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A protectorate, in the context of international relations, is a state that is under protection by another state for defence against aggression and other violations of law. [1] It is a dependent territory that enjoys autonomy over most of its internal affairs, while still recognizing the suzerainty of a more powerful sovereign state without being a possession. [2] [3] [4] In exchange, the protectorate usually accepts specified obligations depending on the terms of their arrangement. [4] Usually protectorates are established de jure by a treaty. [2] [3] Under certain conditions—as with Egypt under British rule (1882–1914)—a state can also be labelled as a de facto protectorate or a veiled protectorate. [5] [6] [7]
A protectorate is different from a colony as it has local rulers, is not directly possessed, and rarely experiences colonization by the suzerain state. [8] [9] A state that is under the protection of another state while retaining its "international personality" is called a "protected state", not a protectorate. [10] [a]
Protectorates are one of the oldest features of international relations, dating back to the Roman Empire. Civitates foederatae were cities that were subordinate to Rome for their foreign relations. In the Middle Ages, Andorra was a protectorate of France and Spain. Modern protectorate concepts were devised in the nineteenth century. [11]
In practice, a protectorate often has direct foreign relations only with the protector state, and transfers the management of all its more important international affairs to the latter. [12] [4] [2] [3] Similarly, the protectorate rarely takes military action on its own but relies on the protector for its defence. This is distinct from annexation, in that the protector has no formal power to control the internal affairs of the protectorate.
Protectorates differ from League of Nations mandates and their successors, United Nations Trust Territories, whose administration is supervised, in varying degrees, by the international community. A protectorate formally enters into the protection through a bilateral agreement with the protector, while international mandates are stewarded by the world community-representing body, with or without a de facto administering power.
A protected state has a form of protection where it continues to retain an "international personality" and enjoys an agreed amount of independence in conducting its foreign policy. [10] [13]
For political and pragmatic reasons, the protection relationship is not usually advertised, but described with euphemisms such as "an independent state with special treaty relations" with the protecting state. [14] A protected state appears on world maps just as any other independent state. [a]
International administration of a state can also be regarded as an internationalized form of protection, where the protector is an international organisation rather than a state. [15]
Multiple regions—such as the Colony and Protectorate of Nigeria, the Colony and Protectorate of Lagos, and similar—were subjects of colonial protection. [16] [17] Conditions of protection are generally much less generous for areas of colonial protection. The protectorate was often reduced to a de facto condition similar to a colony, but with the pre-existing native state continuing as the agent of indirect rule. Occasionally, a protectorate was established by another form of indirect rule: a chartered company, which becomes a de facto state in its European home state (but geographically overseas), allowed to be an independent country with its own foreign policy and generally its own armed forces.[ citation needed ]
In fact, protectorates were often declared despite no agreement being duly entered into by the state supposedly being protected, or only agreed to by a party of dubious authority in those states. Colonial protectors frequently decided to reshuffle several protectorates into a new, artificial unit without consulting the protectorates, without being mindful of the theoretical duty of a protector to help maintain a protectorate's status and integrity. The Berlin agreement of February 26, 1885, allowed European colonial powers to establish protectorates in Black Africa (the last region to be divided among them) by diplomatic notification, even without actual possession on the ground. This aspect of history is referred to as the Scramble for Africa. A similar case is the formal use of such terms as colony and protectorate for an amalgamation—convenient only for the colonizer or protector—of adjacent territories, over which it held (de facto) sway by protective or "raw" colonial power.[ citation needed ]
In amical protection—as of United States of the Ionian Islands by Britain—the terms are often very favourable for the protectorate. [18] [19] The political interest of the protector is frequently moral (a matter of accepted moral obligation, prestige, ideology, internal popularity, or dynastic, historical, or ethnocultural ties). Also, the protector's interest is in countering a rival or enemy power—such as preventing the rival from obtaining or maintaining control of areas of strategic importance. This may involve a very weak protectorate surrendering control of its external relations but may not constitute any real sacrifice, as the protectorate may not have been able to have a similar use of them without the protector's strength.
