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Tyranny of the majority refers to a situation in majority rule where the preferences and interests of the majority may dominate the political landscape, potentially sidelining or disregarding the rights and needs of minority groups. This idea has been discussed by various thinkers, including John Stuart Mill, who explored the implications of such dynamics in his 1859 book On Liberty . [1]
A tyranny of the majority can ensue when democracy is distorted either by an excess of centralization [2] or when the people abandon a wider perspective to "rule upon numbers, not upon rightness or excellence". [3]
In both cases, in the context of a nation, constitutional limits on the powers of a legislative body such as a bill of rights or supermajority clause have been used to counter the problem. A separation of powers (for example legislative and executive majority actions subject to review by the judiciary) may also be implemented to prevent the problem from happening internally in a government. [4]
In social choice, a tyranny-of-the-majority scenario can be formally defined as a situation where the candidate or decision preferred by a majority is greatly inferior (hence "tyranny") to the socially optimal candidate or decision according to some measure of excellence such as total utilitarianism or the egalitarian rule.
The origin of the term "tyranny of the majority" is commonly attributed to Alexis de Tocqueville, who used it in his book Democracy in America . It appears in Part 2 of the book in the title of Chapter 8, "What Moderates the Tyranny of the Majority in the United States' Absence of Administrative Centralization" (French : De ce qui tempère aux États-Unis la tyrannie de la majorité [5] ) and in the previous chapter in the names of sections such as "The Tyranny of the Majority" and "Effects of the Tyranny of the Majority on American National Character; the Courtier Spirit in the United States". [6]
While the specific phrase "tyranny of the majority" is frequently attributed to various Founding Fathers of the United States, only John Adams is known to have used it, arguing against government by a single unicameral elected body. Writing in defense of the Constitution in March 1788, [7] Adams referred to "a single sovereign assembly, each member…only accountable to his constituents; and the majority of members who have been of one party" as a "tyranny of the majority", attempting to highlight the need instead for "a mixed government, consisting of three branches". Constitutional author James Madison presented a similar idea in Federalist 10, citing the destabilizing effect of "the superior force of an interested and overbearing majority" on a government, though the essay as a whole focuses on the Constitution's efforts to mitigate factionalism generally.
Later users include Edmund Burke, who wrote in a 1790 letter that "The tyranny of a multitude is a multiplied tyranny." [8] It was further popularised by John Stuart Mill, influenced by Tocqueville, in On Liberty (1859). Friedrich Nietzsche used the phrase in the first sequel to Human, All Too Human (1879). [9] Ayn Rand wrote that individual rights are not subject to a public vote, and that the political function of rights is precisely to protect minorities from oppression by majorities and "the smallest minority on earth is the individual". [10] In Herbert Marcuse's 1965 essay Repressive Tolerance , he said "tolerance is extended to policies, conditions, and modes of behavior which should not be tolerated because they are impeding, if not destroying, the chances of creating an existence without fear and misery" and that "this sort of tolerance strengthens the tyranny of the majority against which authentic liberals protested". [11] In 1994, legal scholar Lani Guinier used the phrase as the title for a collection of law review articles. [12]
A term used in Classical and Hellenistic Greece for oppressive popular rule was ochlocracy ("mob rule"); tyranny meant rule by one man—whether undesirable or not.
Herbert Spencer, in "The Right to Ignore the State" (1851), pointed the problem with the following example: [13]
Suppose, for the sake of argument, that, struck by some Malthusian panic, a legislature duly representing public opinion were to enact that all children born during the next ten years should be drowned. Does anyone think such an enactment would be warrantable? If not, there is evidently a limit to the power of a majority.
Secession of the Confederate States of America from the United States was anchored by a version of subsidiarity, found within the doctrines of John C. Calhoun. Antebellum South Carolina utilized Calhoun's doctrines in the Old South as public policy, adopted from his theory of concurrent majority. This "localism" strategy was presented as a mechanism to circumvent Calhoun's perceived tyranny of the majority in the United States. Each state presumptively held the Sovereign power to block federal laws that infringed upon states' rights, autonomously. Calhoun's policies directly influenced Southern public policy regarding slavery, and undermined the Supremacy Clause power granted to the federal government. The subsequent creation of the Confederate States of America catalyzed the American Civil War.
