirect in part because "it depends on something more than mere substitution of a referent". [12]

The allusion depends as well on the author's intent; a reader may search out parallels to a figure of speech or a passage, of which the author was unaware, and offer them as unconscious allusions—coincidences that a critic might not find illuminating.[ dubious discuss ] Addressing such issues is an aspect of hermeneutics.

William Irwin remarks that allusion moves in only one direction: "If A alludes to B, then B does not allude to A. The Bible does not allude to Shakespeare, though Shakespeare may allude to the Bible." Irwin appends a note: "Only a divine author, outside of time, would seem capable of alluding to a later text." [13] This is the basis for Christian readings of Old Testament prophecy, which asserts that passages are to be read as allusions to future events.

Allusion differs from the similar term intertextuality in that it is an intentional effort on the author's part. [8] The success of an allusion depends in part on at least some of its audience "getting" it. Allusions may be made increasingly obscure, until at last they are understood by the author alone, who thereby retreats into a private language.

Academic analysis of the concept of allusions

In discussing the richly allusive poetry of Virgil's Georgics , R. F. Thomas [14] distinguished six categories of allusive reference, which are applicable to a wider cultural sphere. These types are:

  1. Casual reference, "the use of language which recalls a specific antecedent, but only in a general sense" that is relatively unimportant to the new context;
  2. Single reference, in which the hearer or reader is intended to "recall the context of the model and apply that context to the new situation"; such a specific single reference in Virgil, according to Thomas, is a means of "making connections or conveying ideas on a level of intense subtlety";
  3. Self-reference, where the locus is in the poet's own work;
  4. Corrective allusion, where the imitation is clearly in opposition to the original source's intentions;
  5. Apparent reference "which seems clearly to recall a specific model but which on closer inspection frustrates that intention"; and
  6. Multiple reference or conflation, which refers in various ways simultaneously to several sources, fusing and transforming the cultural traditions.

A type of literature has grown round explorations of the allusions in such works as Alexander Pope's The Rape of the Lock or T. S. Eliot's The Waste Land .

Examples

In Homer, brief allusions could be made to mythic themes of generations previous to the main narrative because they were already familiar to the epic's hearers: one example is the theme of the Calydonian boarhunt. In Hellenistic Alexandria, literary culture and a fixed literary canon known to readers and hearers made a densely allusive poetry effective; the poems of Callimachus offer the best-known examples.

Martin Luther King Jr., alluded to the Gettysburg Address in starting his "I Have a Dream" speech by saying "Five score years ago..."; his hearers were immediately reminded of Abraham Lincoln's "Four score and seven years ago", which opened the Gettysburg Address. King's allusion effectively called up parallels in two historic moments without overwhelming his speech with details.

A sobriquet is an allusion. By metonymy one aspect of a person or other referent is selected to identify it, and it is this shared aspect that makes a sobriquet evocative: for example, "the city that never sleeps" is a sobriquet of (and therefore an allusion to) New York.

Related Research Articles

<span class="mw-page-title-main">Virgil</span> 1st-century-BC Roman poet

Publius Vergilius Maro, usually called Virgil or Vergil in English, was an ancient Roman poet of the Augustan period. He composed three of the most famous poems in Latin literature: the Eclogues, the Georgics, and the epic Aeneid. A number of minor poems, collected in the Appendix Vergiliana, were attributed to him in ancient times, but modern scholars generally regard these works as spurious, with the possible exception of a few short pieces.

Literary theory is the systematic study of the nature of literature and of the methods for literary analysis. Since the 19th century, literary scholarship includes literary theory and considerations of intellectual history, moral philosophy, social philosophy, and interdisciplinary themes relevant to how people interpret meaning. In the humanities in modern academia, the latter style of literary scholarship is an offshoot of post-structuralism. Consequently, the word theory became an umbrella term for scholarly approaches to reading texts, some of which are informed by strands of semiotics, cultural studies, philosophy of language, and continental philosophy, often witnessed within Western canon along with some postmodernist theory.

