Mixed ballot transferable vote

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MBTV uses a mixed ballot, on which candidate and list votes can be indicated separately, but are jointly treated as mixed single vote in the vote linkage compensation. Mixed ballot.png
MBTV uses a mixed ballot, on which candidate and list votes can be indicated separately, but are jointly treated as mixed single vote in the vote linkage compensation.

The mixed ballot transferable vote (MBTV) refers to a type of vote linkage-based mixed-member electoral system where a group of members are elected on local (lower) tier, for example in single-member districts (SMDs). Other members are elected on a compensatory national (upper) tier from a list and voters cast a single ballot where they may indicate their preferences separately. [1]

Contents

A dual vote mixed system is not necessarily a mixed ballot system, particularly the ones using separate ballots for the two votes. This article is primarily about systems using mixed ballots. For the dual vote, hybrid versions of parallel voting and MSV used in Hungary and formerly used in Italy for national elections, see scorporo. [2]

Overview

Unused votes from the lower tier are counted on the upper tier in a compensatory way using a (partial, positive) vote transfer mechanism. This tied, preferential nature of the dual ballot makes it different from mixed-member proportional (seat linkage compensatory) and parallel voting (non-compensatory) systems, which also use two votes for the two tiers. How proportional the outcome is depends on among other factors, the rules (what counts as "wasted" vote) and parameters (e.g. the number of compensatory seats) used in the system. [3]

In Hungary, elections to the National Assembly use a dual vote based positive vote transfer system, [4] where votes for candidates that did not win a seat are added along with excess votes for the winner in the seat to the list votes. [5] This has plurality SMDs and also partially compensates winning candidates, however, that system uses a parallel voting component to count list votes (which are located on separate ballots).

A system formerly used in Italy, scorporo is also a dual vote and vote linkage based mixed electoral system, but differs from MBTV in that it uses negative vote transfer as its compensatory mechanism compensation. These systems lack the "transferable" (preferential) part of MBTV, in favour of an automatic vote transfer based on party affiliation.

mixed electoral systems

with compensation

(mixed) single vote(mixed) dual vote
Seat linkage MSV (top-up) MMP

AMS

AV+

Vote linkage MSV (positive vote transfer)

DMP

Hybrids (MSV combined with parallel voting):

MBTV

Variations

Plurality

The simplest type of MBTV system allows two single choices on the ballot: one for a local candidate, one for a party list. This type of ballot is also used in the electoral system of Germany [6] and New Zealand.

Ranking

A ballot can allow either the voter to rank the candidates or the party lists or both, in this case rankings can be used for a system of elimination, like that of instant-runoff voting (to determine local winners and which parties pass the entry threshold). If ranking of both is allowed, the ballot design can also allow to intermix the rankings, providing a full ranking. [1]

The ranked ballots can also be used for elections by STV on the local tier, an example is a proposal by Schulz, [7] where not only can voters rank parties intermixed with candidates on a local level, but another party vote can be cast for the MMP-type of compensation (seat linkage). The system utilizes the mixed ballot by providing that if a party has received overhang seats, then only a certain share of those ballots which have contributed to the election candidates of that party will be considered when counting the party votes. The rest of those ballots are considered to have been cast for the party of those candidates who got elected, which avoids split ticket voters double voting power.

Other

MBTV systems may be designed around other systems, for example approval and proportional approval voting.

Usage of mixed ballots

A mixed ballot used in the 2005 elections to the German Bundestag Bundestagswahl2005 stimmzettel small.jpg
A mixed ballot used in the 2005 elections to the German Bundestag

The German electoral system, which, while it falls under the category of MMP systems due to its seat linkage mechanism, also uses a mixed ballot on which the first vote (Erststimme) and second vote (Zweitstimme) are both single choice votes. In addition, as in MBTV, not all ballots are used in the compensatory tier, such namely ballots cast for independent candidates who have won a district seat and parties below the electoral threshold. [6] This mechanism makes it similar to the preferential interpretation of the mixed ballot when it would be used in a purely vote linkage based system.

Related Research Articles

Proportional representation (PR) refers to any type of electoral system under which subgroups of an electorate are reflected proportionately in the elected body. The concept applies mainly to political divisions among voters. The essence of such systems is that all votes cast – or almost all votes cast – contribute to the result and are effectively used to help elect someone. Under other election systems, a bare plurality or a scant majority are all that are used to elect candidates. Further, a PR system is one that produces mixed and balanced representation, reflecting how votes are cast.

