Tie-breaking in Swiss-system tournaments

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Tie-break systems are used in chess Swiss system tournaments to break ties between players who have the same total number of points after the last round. This is needed when prizes are indivisible, such as titles, trophies, or qualification for another tournament. Otherwise players often share the tied spots, with cash prizes being divided equally among the tied players. If the players are still tied after one tie-break system is used, another system is used, and so on, until the tie is broken. Most of the methods are numerical methods based on the games that have already been played or other objective factors, while some methods require additional games to be played, etc. Strength of schedule is the idea behind the methods based on the games already played: that the player that played the harder competition to achieve the same number of points should be ranked higher.

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Harry Golombek points out deficiencies in most of the tie-break systems and recommends a playoff if there is time. If not, he recommends Sonneborn-Berger and then the player who has the most wins. For Swiss tournaments, he recommends the Buchholz system and the Cumulative system ( Golombek 1977 :322).

For Swiss chess tournaments for individuals (not teams), FIDE recommends - in an Annex to the FIDE Tournament Regulations regarding tiebreaks:

  1. Buchholz Cut 1 (the Buchholz score reduced by the lowest score of the opponents)
  2. Buchholz (the sum of the scores of each of the opponents of a player)
  3. The result of the direct encounter(s) between the players (if any)
  4. The Average Rating of Opponents Cut (the average rating of opponents, excluding one or more of the ratings of the opponents, starting from the lowest-rated opponent)
  5. The greater number of wins including forfeits
  6. The greater number of wins with Black pieces
  7. The greater number of games with Black (unplayed games shall be counted as played with White)
  8. Sonneborn-Berger

Median

The Median system is also known as the Harkness System, after its inventor Kenneth Harkness. For each player, this system sums the number of points earned by the player's opponents, but discarding the highest and lowest. If there are nine or more rounds, the top two and bottom two scores are discarded. Unplayed games by the opponents count ½ point. Unplayed games by the player count zero points. This is also known as the Median-Buchholz System ( Just & Burg 2003 :199–200).

Modified Median

The Modified Median system is similar to the Median system, except:

Solkoff

This system is the same as the Median system, except that no scores are discarded ( Just & Burg 2003 :200). Ephraim Solkoff did not invent this system. He introduced it to the United States in 1950, but it was used in England prior to that ( Harkness 1967 :138).

Cumulative

To calculate this, sum the running score for each round. For example, if a player has (in order) a win, loss, win, draw, and a loss; his round-by-round score will be 1, 1, 2, 2½, 2½. The sum of these numbers is 9. Additionally, one point is subtracted from the sum for each unplayed win, and ½ point is subtracted for each unplayed draw. In the previous example, if the fourth-round draw was instead a ½ point bye, then ½ point would be subtracted and the final sum would be 8½.

This system places more weight on games won in the early rounds and the least weight on games won in the final rounds. The rationale for this system is that a player who scored well early in the tournament has most likely faced tougher opponents in later rounds and should therefore be favored over a player who scored poorly in the start before subsequently scoring points against weaker opponents ( Just & Burg 2003 :200–201).

Of course in the age of computers and smart phones, instead of accumulating points scored against weak players, we could just calculate who had the toughest schedule as with the Solkoff and median systems. An alternative explanation for the popularity of the cumulative system is that it is easier for coaches, players and the audience to follow the potential scores and prizes, as the point totals don't vary and only need to be added to from round to round.

Cumulative opponent's score

This sums the cumulative scores of the player's opponents ( Just & Burg 2003 :202).

Result between tied players

If the tied players played each other, if one of them won then that player finishes higher on tie-break ( Just & Burg 2003 :201).

Most games with the black pieces

The player that had the black pieces the most times finishes highest on tie-breaks ( Just & Burg 2003 :201).

Most wins (Baumbach)

The player with the most wins finishes highest on tie-breaks. This is used as the first tie-break rule for individual tournaments in ICCF.

Kashdan

Invented by Isaac Kashdan, this system awards four points for a win, two points for a draw, one point for a loss, and none for an unplayed game. As a result, if players with no unplayed games tie, the one with fewer draws finishes higher on the tie-break (i.e. a win and a loss is better than two draws) ( Just & Burg 2003 :201).

Sonneborn–Berger score

Add the scores of every opponent the player beats and half of the score of every opponent the player draws ( Just & Burg 2003 :201). The system was named after William Sonneborn and Johann Berger, but it was invented by Oscar Gelbfuhs ( Harkness 1967 :137). The system is the main tie-breaking system in round robin tournaments, but is also used in Swiss tournaments. It is also called the Neustadtl score.

What we call the Sonneborn-Berger system was not invented by Sonneborn or Berger, and it was not originally designed for tie-breaking. It was invented by Oscar Gelbfuhs about 1873 to be used as a weighted score in round-robin tournaments. It would be used instead of the raw score for final places. In 1886 Sonneborn criticized the system and suggested an improvement that would give a better-weighted score. His suggestion was to add the square of the player's points to the amount calculated as above. In 1887 and 1888 Berger studied Gelbfuhs' system and the suggestion of Sonneborn. This improvement became known as the Sonneborn-Berger system.[ citation needed ]

When the system is used to break ties between equally scoring players, adding in the square of the player's raw score does no good, so the Sonneborn improvement is omitted. However, the system has retained the Sonneborn-Berger name ( Harkness 1967 :136–37).

Opponent's performance

This method uses the average performance rating of the player's opponents. The "performance rating" of a player is basically the rating the player would receive if they had started the tournament without a rating ( Just & Burg 2003 :202).

Average rating of opposition

The average rating of the player's opponents ( Just & Burg 2003 :202).

Time of loss

Among tied players, the player whose first loss came last gets priority. If player A's first loss was in round 4 and player B's first loss was in round 2, player A gets priority. This was a tiebreaker used by POP in 2004-2005.

Tardiness

If a player arrives after the first round is paired, the player loses priority. This tiebreaker is currently used by POP.

Speed play-off games

The tie is broken by one or more games played with fast time control, or Fast chess.

Single fast game

FIDE rules provide for a single fast decisive game, known as Armageddon. White gets more time on the clock, but must win (i.e. a draw counts as a win for Black). The player who wins the draw of lots may choose which color they choose.

Coin flip

As a last resort, ties are broken by a random process such as a coin flip ( Just & Burg 2003 :203).

The U.S. Chess Federation (USCF) recommends these as the first four tie-breaking methods to be used ( Just & Burg 2003 :199):

  1. Modified Median
  2. Solkoff
  3. Cumulative
  4. Cumulative opponent's score

See also

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