<span class="mw-page-title-main">Figure of speech</span> Non-literal word or phrase used for effect

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Metafiction is a form of fiction that emphasizes its own narrative structure in a way that inherently reminds the audience that they are reading or viewing a fictional work. Metafiction is self-conscious about language, literary form, and story-telling, and works of metafiction directly or indirectly draw attention to their status as artifacts. Metafiction is frequently used as a form of parody or a tool to undermine literary conventions and explore the relationship between literature and reality, life and art.

Stylistics, a branch of applied linguistics, is the study and interpretation of texts of all types, but particularly literary texts, and spoken language with regard to their linguistic and tonal style, where style is the particular variety of language used by different individuals in different situations and settings. For example, the vernacular, or everyday language, may be used among casual friends, whereas more formal language, with respect to grammar, pronunciation or accent, and lexicon or choice of words, is often used in a cover letter and résumé and while speaking during a job interview.

Diction, in its original meaning, is a writer's or speaker's distinctive vocabulary choices and style of expression in a piece of writing such as a poem or story. In its common meaning, it is the distinctiveness of speech: the art of speaking so that each word is clearly heard and understood to its fullest complexity and extremity, and concerns pronunciation and tone, rather than word choice and style. This is more precisely and commonly expressed with the term enunciation or with its synonym, articulation.

Russian formalism was a school of literary theory in Russia from the 1910s to the 1930s. It includes the work of a number of highly influential Russian and Soviet scholars such as Viktor Shklovsky, Yuri Tynianov, Vladimir Propp, Boris Eichenbaum, Roman Jakobson, Boris Tomashevsky, Grigory Gukovsky who revolutionised literary criticism between 1914 and the 1930s by establishing the specificity and autonomy of poetic language and literature. Russian formalism exerted a major influence on thinkers like Mikhail Bakhtin and Juri Lotman, and on structuralism as a whole. The movement's members had a relevant influence on modern literary criticism, as it developed in the structuralist and post-structuralist periods. Under Stalin it became a pejorative term for elitist art.

<span class="mw-page-title-main">I. A. Richards</span> English literary critic (1893–1979)

Ivor Armstrong Richards CH, known as I. A. Richards, was an English educator, literary critic, poet, and rhetorician. His work contributed to the foundations of New Criticism, a formalist movement in literary theory which emphasized the close reading of a literary text, especially poetry, in an effort to discover how a work of literature functions as a self-contained and self-referential æsthetic object.

In literary theory and aesthetics, authorial intent refers to an author's intent as it is encoded in their work. Authorial intentionalism is the hermeneutical view that an author's intentions should constrain the ways in which a text is properly interpreted. Opponents, who dispute its hermeneutical importance, have labelled this position the intentional fallacy and count it among the informal fallacies.

Intertextuality is the shaping of a text's meaning by another text, either through deliberate compositional strategies such as quotation, allusion, calque, plagiarism, translation, pastiche or parody, or by interconnections between similar or related works perceived by an audience or reader of the text. These references are sometimes made deliberately and depend on a reader's prior knowledge and understanding of the referent, but the effect of intertextuality is not always intentional and is sometimes inadvertent. Often associated with strategies employed by writers working in imaginative registers, intertextuality may now be understood as intrinsic to any text.

<i>Georgics</i> Poem by Virgil

The Georgics is a poem by Latin poet Virgil, likely published in 29 BCE. As the name suggests the subject of the poem is agriculture; but far from being an example of peaceful rural poetry, it is a work characterized by tensions in both theme and purpose.

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<span class="mw-page-title-main">Poetics</span> Theory of literary forms and discourse

Poetics is the study or theory of poetry, specifically the study or theory of device, structure, form, type, and effect with regards to poetry, though usage of the term can also refer to literature broadly. Poetics is distinguished from hermeneutics by its focus on the synthesis of non-semantic elements in a text rather than its semantic interpretation. Most literary criticism combines poetics and hermeneutics in a single analysis; however, one or the other may predominate given the text and the aims of the one doing the reading.

