Mixed government

Last updated

Mixed government (or a mixed constitution) is a form of government that combines elements of democracy, aristocracy and monarchy, ostensibly making impossible their respective degenerations which are conceived in Aristotle's Politics as anarchy, oligarchy and tyranny. The idea was popularized during classical antiquity in order to describe the stability, the innovation and the success of the republic as a form of government developed under the Roman constitution.

Contents

Unlike classical democracy, aristocracy or monarchy, under a mixed government rulers are elected by citizens rather than acquiring their positions by inheritance or sortition (at the Greco-Roman time, sortition was conventionally regarded as the principal characteristic of classical democracy). [1]

The concept of a mixed government was studied during the Renaissance and the Age of Reason by Tomás Fernández de Medrano, Niccolò Machiavelli, Giambattista Vico, Immanuel Kant, Thomas Hobbes and others. It was and still is a very important theory among supporters of republicanism. Various schools have described modern polities, such as the European Union and the United States, as possessing mixed constitutions.

Ancient Greek philosophers

Plato in his book The Republic divided governments into five basic types (four being existing forms and one being Plato's ideal form, which exists "only in speech"):

Plato found flaws with all existing forms of government and thus concluded that aristocracy, which emphasizes virtue and wisdom, is the purest form of government. Aristotle largely embraced Plato's ideas and in his Politics three types (excluding timocracy) are discussed in detail. Aristotle considers constitutional government (a combination of oligarchy and democracy under law) the ideal form of government, but he observes that none of the three are healthy and that states will cycle between the three forms in an abrupt and chaotic process known as the kyklos or anacyclosis. In his Politics, he lists a number of theories of how to create a stable government. One of these options is creating a government that is a mix of all three forms of government.

Polybius argued that most states have a government system that is composed of "more than one" of these basic principles, which then was called a mixed government system. [2]

Roman Era

The ideal of a mixed government was popularized by Polybius, who saw the Roman Republic as a manifestation of Aristotle's theory (Millar, 2002). Monarchy was embodied by the consuls, the aristocracy by the Senate and democracy by the elections and great public gatherings of the assemblies. Each institution complements and also checks the others, presumably guaranteeing stability and prosperity. Polybius was very influential and his ideas were embraced by Cicero (Millar, 2002).

Middle Ages

St. Thomas Aquinas argued in his letter On Kingship that a monarchy, with some limitations set by an aristocracy and democratic elements, was the best and most just form of government. He also emphasized the monarch's duty to uphold the divine and natural law and abide by limitations imposed on the monarch by custom and existing law.

Renaissance, Reformation and Enlightenment

Cicero became extremely well regarded during the Renaissance and many of his ideas were embraced. Polybius was also rediscovered and the positive view of mixed governments became a central aspect of Renaissance political science integrated into the developing notion of republicanism. In order to minimise the misuse of political power, John Calvin advocated a mixture of aristocracy and democracy as the best form of government. He praised the advantages of democracy: "It is an invaluable gift if God allows a people to elect its overlords and magistrates". To further safeguard the rights and liberties of those who are ordinary, Calvin also favored the distribution of power to several political institutions (separation of powers). [3] Mixed government theories became extremely popular in the Enlightenment and were discussed in detail by Thomas Hobbes, John Locke, Giambattista Vico, Montesquieu, Jean-Jacques Rousseau and Immanuel Kant. Apart from his contemporaries, only Montesquieu became widely acknowledged as the author of a concept of separation of powers (although he wrote rather on their "distribution"). [4]

According to some scholars, for example, Heinrich August Winkler, the notion also influenced the writers of the United States Constitution who based the idea of checks and balances, in part, upon the ancient theory. [5] The constitution of Britain during the Victorian Era with a Parliament composed of the Sovereign (monarchy), a House of Lords (aristocracy) and House of Commons (democracy) is a prime example of a mixed constitution in the 19th century. [6] This political system had its roots in two closely related developments in seventeenth-century England. First, a series of political upheavals—the Civil War (Puritan Revolution), the exclusion crisis of 1679–1681, and the Glorious Revolution of 1688. Second, an intense public debate about the best, most liberal and most stable form of government. Its main participants were John Milton, John Locke, Algernon Sidney and James Harrington. Their thinking became the basis of the radical Whig ideology. It "described two sorts of threats to political freedom: a general decay of the people which would invite the intrusion of evil and despotic rulers, and the encroachment of executive authority upon the legislature, the attempt that power always made to subdue the liberty protected by mixed government. The American Revolution revealed that this radical Whig understanding of politics had embedded itself deeply in American minds. [...] Radical Whig perceptions of politics attracted widespread support in America because they revived the traditional concerns of a Protestant culture that had always verged on Puritanism. That moral decay threatened free government could not come as a surprise to a people whose fathers had fled England to escape sin". [7] 18th-century Whigs, or commonwealthmen, such as John Trenchard, Thomas Gordon and Benjamin Hoadly "praised the mixed constitution of monarchy, aristocracy, and democracy, and they attributed English liberty to it; and like Locke they postulated a state of nature from which rights arose which the civil polity, created by mutual consent, guaranteed; they argued that a contract formed government and sovereignty resided in the people". So mixed government is the core of both the British form of modern-era democracy, constitutional monarchy, and the American model: republicanism. [8] [9] [10]

