A puppet state, puppet regime, or puppet government is a state that is de jure independent but is de facto completely dependent upon an outside power. It is nominally sovereign but effectively controlled by a foreign or otherwise alien power, for reasons such as financial interests, economic or military support.
A nation state is a state in which the great majority shares the same culture and is conscious of it. The nation state is an ideal in which cultural boundaries match up with political ones. According to one definition, "a nation state is a sovereign state of which most of its subjects are united also by factors which defined a nation such as language or common descent." It is a more precise concept than "country", since a country does not need to have a predominant ethnic group.
In law and government, de jure describes practices that are legally recognised, regardless of whether the practice exists in reality. In contrast, de facto describes situations that exist in reality, even if not legally recognised. The terms are often used to contrast different scenarios: for a colloquial example, "I know that, de jure, this is supposed to be a parking lot, but now that the flood has left four feet of water here, it's a de facto swimming pool". To further explain, even if the signs around the flooded parking lot say "Parking Lot" it is "in fact" a swimming pool.
In law and government, de facto describes practices that exist in reality, even if not officially recognized by laws. It is commonly used to refer to what happens in practice, in contrast with de jure, which refers to things that happen according to law. Unofficial customs that are widely accepted are sometimes called de facto standards.
A puppet state preserves the external paraphernalia of independence like a name, flag, anthem, constitution, law codes, motto and government but in reality is an organ of another state which created, sponsored or otherwise controls the government of the puppet state. Puppet states are not recognized as legitimate under international law.
In political science, legitimacy is the right and acceptance of an authority, usually a governing law or a régime. Whereas "authority" denotes a specific position in an established government, the term "legitimacy" denotes a system of government—wherein "government" denotes "sphere of influence". An authority viewed as legitimate often has the right and justification to exercise power. Political legitimacy is considered a basic condition for governing, without which a government will suffer legislative deadlock(s) and collapse. In political systems where this is not the case, unpopular régimes survive because they are considered legitimate by a small, influential élite. In Chinese political philosophy, since the historical period of the Zhou Dynasty, the political legitimacy of a ruler and government was derived from the Mandate of Heaven, and unjust rulers who lost said mandate therefore lost the right to rule the people.
International law is the set of rules generally regarded and accepted in relations between nations. It serves as a framework for the practice of stable and organized international relations. International law differs from state-based legal systems in that it is primarily applicable to countries rather than to individual citizens. National law may become international law when treaties permit national jurisdiction to supranational tribunals such as the European Court of Human Rights or the International Criminal Court. Treaties such as the Geneva Conventions may require national law to conform to respective parts.
Etymology of the term
In the Middle Agesvassal states existed which were based on delegation of rule of a country from a King to noble men of lower rank. Since the Peace of Westphalia of 1648 the concept of a nation came into existence where sovereignty was connected more to the people who inhabited the land than to the nobility who owned the land. The term is a metaphor which compares a state or government to a puppet controlled by an outside puppeteer using strings. The first recorded use of the term "puppet government" is from 1884, in reference to the Khedivate of Egypt.
In the history of Europe, the Middle Ages lasted from the 5th to the 15th century. It began with the fall of the Western Roman Empire and merged into the Renaissance and the Age of Discovery. The Middle Ages is the middle period of the three traditional divisions of Western history: classical antiquity, the medieval period, and the modern period. The medieval period is itself subdivided into the Early, High, and Late Middle Ages.
A vassal state is any state that has a mutual obligation to a superior state or empire, in a status similar to that of a vassal in the feudal system in medieval Europe. The obligations often included military support in exchange for certain privileges. In some cases, the obligation included paying tribute, but a state which does so is better described as a tributary state. Today, more common terms are puppet state, protectorate, client state, or associated state.
The Peace of Westphalia was a series of peace treaties signed between May and October 1648 in the Westphalian cities of Osnabrück and Münster, largely ending the European wars of religion, including the Thirty Years' War. The treaties of Westphalia brought to an end a calamitous period of European history which caused the deaths of approximately eight million people. Scholars have identified Westphalia as the beginning of the modern international system, based on the concept of Westphalian sovereignty.
The Batavian Republic was established in the Netherlands under French revolutionary protection.
The Batavian Republic was the successor of the Republic of the Seven United Netherlands. It was proclaimed on 19 January 1795 and ended on 5 June 1806, with the accession of Louis I to the throne of Holland. From October 1801 onward, it was known as the Batavian Commonwealth. Both names refer to the Germanic tribe of the Batavi, representing both the Dutch ancestry and their ancient quest for liberty in their nationalistic lore.
In Eastern Europe, France established a Polish client state of the Duchy of Warsaw.