In literary theory, textuality comprises all of the attributes that distinguish the communicative content under analysis as an object of study. It is associated with structuralism and post-structuralism.

Verisimilitude is the "lifelikeness" or believability of a work of fiction. The word comes from Latin: verum meaning truth and similis meaning similar. Language philosopher Steve Neale distinguishes between two types: cultural verisimilitude, meaning plausibility of the fictional work within the cultural and/or historical context of the real world, outside of the work; and generic verisimilitude, meaning plausibility of a fictional work within the bounds of its own genre.

<span class="mw-page-title-main">Irony</span> Rhetorical device and literary technique

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In literary theory, literariness is the organisation of language which through special linguistic and formal properties distinguishes literary texts from non-literary texts. The defining features of a literary work do not reside in extraliterary conditions such as history or sociocultural phenomena under which a literary text might have been created, but in the form of the language that is used. Thus, literariness is defined as being the feature that makes a given work a literary work. It distinguishes a literary work from ordinary texts by using certain artistic devices such as metre, rhyme, and other patterns of sound and repetition.

Poetic devices are a form of literary device used in poetry. Poems are created out of poetic devices via a composite of: structural, grammatical, rhythmic, metrical, verbal, and visual elements. They are essential tools that a poet uses to create rhythm, enhance a poem's meaning, or intensify a mood or feeling.

<span class="mw-page-title-main">Intertextual production of the Gospel of Mark</span> Viewpoint about a book of the New Testament

The intertextual production of the Gospel of Mark is the viewpoint that there are identifiable textual relationships such that any allusion or quotation from another text forms an integral part of the Markan text, even when it seems to be out of context.

References

  1. "allusion | Definition of allusion in English by Oxford Dictionaries". Oxford Dictionaries | English. Archived from the original on September 6, 2017. Retrieved 1 October 2018.
  2. "A covert, implied or indirect reference" ( OED ); Carmela Perri explored the extent to which an allusion may be overt, in "On alluding" Poetics7 (1978), and M. H. Abrams defined allusion as "a brief reference, explicit or indirect, to a person, place or event, or to another literary work or passage". (Abrams, A Glossary of Literary Terms 1971, s.v. "Allusion").
  3. H.W. Fowler, A Dictionary of Modern English Usage.
  4. "the definition of allusion". Dictionary.com. Retrieved 15 March 2018.
  5. "the definition of reference". Dictionary.com. Retrieved 15 March 2018.
  6. "Allusion". 2015. allusion, in literature, an implied or indirect reference to a person, event, or thing or to a part of another text.
  7. 1 2 3 Ben-Porot (1976) pp. 107–8 quotation:
    The literary allusion is a device for the simultaneous activation of two texts. The activation is achieved through the manipulation of a special signal: a sign (simple or complex) in a given text characterized by an additional larger "referent." This referent is always an independent text. The simultaneous activation of the two texts thus connected results in the formation of intertextual patterns whose nature cannot be predetermined. ... The "free" nature of the intertextual patterns is the feature by which it would be possible to distinguish between the literary allusion and other closely related text-linking devices, such as parody and pastiche.
  8. 1 2 3 Preminger & Brogan (1993) The New Princeton Encyclopedia of Poetry and Poetics. Princeton University Press.
  9. Irwin, "What Is an Allusion?" Journal of Aesthetics and Art Criticism59 (2001)
  10. Harper, Douglas. "allusion (n.)". Online Etymology Dictionary. Retrieved December 5, 2019.
  11. Cohen, Ted (1999). Jokes: Philosophical Thoughts on Joking Matters. University of Chicago Press]. p. 28f. Irwin 2001:note 8 noted the parallel.
  12. Irwin 2001:288
  13. Irwin 2001:289 and note 22.
  14. R. F. Thomas, "Virgil's Georgics and the art of reference" Harvard Studies in Classical Philology 90 (1986) pp 171–98.

Bibliography