19th century concurrent majority theories held logical counterbalances to standard tyranny of the majority harms originating from Antiquity and onward. Essentially, illegitimate or temporary coalitions that held majority volume could disproportionately outweigh and hurt any significant minority, by nature and sheer volume. Calhoun's contemporary doctrine was presented as one of limitation within American democracy to prevent traditional tyranny, whether actual or imagined. [2]
Federalist No. 10 "The Same Subject Continued: The Union as a Safeguard Against Domestic Faction and Insurrection" (November 23, 1787): [14]
The inference to which we are brought is, that the CAUSES of faction cannot be removed, and that relief is only to be sought in the means of controlling its EFFECTS. If a faction consists of less than a majority, relief is supplied by the republican principle, which enables the majority to defeat its sinister views by regular vote. It may clog the administration, it may convulse the society; but it will be unable to execute and mask its violence under the forms of the Constitution. When a majority is included in a faction, the form of popular government, on the other hand, enables it to sacrifice to its ruling passion or interest both the public good and the rights of other citizens. To secure the public good and private rights against the danger of such a faction, and at the same time to preserve the spirit and the form of popular government, is then the great object to which our inquiries are directed...By what means is this object attainable? Evidently by one of two only. Either the existence of the same passion or interest in a majority at the same time must be prevented, or the majority, having such coexistent passion or interest, must be rendered, by their number and local situation, unable to concert and carry into effect schemes of oppression.
With respect to American democracy, Tocqueville, in his book Democracy in America, says:
So what is a majority taken as a whole, if not an individual who has opinions and, most often, interests contrary to another individual called the minority. Now, if you admit that an individual vested with omnipotence can abuse it against his adversaries, why would you not admit the same thing for the majority? Have men, by gathering together, changed character? By becoming stronger, have they become more patient in the face of obstacles? As for me, I cannot believe it; and the power to do everything that I refuse to any one of my fellows, I will never grant to several. [15]
So when I see the right and the ability to do everything granted to whatever power, whether called people or king, democracy or aristocracy, whether exercised in a monarchy or a republic, I say: the seed of tyranny is there and I try to go and live under other laws. [16]
When a man or a party suffers from an injustice in the United States, to whom do you want them to appeal? To public opinion? That is what forms the majority. To the legislative body? It represents the majority and blindly obeys it. To the executive power? It is named by the majority and serves it as a passive instrument. To the police? The police are nothing other than the majority under arms. To the jury? The jury is the majority vested with the right to deliver judgments. The judges themselves, in certain states, are elected by the majority. However iniquitous or unreasonable the measure that strikes you may be, you must therefore submit to it or flee. What is that if not the very soul of tyranny under the forms of liberty [17]
Robert A. Dahl argues that the tyranny of the majority is a spurious dilemma (p. 171): [18]
Critic: Are you trying to say that majority tyranny is simply an illusion? If so, that is going to be small comfort to a minority whose fundamental rights are trampled on by an abusive majority. I think you need to consider seriously two possibilities; first, that a majority will infringe on the rights of a minority, and second, that a majority may oppose democracy itself.
Advocate: Let's take up the first. The issue is sometimes presented as a paradox. If a majority is not entitled to do so, then it is thereby deprived of its rights; but if a majority is entitled to do so, then it can deprive the minority of its rights. The paradox is supposed to show that no solution can be both democratic and just. But the dilemma seems to be spurious.
Of course a majority might have the power or strength to deprive a minority of its political rights. […] The question is whether a majority may rightly use its primary political rights to deprive a minority of its primary political rights.
The answer is clearly no. To put it another way, logically it can't be true that the members of an association ought to govern themselves by the democratic process, and at the same time a majority of the association may properly strip a minority of its primary political rights. For, by doing so the majority would deny the minority the rights necessary to the democratic process. In effect therefore the majority would affirm that the association ought not to govern itself by the democratic process. They can't have it both ways.
Critic: Your argument may be perfectly logical. But majorities aren't always perfectly logical. They may believe in democracy to some extent and yet violate its principles. Even worse, they may not believe in democracy and yet they may cynically use the democratic process to destroy democracy. […] Without some limits, both moral and constitutional, the democratic process becomes self-contradictory, doesn't it?
Advocate: That's exactly what I've been trying to show. Of course democracy has limits. But my point is that these are built into the very nature of the process itself. If you exceed those limits, then you necessarily violate the democratic process.