The Duchy of Warsaw was a Polish state established by Napoleon I in 1807 from the Polish lands ceded by the Kingdom of Prussia under the terms of the Treaties of Tilsit. The duchy was held in personal union by one of Napoleon's allies, King Frederick Augustus I of Saxony. Following Napoleon's failed invasion of Russia, the duchy was occupied by Prussian and Russian troops until 1815, when it was formally partitioned between the two countries at the Congress of Vienna. It covered the central and eastern part of present Poland and minor parts of present Lithuania and Belarus.
The First French Empire, officially the French Empire, was the empire of Napoleon Bonaparte of France and the dominant power in much of continental Europe at the beginning of the 19th century. Although France had already established an overseas colonial empire beginning in the 17th century, the French state had remained a kingdom under the Bourbons and a republic after the Revolution. Historians refer to Napoleon's regime as the First Empire to distinguish it from the restorationist Second Empire (1852–1870) ruled by his nephew as Napoleon III.
In 1836 U.S. citizens allowed to live in the Mexican state of Texas revolted against the Mexican government to establish a U.S.-backed Republic of Texas, a country that existed less than 10 years (from May 14, 1836 to December 29, 1845) before it was annexed to the United States of America. However, in August 1837, Memucan Hunt, Jr., the Texan minister to the United States, submitted the first official annexation proposal to the Van Buren administration (the first American-led attempts to take over Mexican Texas by filibustering date back to 1819 and by separatist settlers since 1826).
Mengjiang, set up in Inner Mongolia on May 12, 1936, as the Mongol Military Government (蒙古軍政府) was renamed in October 1937 as the Mongol United Autonomous Government (蒙古聯盟自治政府). On September 1, 1939, the predominantly Han Chinese governments of South Chahar Autonomous Government and North Shanxi Autonomous Government were merged with the Mongol Autonomous Government, creating the new Mengjiang United Autonomous Government (蒙疆聯合自治政府). All of these were headed by De Wang.
The Provisional Government of Free India (1943–1945), set up in Singapore in October 1943 by Subhas Chandra Bose was in charge of Indian expatriates and military personnel in Japanese Southeast Asia. The government was established with prospective control of Indian territory to fall to the offensive to India. Of the territory of post-independence India, the government took charge of Kohima (after it fell to Japanese-INA offensive), parts of Manipur that fell to both the Japanese 15th Army as well as to the INA, and the Andaman and Nicobar Islands.
Several European governments under the domination of Germany and Italy during World War II have been described as "puppet régimes". The formal means of control in occupied Europe varied greatly. These states fall into several categories.
Existing states in alliance with Germany and Italy
Hungary's Government of National Unity (1944–1945) – The pro-Nazi régime of Prime Minister Ferenc Szálasi supported by the Arrow Cross Party was a German puppet régime. Arrow Cross was a pro-German, anti-Semitic Fascist party. Szálasi was installed by the Germans after Hitler launched Operation Panzerfaust and had the Hungarian Regent, Admiral Miklós Horthy, removed and placed under house arrest. Horthy was forced to abdicate in favor of Szálasi. Szálasi fought on even after Budapest fell and Hungary was completely overrun.
Vichy France (1940–1942) – The Vichy French régime of Philippe Pétain had limited autonomy from 1940 to 1942, being heavily dependent on Germany. The Vichy government controlled many of France's colonies and the unoccupied part of France and enjoyed international recognition. In 1942, the Germans occupied the portion of France administered by the Vichy government and installed a new leadership, which ended much of the international legitimacy the government had.
Monaco (1943–1945) – In 1943, the Italian army invaded and occupied Monaco, setting up a fascist administration. Shortly thereafter, following Mussolini's collapse in Italy, the German army occupied Monaco and began the deportation of the Jewish population. Among them was René Blum, founder of the Ballet de l'Opera, who died in a Nazi extermination camp.
Independent State of Croatia (1941–1945) – The Independent State of Croatia (Nezavisna Država Hrvatska or NDH) was a German and Italian puppet régime. On paper, the NDH was a kingdom under King Tomislav II (Aimone, Duke of Spoleto) of the House of Savoy, but Tomislav II was only a figurehead in Croatia who never exercised any real power, with Ante Pavelić being a somewhat independent leader ("poglavnik"), though staying obedient to Rome and Berlin.
Belarusian Central Rada (1943–1944) – The Belarusian Central Council (Biełaruskaja Centralnaja Rada) was nominally the government of Belarus from 1943–1944. It was a collaborationist government established by Nazi Germany (see Reichskommissariat Ostland).
