Allusion

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Allusion is a figure of speech, in which an object or circumstance from unrelated context is referred to covertly or indirectly. [1] [2] It is left to the audience to make the direct connection. [3] Where the connection is directly and explicitly stated (as opposed to indirectly implied) by the author, it is instead usually termed a reference. [4] [5] [6] In the arts, a literary allusion puts the alluded text in a new context under which it assumes new meanings and denotations. [7] It is not possible to predetermine the nature of all the new meanings and inter-textual patterns that an allusion will generate. [7] Literary allusion is closely related to parody and pastiche, which are also "text-linking" literary devices. [7]

Contents

In a wider, more informal context, an allusion is a passing or casually short statement indicating broader meaning. It is an incidental mention of something, either directly or by implication, such as "In the stock market, he met his Waterloo."

Scope of the term

Backside of a clay tablet from Pylos bearing the motif of the Labyrinth, an allusion to the mythological fight of Theseus and the Minotaur NAMA Tablette 1287.jpg
Backside of a clay tablet from Pylos bearing the motif of the Labyrinth, an allusion to the mythological fight of Theseus and the Minotaur

In the most traditional sense, allusion is a literary term, though the word has also come to encompass indirect references to any source, including allusions in film or the visual arts. [8] In literature, allusions are used to link concepts that the reader already has knowledge of, with concepts discussed in the story. In the field of film criticism, a film-maker's intentionally unspoken visual reference to another film is also called an homage. It may even be sensed that real events have allusive overtones, when a previous event is inescapably recalled by a current one. "Allusion is bound up with a vital and perennial topic in literary theory, the place of authorial intention in interpretation", William Irwin observed, in asking "What is an allusion?" [9]

Without the hearer or reader's comprehending the author's intention, an allusion becomes merely a decorative device. Allusion is an economical device, a figure of speech that uses a relatively short space to draw upon the ready stock of ideas, cultural memes or emotion already associated with a topic. Thus, an allusion is understandable only to those with prior knowledge of the covert reference in question, a mark of their cultural literacy. [8]

Allusion as cultural bond

The origin of allusion is from the Latin noun allusionem "a playing with, a reference to," from alludere "to play, jest, make fun of," a compound of ad "to" + ludere "to play." [10] Recognizing the point of allusion's condensed riddle also reinforces cultural solidarity between the maker of the allusion and the hearer: their shared familiarity with allusion bonds them. Ted Cohen finds such a "cultivation of intimacy" to be an essential element of many jokes. [11] Some aspect of the referent must be invoked and identified for the tacit association to be made; the allusion is indirect in part because "it depends on something more than mere substitution of a referent." [12]

The allusion depends as well on the author's intent; a reader may search out parallels to a figure of speech or a passage, of which the author was unaware, and offer them as unconscious allusions—coincidences that a critic might not find illuminating.[ dubious ] Addressing such issues is an aspect of hermeneutics.

William Irwin remarks that allusion moves in only one direction: "If A alludes to B, then B does not allude to A. The Bible does not allude to Shakespeare, though Shakespeare may allude to the Bible." Irwin appends a note: "Only a divine author, outside of time, would seem capable of alluding to a later text." [13] This is the basis for Christian readings of Old Testament prophecy, which asserts that passages are to be read as allusions to future events due to Jesus's revelation in Luke 24:25–27.

Allusion differs from the similar term intertextuality in that it is an intentional effort on the author's part. [8] The success of an allusion depends in part on at least some of its audience "getting" it. Allusions may be made increasingly obscure, until at last they are understood by the author alone, who thereby retreats into a private language (e.g. "Ulalume", by Edgar Allan Poe).

Academic analysis of the concept of allusions

In discussing the richly allusive poetry of Virgil's Georgics , R. F. Thomas [14] distinguished six categories of allusive reference, which are applicable to a wider cultural sphere. These types are:

  1. Casual reference, "the use of language which recalls a specific antecedent, but only in a general sense" that is relatively unimportant to the new context;
  2. Single reference, in which the hearer or reader is intended to "recall the context of the model and apply that context to the new situation"; such a specific single reference in Virgil, according to Thomas, is a means of "making connections or conveying ideas on a level of intense subtlety";
  3. Self-reference, where the locus is in the poet's own work;
  4. Corrective allusion, where the imitation is clearly in opposition to the original source's intentions;
  5. Apparent reference "which seems clearly to recall a specific model but which on closer inspection frustrates that intention"; and
  6. Multiple reference or conflation, which refers in various ways simultaneously to several sources, fusing and transforming the cultural traditions.