Regarding recent American politics (specifically initiatives), Donovan et al. argue that:
One of the original concerns about direct democracy is the potential it has to allow a majority of voters to trample the rights of minorities. Many still worry that the process can be used to harm gays and lesbians as well as ethnic, linguistic, and religious minorities. … Recent scholarly research shows that the initiative process is sometimes prone to produce laws that disadvantage relatively powerless minorities … State and local ballot initiatives have been used to undo policies – such as school desegregation, protections against job and housing discrimination, and affirmative action – that minorities have secured from legislatures. [19]
The notion that, in a democracy, the greatest concern is that the majority will tyrannise and exploit diverse smaller interests, has been criticised by Mancur Olson in The Logic of Collective Action , who argues instead that narrow and well organised minorities are more likely to assert their interests over those of the majority. Olson argues that when the benefits of political action (e.g., lobbying) are spread over fewer agents, there is a stronger individual incentive to contribute to that political activity. Narrow groups, especially those who can reward active participation to their group goals, might therefore be able to dominate or distort political process, a process studied in public choice theory.
Class studies
Tyranny of the majority has also been prevalent in some class studies. Rahim Baizidi uses the concept of "democratic suppression" to analyze the tyranny of the majority in economic classes. According to this, the majority of the upper and middle classes, together with a small portion of the lower class, form the majority coalition of conservative forces in the society. [20]
Anti-federalists of public choice theory point out that vote trading can protect minority interests from majorities in representative democratic bodies such as legislatures.[ citation needed ] They continue that direct democracy, such as statewide propositions on ballots, does not offer such protections.[ weasel words ]
The Republican Party, known retroactively as the Democratic-Republican Party, was an American political party founded by Thomas Jefferson and James Madison in the early 1790s. It championed liberalism, republicanism, individual liberty, equal rights, separation of church and state, freedom of religion, decentralization, free markets, free trade, and agrarianism. In foreign policy it was hostile to Great Britain and the Netherlands and in sympathy with the French Revolution and Napoleonic wars. The party became increasingly dominant after the 1800 elections as the opposing Federalist Party collapsed.
The Federalist Party was a conservative and nationalist American political party and the first political party in the United States. It dominated the national government under Alexander Hamilton from 1789 to 1801. The party was defeated by the Democratic-Republican Party in 1800, and it became a minority party while keeping its stronghold in New England. It made a brief resurgence by opposing the War of 1812, then collapsed with its last presidential candidate in 1816. Remnants lasted for a few years afterwards.
John Caldwell Calhoun was an American statesman and political theorist who served as the seventh vice president of the United States from 1825 to 1832. Born in South Carolina, he adamantly defended American slavery and sought to protect the interests of white Southerners. Calhoun began his political career as a nationalist, modernizer and proponent of a strong federal government and protective tariffs. In the late 1820s, his views changed radically, and he became a leading proponent of states' rights, limited government, nullification, and opposition to high tariffs. Calhoun saw Northern acceptance of those policies as a condition of the South's remaining in the Union. His beliefs heavily influenced the South's secession from the Union in 1860 and 1861. Calhoun was the first of two vice presidents to resign from the position, the second being Spiro Agnew, who resigned in 1973.
Alexis Charles Henri Clérel, comte de Tocqueville, was a French aristocrat, diplomat, sociologist, political scientist, political philosopher, and historian. He is best known for his works Democracy in America and The Old Regime and the Revolution (1856). In both, he analyzed the living standards and social conditions of individuals as well as their relationship to the market and state in Western societies. Democracy in America was published after Tocqueville's travels in the United States and is today considered an early work of sociology and political science.
De la démocratie en Amérique is a classic French work by Alexis de Tocqueville. In the book, Tocqueville examines the democratic revolution that he believed had been occurring over the previous several hundred years.
Jeffersonian democracy, named after its advocate Thomas Jefferson, was one of two dominant political outlooks and movements in the United States from the 1790s to the 1820s. The Jeffersonians were deeply committed to American republicanism, which meant opposition to what they considered to be artificial aristocracy, opposition to corruption, and insistence on virtue, with a priority for the "yeoman farmer", "planters", and the "plain folk". They were antagonistic to the aristocratic elitism of merchants, bankers, and manufacturers, distrusted factory workers, and strongly opposed and were on the watch for supporters of the Westminster system.
Majoritarianism is a political philosophy or ideology with an agenda asserting that a majority, whether based on a religion, language, social class, or other category of the population, is entitled to a certain degree of primacy in society, and has the right to make decisions that affect the society. This traditional view has come under growing criticism, and liberal democracies have increasingly included constraints on what the parliamentary majority can do, in order to protect citizens' fundamental rights. Majoritarianism should not be confused with electoral systems that give seats to candidates with only a plurality of votes. Although such systems are sometimes called majoritarian systems, they use plurality, not majority, to set winners. Some electoral systems, such as instant-runoff voting, are most often majoritarian – winners are most often determined by having majority of the votes that are being counted – but not always. A parliament that gives lawmaking power to any group that holds a majority of seats may be called a majoritarian parliament. Such is the case in the Parliament of the United Kingdom and the Parliament of Saudi Arabia and many other chambers of power.