The Italian Social Republic (1943–1945, known also as the Republic of Salò) – General Pietro Badoglio and King Victor Emmanuel III withdrew Italy from the Axis Powers and moved the government to southern Italy, already conquered by the Allies. In response, the Germans occupied northern Italy and founded the Italian Social Republic (Repubblica Sociale Italiana or RSI) with Italian dictator Benito Mussolini as its "Head of State" and "Minister of Foreign Affairs". While the RSI government had some trappings of an independent state, it was completely dependent both economically and politically on Germany.
Tuvinian People's Republic[disputed–discuss], also Tannu Tuva (1921–1944) achieved independence from China by means of local nationalist revolutions only to come under the domination of the Soviet Union in the 1920s. In 1944, Tannu Tuva was absorbed into the Soviet Union.
Finnish Democratic Republic (1939–1940) – The Finnish Democratic Republic (Suomen Kansanvaltainen Tasavalta) was a short-lived republic in those parts of Finland that were occupied by the Soviet Union during the Winter War. The Finnish Democratic Republic was also known as the "Terijoki Government" (Terijoen hallitus) because Terijoki was the first town captured by the Soviets.
Republic of Mahabad (January 22, 1946 – January 15, 1947), officially known as the Republic of Kurdistan and established in several provinces of northwestern Iran, or what is known as Iranian Kurdistan, was a short-lived republic that sought Kurdish autonomy within the limits of the Iranian state. Iran re-took control in December and the leaders of the state were executed in March 1947 in Mahabad.
Historically, the British Empire has planted various dictators on thrones because of its own geopolitical interests. For example, the British occupation forces brought back Sardar Abdur Rahman from Bukhara, imposed on him the Gandumak Surrender Treaty, and made him Amir of Afghanistan. This extremely ruthless man, ruled as a puppet dictator for two decades (1880-1901), applying barbaric practices against his own subjects, but remaining dependent on British government of India for money, weapon and protection.
The Axis demand for oil and the concern of the Allies that Germany would look to the oil-rich Middle East for a solution, caused the invasion of Iraq by the United Kingdom and the invasion of Iran by the United Kingdom and the Soviet Union. Pro-Axis governments in both Iraq and Iran were removed and replaced with Allied-dominated governments.
Kingdom of Iraq (1941–1943) – Iraq was important to the United Kingdom because of its position on the route to India. Iraq also could provide strategic oil reserves. But, due to the UK's weakness early in the war, Iraq backed away from the pre-war Anglo-Iraqi Alliance. On 1 April 1941, the Hashemite monarchy in Iraq was over-thrown and there was a pro-German coup d'état under Rashid Ali. The Rashid Ali regime began negotiations with the Axis powers and military aid was quickly sent to Mosul via Vichy French-controlled Syria. The Germans provided a squadron of twin engine fighters and a squadron of medium bombers. The Italians provided a squadron of biplane fighters. In mid-April 1941, a brigade of the 10th Indian Infantry Division landed at Basra (Operation Sabine). On 30 April, British forces at RAF Habbaniya were besieged by a numerically inferior Iraqi force. On 2 May, the British launched pre-emptive airstrikes against the Iraqis and the Anglo-Iraqi War began. By the end of May, the siege of RAF Habbaniya was lifted, Falluja was taken, Baghdad was surrounded by British forces, and the pro-German government of Rashid Ali collapsed. Rashid Ali and his supporters fled the country. The Hashemite monarchy (King Faisal II and Prime Minister Nuri al-Said) was restored. The UK then forced Iraq to declare war on the Axis in 1942. Commonwealth forces remained in Iraq until 26 October 1947.
Imperial State of Iran (1941–1943) – German workers in Iran caused the United Kingdom and the Soviet Union to question Iran's neutrality. In addition, Iran's geographical position was important to the Allies. So, in August 1941, the Anglo-Soviet invasion of Iran (Operation Countenance) was launched. In September 1941, Reza Shah Pahlavi was forced to abdicate his throne and went into exile. He was replaced by his son Mohammad Reza Pahlavi. Mohammad Reza Pahlavi was willing to declare war on the Axis powers. By January 1942, the UK and the Soviet Union agreed to end their occupation of Iran six months after the end of the war.
In some cases, the process of decolonization has been managed by the decolonizing power to create a neo-colony, that is a nominally independent state whose economy and politics permits continued foreign domination. Neo-colonies are not normally considered puppet states.