A type of literature has grown round explorations of the allusions in such works as Alexander Pope's The Rape of the Lock or T. S. Eliot's The Waste Land .

Examples

In Homer, brief allusions could be made to mythic themes of generations previous to the main narrative because they were already familiar to the epic's hearers: one example is the theme of the Calydonian boarhunt. In Hellenistic Alexandria, literary culture and a fixed literary canon known to readers and hearers made a densely allusive poetry effective; the poems of Callimachus offer the best-known examples.

Martin Luther King, Jr., alluded to the Gettysburg Address in starting his "I Have a Dream" speech by saying 'Five score years ago..."; his hearers were immediately reminded of Abraham Lincoln's "Four score and seven years ago", which opened the Gettysburg Address. King's allusion effectively called up parallels in two historic moments without overwhelming his speech with details.

A sobriquet is an allusion. By metonymy one aspect of a person or other referent is selected to identify it, and it is this shared aspect that makes a sobriquet evocative: for example, "the city that never sleeps" is a sobriquet of (and therefore an allusion to) New York.

An allusion may become trite and stale through unthinking overuse, devolving into a mere cliché, as is seen in some of the sections below.

15 minutes of fame

Andy Warhol, a 20th-century American artist most famous for his pop-art images of Campbell soup cans and of Marilyn Monroe, commented on the explosion of media coverage by saying, "In the future, everyone will be world-famous for 15 minutes." Today, when someone receives a great deal of media attention for something fairly trivial, and he or she is said to be experiencing his or her "15 minutes of fame", that is an allusion to Andy Warhol's famous remark.

Lot's Wife/Pillar of Salt

According to the Book of Genesis, God destroyed the cities of Sodom and Gomorrah, but Lot, the nephew of Abraham, was given time to escape with his family before the destruction. God commanded Lot and his family not to look back as they fled. Lot's wife disobeyed and looked back, and she was immediately turned into a pillar of salt as punishment for her disobedience.

An allusion to Lot's wife or to a pillar of salt is usually a reference to someone who unwisely chooses to look back once he or she has begun on a course of action or to someone who disobeys an explicit rule or command.

Cassandra

In Greek mythology, Cassandra, the daughter of Trojan king Priam, was loved by Apollo, who gave her the gift of prophecy. When Cassandra later angered Apollo, he altered the gift so that her prophecies, while true, would not be believed. Thus, her accurate warnings to the Trojans were disregarded, and disaster befell them.

Today, a "Cassandra" refers to someone who predicts disasters or negative results, especially to someone whose predictions are disregarded.

Catch-22

This phrase comes from a novel by Joseph Heller. Catch-22 is set on a U.S. Army Air Force base in World War II. "Catch-22" refers to a regulation that states an airman's request to be relieved from flight duty can only be granted if he is judged to be insane. However, anyone who does not want to fly dangerous missions is obviously sane, thus, there is no way to avoid flying the missions.

Later in the book the old woman in Rome explains that Catch-22 means "They can do whatever they want to do." This refers to the theme of the novel in which the authority figures consistently abuse their powers, leaving the consequences to those under their command.

In common speech, "catch-22" has come to describe any absurd or no-win situation.

T. S. Eliot

The poetry of T. S. Eliot is often described as "allusive", because of his habit of referring to names, places or images that may only make sense in the light of prior knowledge. This technique can add to the experience, but for the uninitiated can make Eliot's work seem dense and hard to decipher.

James Joyce

The most densely allusive work in modern English may be Finnegans Wake by James Joyce. Joseph Campbell and Henry Morton Robinson wrote A Skeleton Key to Finnegans Wake (1944) that unlocked some of Joyce's most obscure allusions.