Amical protection was frequently extended by the great powers to other Christian (generally European) states, and to states of no significant importance.[ ambiguous ] After 1815, non-Christian states (such as the Chinese Qing dynasty) also provided amical protection of other, much weaker states.
In modern times, a form of amical protection can be seen as an important or defining feature of microstates. According to the definition proposed by Dumienski (2014): "microstates are modern protected states, i.e. sovereign states that have been able to unilaterally depute certain attributes of sovereignty to larger powers in exchange for benign protection of their political and economic viability against their geographic or demographic constraints". [20]
*protectorates which existed alongside a colony of the same name
Various sultanates in the Dutch East Indies (present day Indonesia): [35] [36] [37]
"Protection" was the formal legal structure under which French colonial forces expanded in Africa between the 1830s and 1900. Almost every pre-existing state that was later part of French West Africa was placed under protectorate status at some point, although direct rule gradually replaced protectorate agreements. Formal ruling structures, or fictive recreations of them, were largely retained—as with the low-level authority figures in the French Cercles—with leaders appointed and removed by French officials. [38]
The German Empire used the word Schutzgebiet, literally protectorate, for all of its colonial possessions until they were lost during World War I, regardless of the actual level of government control. Cases involving indirect rule included:
Before and during World War II, Nazi Germany designated the rump of occupied Czechoslovakia and Denmark as protectorates:
Some sources mention the following territories as de facto Russian protectorates:
After becoming independent nations in 1902 and 1903 respectively, Cuba and Panama became protectorates of the United States. In 1903, Cuba and the US signed the Cuban–American Treaty of Relations, which affirmed the provisions of the Platt Amendment, including that the US had the right to intervene in Cuba to preserve its independence, among other reasons (the Platt Amendment had also been integrated into the 1901 constitution of Cuba). Later that year, Panama and the US signed the Hay–Bunau-Varilla Treaty, which established the Panama Canal Zone and gave the US the right to intervene in the cities of Panama and Colón (and the adjacent territories and harbors) for the maintenance of public order. The 1904 constitution of Panama, in Article 136, also gave the US the right to intervene in any part of Panama "to reestablish public peace and constitutional order." Haiti later also became a protectorate after the ratification of the Haitian–American Convention (which gave the US the right to intervene in Haiti for a period of ten years, which was later expanded to twenty years through an additional agreement in 1917) on September 16, 1915.
The US also attempted to establish protectorates over the Dominican Republic [54] and Nicaragua through the Bryan–Chamorro Treaty.
Some agencies of the United States government, such as the Environmental Protection Agency, refer to the District of Columbia and insular areas of the United States—such as American Samoa and the U.S. Virgin Islands—as protectorates. [58] However, the agency responsible for the administration of those areas, the Office of Insular Affairs (OIA) within the United States Department of Interior, uses only the term "insular area" rather than protectorate.
The influence and imperialism of Western Europe and associated states peaked in Asian territories from the colonial period beginning in the 16th century and substantially reducing with 20th century decolonization. It originated in the 15th-century search for alternative trade routes to the Indian subcontinent and Southeast Asia as a response to Ottoman control of the Silk Road that led directly to the Age of Discovery, and additionally the introduction of early modern warfare into what Europeans first called the East Indies and later the Far East. By the early 16th century, the Age of Sail greatly expanded Western European influence and development of the spice trade under colonialism. European-style colonial empires and imperialism operated in Asia throughout six centuries of colonialism, formally ending with the independence of the Portuguese Empire's last colony Macau in 1999. The empires introduced Western concepts of nation and the multinational state. This article attempts to outline the consequent development of the Western concept of the nation state.
In the field of international relations, a client state, is a state that is economically, politically, and militarily subordinated to a more powerful controlling state. Alternative terms for a client state are satellite state, associated state, and dominion, condominium, self-governing colony, and neo-colony, protectorate, vassal state, puppet state, and tributary state.