<span class="mw-page-title-main">Single transferable vote</span> Multi-winner electoral system

The single transferable vote (STV), a type of proportional ranked choice voting, is a multi-winner electoral system in which each voter casts a single vote in the form of a ranked-choice ballot. Voters have the option to rank candidates, and their vote may be transferred according to alternative preferences if their preferred candidate is eliminated or elected with surplus votes, so that their vote is used to elect someone they prefer over others in the running. STV aims to approach proportional representation based on votes cast in the district where it is used, so that each vote is worth about the same as another.

<span class="mw-page-title-main">Additional member system (United Kingdom)</span> Mixed voting method used Scotland and London

The additional member system (AMS) or is a two vote seat-linkage-based mixed electoral system used in the United Kingdom where most representatives are elected in single-member districts (SMDs), and a fixed number of other "additional members" are elected from a closed list to make the seat distribution in the chamber more proportional to the votes cast for party lists. It is distinct from using parallel voting for the list seats in that the "additional member" seats are awarded to parties taking into account seats won in SMDs - these are ignored under parallel voting.

<span class="mw-page-title-main">Mixed-member proportional representation</span> Type of mixed electoral system

Mixed-member proportional representation is a type of representation provided by some mixed electoral systems which combine local winner-take-all elections with a compensatory tier with party lists, in a way that produces proportional representation overall. Like proportional representation, MMP is not a single system, but a principle and goal of several similar systems. Some systems designed to achieve proportionality are still called mixed-member proportional, even if they generally fall short of full proportionality. In this case, they provide semi-proportional representation.

<span class="mw-page-title-main">Electoral reform in New Zealand</span>

Electoral reform in New Zealand has been a political issue in the past as major changes have been made to both parliamentary and local government electoral systems.

<span class="mw-page-title-main">Parallel voting</span> Mixed electoral system

In political science, parallelvoting or superposition refers to the use of two or more electoral systems to elect different members of a legislature. More precisely, an electoral system is a superposition if it is a mixture of at least two tiers, which do not interact with each other in any way; one part of a legislature is elected using one method, while another part is elected using a different method, with all voters participating in both. Thus, the final results can be found by calculating the results for each system separately based on the votes alone, then adding them together. A system is called fusion or majority bonus, another independent mixture of two system but without two tiers. Superposition is also not the same as "coexistence", which when different districts in the same election use different systems. Superposition, fusion and coexistence are distinct from dependent mixed electoral systems like compensatory (corrective) and conditional systems.

A party-list system is a type of electoral system that formally involves political parties in the electoral process, usually to facilitate multi-winner elections. In party-list systems, parties put forward a list of candidates, the party-list who stand for election on one ticket. Voters can usually vote directly for the party-list, but in other systems voters may vote for directly individuals candidates within or across party lists, besides or instead of voting directly for parties.

The 2011 New Zealand voting system referendum was a referendum on whether to keep the existing mixed member proportional (MMP) voting system, or to change to another voting system, for electing Members of Parliament to New Zealand's House of Representatives. It was held on 26 November 2011 in conjunction with the 2011 general election.

Electoral reform is a change in electoral systems which alters how public desires are expressed in election results.

Semi-proportional representation characterizes multi-winner electoral systems which allow representation of minorities, but are not intended to reflect the strength of the competing political forces in close proportion to the votes they receive. Semi-proportional voting systems are generally used as a compromise between complex and expensive but more-proportional systems and simple winner-take-all systems. Examples of semi-proportional systems include the single non-transferable vote, limited voting, and parallel voting.

An electoral or voting system is a set of rules used to determine the results of an election. Electoral systems are used in politics to elect governments, while non-political elections may take place in business, non-profit organisations and informal organisations. These rules govern all aspects of the voting process: when elections occur, who is allowed to vote, who can stand as a candidate, how ballots are marked and cast, how the ballots are counted, how votes translate into the election outcome, limits on campaign spending, and other factors that can affect the result. Political electoral systems are defined by constitutions and electoral laws, are typically conducted by election commissions, and can use multiple types of elections for different offices.

Scorporo is a partially compensatory, mixed-member majoritarian electoral system, sometimes referred to as a negative vote transfer system (NVT) whereby a portion of members are elected in single-member districts (SMDs) and a portion are elected from a list. It may be fully defined as a parallel voting system which excludes a portion of the SMD winners' votes in electing the proportional tier, to result in a more proportional outcome. The exclusion of a portion of the SMD winners' votes is what makes scorporo fundamentally different from parallel voting and somewhat closer to the additional member system in the UK in theory. However, the design proved particularly susceptible to the decoy list strategy, and as a result by 2001 had devolved into a de facto parallel voting system. The scorporo method is only known to have been used in Italy, but a similar version is in used for the National Assembly of Hungary.