The "father" of the American constitution, James Madison, stated in Federalist Paper No. 40 that the Constitutional Convention of 1787 created a mixed constitution. Madison referred to Polybius in Federalist Paper No. 63. [11] However, much more important was that "most" ideas that the American Revolutionaries put into their political system "were a part of the great tradition of the eighteenth-century commonwealthmen, the radical Whig ideology". [12]

Modern era

United States

One school of scholarship based mainly in the United States considers mixed government to be the central characteristic of a republic and holds that the United States has rule by the one (the President; monarchy), the few (the Senate; aristocracy), and the many (House of Representatives; democracy). [13] Another school of thought in the U.S. says the Supreme Court has taken on the role of "The Best" in recent decades, ensuring a continuing separation of authority by offsetting the direct election of senators and preserving the mixing of democracy, aristocracy and monarchy. [14]

European Union

According to a view, in the European Union context the Commission President represents the rule by the one while the Commission represents the aristocratic dimension and the Parliament represents the democratic dimension. [15]

See also

Related Research Articles

<span class="mw-page-title-main">Government</span> System or group of people governing an organized community, often a state

A government is the system or group of people governing an organized community, generally a state.

A republic, based on the Latin phrase res publica, is a state in which political power rests with the public through their representatives—in contrast to a monarchy.

Republicanism is a Western political ideology that encompasses a range of ideas from civic virtue, political participation, harms of corruption, positives of mixed constitution, rule of law, and others. Historically, it emphasizes the idea of self-governance and ranges from the rule of a representative minority or aristocracy to popular sovereignty. It has had different definitions and interpretations which vary significantly based on historical context and methodological approach.

Separation of powers is the division of a government into branches, each with separate, independent powers and responsibilities, so that the powers of one branch are not in conflict with others. The typical division into three branches of government, sometimes called the trias politica model, includes a legislature, an executive, and a judiciary. It can be contrasted with fusion of powers in many monarchies, but also parliamentary and semi-presidential systems in which overlap can exist in membership and functions between different branches, especially the executive and legislative.

Aristocracy is a form of government that places power in the hands of a small, privileged ruling class, the aristocrats.

<span class="mw-page-title-main">Tyrant</span> Absolute ruler unrestrained by law or constitution

A tyrant, in the modern English usage of the word, is an absolute ruler who is unrestrained by law, or one who has usurped a legitimate ruler's sovereignty. Often portrayed as cruel, tyrants may defend their positions by resorting to repressive means. The original Greek term meant an absolute sovereign who came to power without constitutional right, yet the word had a neutral connotation during the Archaic and early Classical periods. However, Greek philosopher Plato saw tyrannos as a negative form of government, and on account of the decisive influence of philosophy on politics, deemed tyranny the "fourth and worst disorder of a state."

Tyrants lack "the very faculty that is the instrument of judgment"—reason. The tyrannical man is enslaved because the best part of him (reason) is enslaved, and likewise, the tyrannical state is enslaved, because it too lacks reason and order.

<span class="mw-page-title-main">Mob rule</span> Democracy spoiled by demagoguery and the rule of passion over reason

Mob rule or ochlocracy or mobocracy is a pejorative term describing an oppressive majoritarian form of government controlled by the common people through the intimidation of more legitimate authorities. Ochlocracy is distinguished from democracy or similarly legitimate and representative governments by the absence or impairment of a procedurally civil process reflective of the entire polity.

A timocracy in Aristotle's Politics is a state where only property owners may participate in government. More advanced forms of timocracy, where power derives entirely from wealth with no regard for social or civic responsibility, may shift in their form and become a plutocracy where the wealthy rule.

The Radical Whigs were a group of British political commentators associated with the British Whig faction who were at the forefront of the Radical movement.

<span class="mw-page-title-main">American Enlightenment</span> 18th century US intellectual ferment

The American Enlightenment was a period of intellectual and philosophical fervor in the thirteen American colonies in the 18th to 19th century, which led to the American Revolution and the creation of the United States. The American Enlightenment was influenced by the 17th- and 18th-century Age of Enlightenment in Europe and native American philosophy. According to James MacGregor Burns, the spirit of the American Enlightenment was to give Enlightenment ideals a practical, useful form in the life of the nation and its people.

Politeia is an ancient Greek word used in Greek political thought, especially that of Plato and Aristotle. Derived from the word polis ("city-state"), it has a range of meanings from "the rights of citizens" to a "form of government".