Related Research Articles

Virgil 1st-century BC Roman poet

Publius Vergilius Maro, usually called Virgil or Vergil in English, was an ancient Roman poet of the Augustan period. He wrote three of the most famous poems in Latin literature: the Eclogues, the Georgics, and the epic Aeneid. A number of minor poems, collected in the Appendix Vergiliana, are sometimes attributed to him.

Homage is a show or demonstration of respect or dedication to someone or something, sometimes by simple declaration but often by some more oblique reference, artistic or poetic. The term is often used in the arts for where one author or artist shows respect to another by allusion or imitation; this is often pronounced like the French hommage.

Diction, in its original meaning, is a writer's or speaker's distinctive vocabulary choices and style of expression in a poem or story. In its common meaning, it's the distinctiveness of speech, the art of speaking so that each word is clearly heard and understood to its fullest complexity and extremity, and concerns pronunciation and tone, rather than word choice and style. This is more precisely and commonly expressed with the term enunciation, or with its synonym articulation.

Russian formalism was a school of literary criticism in Russia from the 1910s to the 1930s. It includes the work of a number of highly influential Russian and Soviet scholars such as Viktor Shklovsky, Yuri Tynianov, Vladimir Propp, Boris Eichenbaum, Roman Jakobson, Boris Tomashevsky, Grigory Gukovsky who revolutionised literary criticism between 1914 and the 1930s by establishing the specificity and autonomy of poetic language and literature. Russian formalism exerted a major influence on thinkers like Mikhail Bakhtin and Yuri Lotman, and on structuralism as a whole. The movement's members had a relevant influence on modern literary criticism, as it developed in the structuralist and post-structuralist periods. Under Stalin it became a pejorative term for elitist art.

New Criticism was a formalist movement in literary theory that dominated American literary criticism in the middle decades of the 20th century. It emphasized close reading, particularly of poetry, to discover how a work of literature functioned as a self-contained, self-referential aesthetic object. The movement derived its name from John Crowe Ransom's 1941 book The New Criticism.

Utamakura is a rhetorical concept in Japanese poetry.

Intertextuality is the shaping of a text's meaning by another text. It is the interconnection between similar or related works of literature that reflect and influence an audience's interpretation of the text. Intertextuality is the relation between texts that are inflicted by means of quotations and allusion. Intertextual figures include: allusion, quotation, calque, plagiarism, translation, pastiche and parody. Intertextuality is a literary device that creates an 'interrelationship between texts' and generates related understanding in separate works. These references are made to influence the reader and add layers of depth to a text, based on the readers' prior knowledge and understanding. The structure of intertextuality in turn depends on the structure of influence. Intertextuality is a literary discourse strategy utilised by writers in novels, poetry, theatre and even in non-written texts. Examples of intertextuality are an author's borrowing and transformation of a prior text, and a reader's referencing of one text in reading another.

Titus Calpurnius was a Roman bucolic poet. Eleven eclogues have been handed down to us under his name, of which the last four, from metrical considerations and express manuscript testimony, are now generally attributed to Nemesianus, who lived in the time of the emperor Carus and his sons. The separate authorship of the eclogues of Calpurnius and Nemesianus was established by Haupt.

<i>Eclogues</i> poem collection by Virgil

The Eclogues, also called the Bucolics, is the first of the three major works of the Latin poet Virgil.

Parallelism is a rhetorical device that compounds words or phrases that have equivalent meanings so as to create a definite pattern. This structure is particularly effective when "specifying or enumerating pairs or series of like things". A scheme of balance, parallelism represents "one of the basic principles of grammar and rhetoric".

This glossary of literary terms is a list of definitions of terms and concepts used in the discussion, classification, analysis, and criticism of all types of literature, such as poetry, novels, and picture books, as well as of grammar, syntax, and language techniques. For a more complete glossary of terms relating to poetry in particular, see Glossary of poetry terms.

Poetics is the theory of literary forms and literary discourse.

A literary trope is the use of figurative language, via word, phrase or an image, for artistic effect such as using a figure of speech. The word trope has also come to be used for describing commonly recurring literary and rhetorical devices, motifs or clichés in creative works.