High commissioner is the title of various high-ranking, special executive positions held by a commission of appointment.
A resident minister, or resident for short, is a government official required to take up permanent residence in another country. A representative of his government, he officially has diplomatic functions which are often seen as a form of indirect rule.
The territorial evolution of the British Empire is considered to have begun with the foundation of the English colonial empire in the late 16th century. Since then, many territories around the world have been under the control of the United Kingdom or its predecessor states. When the Kingdom of Great Britain was formed in 1707 by the union of the Kingdoms of Scotland and England, the latter country's colonial possessions passed to the new state. Similarly, when Great Britain was united with the Kingdom of Ireland in 1801 to form the United Kingdom, control over its colonial possessions passed to the latter state. Collectively, these territories are referred to as the British Empire. When much of Ireland gained independence in 1922 as the Irish Free State, the other territories of the empire remained under the control of the United Kingdom.
The Aden Protectorate was a British protectorate in southern Arabia. The protectorate evolved in the hinterland of the port of Aden and in the Hadhramaut after the conquest of Aden by the Bombay Presidency of British India in January 1839, and which continued until the 1960s. In 1940, it was divided for administrative purposes into the Western Protectorate and the Eastern Protectorate. The territory now forms part of the Republic of Yemen.
A colonial empire is a collective of territories, either contiguous with the imperial center or located overseas, settled by the population of a certain state and governed by that state.
French Africa includes all the historic holdings of France on the African continent.
The following is a list of the political history of East Africa.
The Sultanate of Zanzibar, also known as the Zanzibar Sultanate, was an East African Muslim state controlled by the Sultan of Zanzibar, in place between 1856 and 1964. The Sultanate's territories varied over time, and after a period of decline, the state had sovereignty over only the Zanzibar Archipelago and a 16-kilometre-wide (10 mi) strip along the Kenyan coast, with the interior of Kenya constituting the British Kenya Colony and the coastal strip administered as a de facto part of that colony.
The decolonisation of Asia was the gradual growth of independence movements in Asia, leading ultimately to the retreat of foreign powers and the creation of several nation-states in the region.
British protectorates were protectorates under the jurisdiction of the British government. Many territories which became British protectorates already had local rulers with whom the Crown negotiated through treaty, acknowledging their status whilst simultaneously offering protection. British protectorates were therefore governed by indirect rule. In most cases, the local ruler, as well as the subjects of the ruler, were not British subjects. British protected states represented a more loose form of British suzerainty, where the local rulers retained absolute control over the states' internal affairs and the British exercised control over defence and foreign affairs.
The first phase of European colonization of Southeast Asia took place throughout the 16th and 17th centuries. Where new European powers competing to gain monopoly over the spice trade, as this trade was very valuable to the Europeans due to high demand for various spices such as pepper, cinnamon, nutmeg, and cloves. This demand led to the arrival of Portuguese, Spanish, Dutch, French, and British marine spice traders. Fiercely competitive, the Europeans soon sought to eliminate each other by forcibly taking control of the production centres, trade hubs and vital strategic locations, beginning with the Portuguese acquisition of Malacca in 1511. Throughout the 17th and 18th centuries, conquests focused on ports along the maritime routes, that provided a secure passage of maritime trade. It also allowed foreign rulers to levy taxes and control prices of the highly desired Southeast Asian commodities. By the 19th century, all of Southeast Asia had been forced into the various spheres of influence of European global players except Siam, which had served as a convenient buffer state sandwiched between British Burma and French Indochina. The kings of Siam had to contend with repeated humiliations, accept unequal treaties among massive French and British political interference and territorial losses after the Franco-Siamese crisis of 1893 and the Anglo-Siamese Treaty of 1909.
But the British Government, established at Delhi since 1803, intervened with an offer of protection to all the CIS-SUTLEJ STATES; and Dhanna Singh gladly availed himself of the promised aid, being one of the first chieftains to accept British protection and control.