A concurrent majority is a majority composed of majorities within various subgroups. As a system of government, it means that "major government policy decisions must be approved by the dominant interest groups directly affected ... each group involved must give its consent". There must be majority support within each affected group concurrently.
Mixed government is a form of government that combines elements of democracy, aristocracy and monarchy, ostensibly making impossible their respective degenerations which are conceived in Aristotle's Politics as anarchy, oligarchy and tyranny. The idea was popularized during classical antiquity in order to describe the stability, the innovation and the success of the republic as a form of government developed under the Roman constitution.
The values and ideals of republicanism are foundational in the constitution and history of the United States. As the United States constitution prohibits granting titles of nobility, republicanism in this context does not refer to a political movement to abolish such a social class, as it does in countries such as the UK, Australia, and the Netherlands. Instead, it refers to the core values that citizenry in a republic have, or ought to have.
Federalist No. 10 is an essay written by James Madison as the tenth of The Federalist Papers, a series of essays initiated by Alexander Hamilton arguing for the ratification of the United States Constitution. It was first published in The Daily Advertiser on November 22, 1787, under the name "Publius". Federalist No. 10 is among the most highly regarded of all American political writings.
Federalist No. 51, titled: "The Structure of the Government Must Furnish the Proper Checks and Balances Between the Different Departments", is an essay written by James Madison or Alexander Hamilton, the fifty-first of The Federalist Papers. This document was first published by The New York Independent Journal on February 6, 1788, under the pseudonym Publius, the name under which all The Federalist papers were published. Federalist No. 51 addresses the separation of powers, the federal structure of government and the maintenance of checks and balances by "opposite and rival interests" within the national government. One of Federalist No. 51's most important ideas, an explanation of checks and balances, is the often-quoted phrase, "Ambition must be made to counteract ambition."
The First Party System was the political party system in the United States between roughly 1792 and 1824. It featured two national parties competing for control of the presidency, Congress, and the states: the Federalist Party, created largely by Alexander Hamilton, and the rival Jeffersonian Democratic-Republican Party, formed by Thomas Jefferson and James Madison, usually called at the time the Republican Party.
Liberal democracy, western-style democracy, or substantive democracy is a form of government that combines the organization of a democracy with ideas of liberal political philosophy.
Soft tyranny is an idea first developed by Alexis de Tocqueville in his 1835 work titled Democracy in America. It is described as the individualist preference for equality and its pleasures, requiring the state – as a tyrant majority or a benevolent authority – to step in and adjudicate. In this regime, political leaders operate under a blanket of restrictions and, while it retains the practical virtues of democracy, citizens influence policymaking through bureaucrats and non-governmental organizations. This is distinguished from despotism or tyranny in the sense that state of government in such democratic society is composed of guardians who hold immense and tutelary (protective) power.
Articles in social and political philosophy include:
The American Democrat: Or, Hints on the Social and Civic Relations of the United States of America, a political essay written by American republican author James Fenimore Cooper, was published initially in New York State in 1838. Originally intended as a textbook on the American republican democracy, the work analyzes the social forces that shape, and can ultimately corrupt such a system.
Christian privilege is a social advantage bestowed upon Christians in any historically Christian society. This arises out of the presumption that Christian belief is a social norm, that leads to the marginalization of the nonreligious and members of other religions through institutional religious discrimination or religious persecution. Christian privilege can also lead to the neglect of outsiders' cultural heritage and religious practices.
The Madisonian model is a structure of government in which the powers of the government are separated into three branches: executive, legislative, and judicial. This came about because the delegates saw the need to structure the government in such a way to prevent the imposition of tyranny by either majority or minority. James Madison proposed this governmental scheme so that the power and influence of each branch would be balanced by those of the others. The separation of powers is a result of Congress passing laws, the president enforcing laws, and the courts interpreting the laws. The three branches of government are independent from each other, yet cooperate by necessity. In the Federalist Paper No. 51, Madison illustrated his beliefs on how a balance in the power was necessary for a government to exist.
A Defence of the Constitutions of Government of the United States of America is a three-volume work by John Adams, written between 1787 and 1788. The text was Adams’ response to criticisms of the proposed American government, particularly those made by French economist and political theorist Anne Robert Jacques Turgot, who had argued against bicameralism and separation of powers.
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