Metapragmatics is a term commonly associated with the semiotically-informed linguistic anthropology of Michael Silverstein that describes how the effects and conditions of language use themselves become objects of discourse. Metapragmatic signalling allows participants to construe what is going on in an interaction. Examples include:

In linguistics, a referring expression (RE) is any noun phrase, or surrogate for a noun phrase, whose function in discourse is to identify some individual object. The technical terminology for identify differs a great deal from one school of linguistics to another. The most widespread term is probably refer, and a thing identified is a referent, as for example in the work of John Lyons. In linguistics, the study of reference relations belongs to pragmatics, the study of language use, though it is also a matter of great interest to philosophers, especially those wishing to understand the nature of knowledge, perception and cognition more generally.

Literature Written work of art

Literature, most generically, is any body of written works. More restrictively, literature refers to writing considered to be an art form or any single writing deemed to have artistic or intellectual value, often due to deploying language in ways that differ from ordinary usage.

In classical rhetoric, figures of speech are classified as one of the four fundamental rhetorical operations or quadripartita ratio: addition (adiectio), omission (detractio), permutation (immutatio) and transposition (transmutatio).

Literariness is the organisation of language which through special linguistic and formal properties distinguishes literary texts from non-literary texts. The defining features of a literary work do not reside in extraliterary conditions such as history or sociocultural phenomena under which a literary text might have been created but in the form of the language that is used. Thus, literariness is defined as being the feature that makes a given work a literary work. It distinguishes a literary work from ordinary texts by using certain artistic devices such as metre, rhyme, and other patterns of sound and repetition.

Ziva Ben-Porat is a literary theorist, writer, and editor who lives in Israel and is a professor at Tel Aviv University.

The intertextual production of the Gospel of Mark is the viewpoint that there are identifiable textual relationships such that any allusion or quotation from another text forms an integral part of the Markan text, even when it seems to be out of context.

References

  1. "allusion | Definition of allusion in English by Oxford Dictionaries". Oxford Dictionaries | English. Retrieved 1 October 2018.
  2. "A covert, implied or indirect reference" ( OED ); Carmela Perri explored the extent to which an allusion may be overt, in "On alluding" Poetics7 (1978), and M. H. Abrams defined allusion as "a brief reference, explicit or indirect, to a person, place or event, or to another literary work or passage". (Abrams, A Glossary of Literary Terms 1971, s.v. "Allusion").
  3. H.W. Fowler, A Dictionary of Modern English Usage.
  4. "the definition of allusion". Dictionary.com. Retrieved 15 March 2018.
  5. "the definition of reference". Dictionary.com. Retrieved 15 March 2018.
  6. "Allusion". 2015. allusion, in literature, an implied or indirect reference to a person, event, or thing or to a part of another text.
  7. 1 2 3 Ben-Porot (1976) pp. 107–8 quotation:
    The literary allusion is a device for the simultaneous activation of two texts. The activation is achieved through the manipulation of a special signal: a sign (simple or complex) in a given text characterized by an additional larger "referent." This referent is always an independent text. The simultaneous activation of the two texts thus connected results in the formation of intertextual patterns whose nature cannot be predetermined. ... The "free" nature of the intertextual patterns is the feature by which it would be possible to distinguish between the literary allusion and other closely related text-linking devices, such as parody and pastiche.
  8. 1 2 3 Preminger & Brogan (1993) The New Princeton Encyclopedia of Poetry and Poetics. Princeton University Press.
  9. Irwin, "What Is an Allusion?" Journal of Aesthetics and Art Criticism59 (2001)
  10. Harper, Douglas. "allusion (n.)". Online Etymology Dictionary. Retrieved December 5, 2019.
  11. (Cohen, Jokes: Philosophical Thoughts on Joking Matters [University of Chicago Press] 1999:28f). Irwin 2001:note 8 noted the parallel.
  12. Irwin 2001:288
  13. Irwin 2001:289 and note 22.
  14. R. F. Thomas, "Virgil's Georgics and the art of reference" Harvard Studies in Classical Philology 90 (1986) pp 171–98.

Bibliography