Classical republicanism, also known as civic republicanism or civic humanism, is a form of republicanism developed in the Renaissance inspired by the governmental forms and writings of classical antiquity, especially such classical writers as Aristotle, Polybius, and Cicero. Classical republicanism is built around concepts such as liberty as non-domination, self-government, rule of law, property-based personality, anti-corruption, abolition of monarchy, civics, civil society, common good, civic virtue, popular sovereignty, patriotism and mixed government.

Politics is a work of political philosophy by Aristotle, a 4th-century BC Greek philosopher.

<span class="mw-page-title-main">Republicanism in the United States</span> Political philosophy

The values and ideals of republicanism are foundational in the constitution and history of the United States. As the United States constitution prohibits granting titles of nobility, republicanism in this context does not refer to a political movement to abolish such a social class, as it does in countries such as the UK, Australia, and the Netherlands. Instead, it refers to the core values that citizenry in a republic have, or ought to have.

<span class="mw-page-title-main">History of democracy</span>

A democracy is a political system, or a system of decision-making within an institution, organization, or state, in which members have a share of power. Modern democracies are characterized by two capabilities of their citizens that differentiate them fundamentally from earlier forms of government: to intervene in society and have their sovereign held accountable to the international laws of other governments of their kind. Democratic government is commonly juxtaposed with oligarchic and monarchic systems, which are ruled by a minority and a sole monarch respectively.

<span class="mw-page-title-main">Social cycle theory</span> Type of social theories

Social cycle theories are among the earliest social theories in sociology. Unlike the theory of social evolutionism, which views the evolution of society and human history as progressing in some new, unique direction(s), sociological cycle theory argues that events and stages of society and history generally repeat themselves in cycles. Such a theory does not necessarily imply that there cannot be any social progress. In the early theory of Sima Qian and the more recent theories of long-term ("secular") political-demographic cycles as well as in the Varnic theory of P.R. Sarkar, an explicit accounting is made of social progress.

<i>The Histories</i> (Polybius) Account of the rise of Rome by Polybius

Polybius' Histories were originally written in 40 volumes, only the first five of which are extant in their entirety. The bulk of the work was passed down through collections of excerpts kept in libraries in the Byzantine Empire. Polybius, a historian from the Greek city of Megalopolis in Arcadia, was taken as a hostage to Rome after the Roman victory in the Third Macedonian War, and there he began to write an account of the rise of Rome to a great power.

The following outline is provided as an overview of and topical guide to politics and political science:

<i>Discourses Concerning Government</i>

Discourses Concerning Government is a political work published in 1698, and based on a manuscript written in the early 1680s by the English Whig activist Algernon Sidney who was executed on a treason charge in 1683. It is one of the treatises on governance produced by the Exclusion Crisis of the last years of the reign of Charles II of England. Modern scholarship regards the 1698 book as "fairly close" to Sidney's manuscript. According to Christopher Hill, it "handed on many of the political ideas of the English revolutionaries to eighteen-century Whigs, American and French republicans."

References

  1. Headlam, James Wycliffe (1891). Election by Lot at Athens. Cambridge, Univ. Press. p.  12.
  2. Heinrich August Winkler (2012), Geschichte des Westens. Von den Anfängen in der Antike bis zum 20. Jahrhundert, Third Edition, Munich (Germany), ISBN   978-3-406-59235-5, p. 179
  3. Jan Weerda, Calvin, in: Evangelisches Soziallexikon, Third Edition, Stuttgart (Germany), 1958, col. 210
  4. Winkler (2012), pp. 184ff
  5. Winkler (2012), p. 301
  6. Heinrich August Winkler (2012), pp. 151ff
  7. Robert Middlekauff (2005 ), The Glorious Cause: The American Revolution, 1763-1789, Revised and Expanded Edition, Oxford University Press, ISBN   978-0-19-531588-2, pp. 51-52
  8. Winkler (2012), pp. 142ff
  9. Middlekauff (2005), pp. 136ff
  10. Cf. Thomas S. Kidd (2010), God of Liberty: A Religious History of the American Revolution, New York, N.Y., ISBN   978-0-465-00235-1, pp. 7-8
  11. Cf. Heinrich August Winkler (2012), pp. 290ff
  12. Middlekauff (2005), p. 51
  13. "Constitution Day 2021: Mixed Government, Bicameralism, and the Creation of the U.S. Senate". U.S. Senate. September 17, 2021. Retrieved December 30, 2021.
  14. Rosen, Zivi S. (2006). "The Irony of Populism: The Republican Shift and the Inevitability of American Aristocracy" (PDF). Regent University Law Review . 18: 287–89. Retrieved December 30, 2021.
  15. Explaining the stability of the EU through the concept of a Mixed Constitution.