Dual-member mixed proportional (DMP), also known as dual-member proportional, is a mixed electoral system designed to produce proportional election results across a region by electing two representatives in each of the region's districts. The first seat in every district is awarded to the candidate who receives the most votes, similar to first-past-the-post voting (FPTP). The second seat is awarded to one of the remaining district candidates so that proportionality is achieved across the region, using a calculation that aims to award parties their seats in the districts where they had their strongest performances.

<span class="mw-page-title-main">Mixed electoral system</span> Family of voting systems

A mixed electoral system is one that uses different electoral systems to elect different seats in a legislature. Most often, this involves a winner-take-all component combined with a proportional component. The results of the combination may be mixed-member proportional (MMP), where the overall results of the elections are proportional, or mixed-member majoritarian, in which case the overall results are semi-proportional, retaining disproportionalities from the majoritarian component. Systems that mix more than two components are sometimes called supermixed.

<span class="mw-page-title-main">Rural–urban proportional representation</span> Canadian hybrid proportional electoral system

Rural–urban proportional representation (RUP), also called flexible district PR, is a mixed electoral system which combines the use of single- and multi-member constituencies in a lower tier and top-up seats in an upper tier to meet the different needs of both rural and urban areas, while protecting the objective of proportionality. The term was coined by Fair Vote Canada, which devised a rural–urban system with the intention of meeting the special challenges of Canada's geography, which includes wide-flung, sparsely populated areas.

<span class="mw-page-title-main">Mixed single vote</span>

A mixed single vote (MSV) is a type of ballot in mixed-member electoral systems, where voters cast a single vote in an election, which used both for electing a local candidate and as a vote for a party affiliated with that candidate according to the rules of the electoral system. Unlike most mixed proportional and mixed majoritarian systems where voters cast two votes, split-ticket voting is not possible under MSV. This significantly reduces the possibility of manipulating compensatory mixed systems, at the price of reducing voter choice. An alternative based on the mixed single vote that still allows for indicating different preferences on different levels is the mixed ballot, which functions as a preferential (mixed) single vote.

Mixed-member majoritarian representation (MMM) is type of a mixed electoral system combining winner-take-all and proportional methods, where the disproportional results of the winner-take-all part are dominant over the proportional component. Mixed member majoritarian systems are therefore categorized under semi-proportional representation, and are usually contrasted with mixed-member proportional representation (MMP) which aims to provide proportional representation compensation ("top-up") seats.

The spare vote is a version of single transferable voting applied to the ranking of parties, first proposed for elections in Germany in 2013. This preferential party system is a ranked proportional representation electoral system applying to political parties instead of individual candidates. The spare vote refers to a secondary vote (preference) of the voter, which only comes into play if the first preference for the political party preferred by the voter, is below the electoral threshold. In Germany, there were draft laws for the spare vote system in Saarland, Schleswig-Holstein and Brandenburg federal states, but they were not implemented.

Compensation or correction is an optional mechanism of electoral systems, which corrects the results of one part of the system based on some criterion to achieve a certain result, usually to make it more proportional. There are in general two forms of compensation: vote linkage and seat linkage.

<span class="mw-page-title-main">Vote linkage mixed system</span> Partially compensatory electoral system

The vote linkage or (multi-tier) vote transfer system is type of compensatory mixed electoral system, where votes may be transferred across multiple tiers of an electoral system, in order to avoid wasted votes - in contrast to the more common seat linkage compensatory system. It often presupposes and is related to the concept of the mixed single vote, which means that the same vote can be use in multiple tiers of an electoral system and that a vote for a local candidate may automatically count as a vote for the candidate's party or the other way around. Voters usually cast their single vote for a local candidate in a single-member district (SMD) and then all the wasted votes from this lower tier are added to distribute seats between upper tier candidates, typically national party lists.

References

  1. 1 2 https://doi.org/10.13140/RG.2.2.15129.34407 Electoral incentives and the equal value of ballots in vote transfer systems with positive winner compensation
  2. Political Capital (2012). "The New Electoral Law in Hungary — In-depth Analysis" (PDF).
  3. Golosov (2013). "The Case for Mixed Single Vote Electoral Systems". The Journal of Social, Political, and Economic Studies.
  4. "2011. évi CCIII. törvény az országgyűlési képviselők választásáról" [Act CCIII. of 2011. on the election of members of the National Assembly] (in Hungarian).
  5. Political Capital (2012). "The New Electoral Law in Hungary — In-depth Analysis" (PDF).
  6. 1 2 "Federal Elections Act, as last amended by Article 2 of the Act of 3 June 2021" (PDF). 3 June 2021.
  7. Schulze, Markus. "The Schulze Method of Voting".

See also