Following the victory of the Viet Minh in the First Indochina War, the 1954 Geneva Accords stipulated that Vietnam would be divided for two years only, until national elections could be held. However, the Americans along with Ngo Dinh Diem feared that Ho Chi Minh and the Communists would win the election. The State of Vietnam and the United States didn't sign the Geneva Accords, citing that it was impossible to hold free and fair nationwide democratic elections in the communist North, and this was later expressed by UN observers monitoring the partition of Vietnam. As a result, South Vietnam and the U.S. were not bound by its terms. In 1955 the Vietnamese president Ngo Dinh Diem, supported by the United States, declared the independence of the Republic of Vietnam in the southern half of Vietnam. Over time, Diem grew increasingly uncomfortable with the role of the U.S. in his country, complaining that they were increasing the conflict with North Vietnam. Diem's complaints became more vocal as American soldiers, called "advisors", continued to pour into the country, and some began calling Diem an uncooperative client and a puppet pulling his own strings. After he became seen more as a liability than an asset to America, Diem was assassinated in 1963 with the complicity of the CIA and John F. Kennedy.
During the Vietnam War, South Vietnam was allied with the U.S. and other anti-communist states in Asia and the West, whereas North Vietnam was allied with China, and particularly the Soviet Union, and with other socialist and communist nations.
The principal purpose of these states was to remove the Xhosa, Tswana and Venda peoples from South African citizenship (and so to provide grounds for denying them democratic rights). All four were reincorporated into South Africa in 1994.
Abkhazia is considered a puppet state that depends on Russia. The economy of Abkhazia is heavily integrated with Russia and uses the Russian ruble as its currency. About half of Abkhazia's state budget is financed with aid money from Russia. Most Abkhazians have Russian passports. Russia maintains a 3,500-strong force in Abkhazia with its headquarters in Gudauta, a former Soviet military base on the Black Sea coast. The borders of the Republic of Abkhazia are being protected by the Russian border guards.
South Ossetia has declared independence but its ability to maintain independence is solely based on Russian troops deployed on its territory. As South Ossetia is landlocked between Russia and Georgia, from which it seceded, it has to rely on Russia for economic and logistical support, as its entire exports and imports and air and road traffic is only between Russia. Former President of South Ossetia Eduard Kokoity claimed he would like South Ossetia eventually to become a part of the Russian Federation through reunification with North Ossetia.
Transnistria – is sometimes considered a puppet state which is supported by Russia.
The Axis powers, also known as "Rome–Berlin–Tokyo Axis", were the nations that fought in World War II against the Allies. The Axis powers agreed on their opposition to the Allies, but did not completely coordinate their activity.
A Communist state is a state that is administered and governed by a single party, guided by Marxist–Leninist philosophy.
The Finnish Democratic Republic was a short-lived puppet government created and recognised only by the Soviet Union. Headed by Finnish-born politician Otto Wille Kuusinen, the Finnish Democratic Republic was Joseph Stalin's planned means to conquer Finland. It nominally operated in the parts of Finnish Karelia that were occupied by the Soviet Union during the Winter War.
A provisional government, also called an interim government or transitional government, is an emergency governmental authority set up to manage a political transition generally in the cases of new nations or following the collapse of the previous governing administration. Provisional governments are generally appointed, and frequently arise, either during or after civil or foreign wars.
Nearly every country and territory in the world participated in World War II. Most were neutral at the beginning, but only a few nations remained neutral to the end. The Second World War pitted two alliances against each other, the Axis powers and the Allied powers. The leading Axis powers were Nazi Germany, the Kingdom of Italy and the Empire of Japan; while the United Kingdom, the United States, the Soviet Union and China were the "Big Four" Allied powers.
The Allies of World War II, called the United Nations from the 1 January 1942 declaration, were the countries that together opposed the Axis powers during the Second World War (1939–1945). The Allies promoted the alliance as a means to control German, Japanese and Italian aggression.
The partition of the Ottoman Empire was a political event that occurred after World War I and the occupation of Constantinople by British, French and Italian troops in November 1918. The partitioning was planned in several agreements made by the Allied Powers early in the course of World War I, notably the Sykes-Picot Agreement. As world war loomed, the Ottoman Empire sought protection but was rejected by Britain, France, and Russia, and finally formed the Ottoman–German Alliance. The huge conglomeration of territories and peoples that formerly comprised the Ottoman Empire was divided into several new states. The Ottoman Empire had been the leading Islamic state in geopolitical, cultural and ideological terms. The partitioning of the Ottoman Empire after the war led to the rise in the Middle East of Western powers such as Britain and France and brought the creation of the modern Arab world and the Republic of Turkey. Resistance to the influence of these powers came from the Turkish national movement but did not become widespread in the post-Ottoman states until after World War II.
Foreign relations of the Axis powers includes states which were not officially members of the Axis but had relations with one or more Axis members.
During World War II, the Soviet Union occupied and annexed several countries effectively handed over by Nazi Germany in the secret protocol Molotov–Ribbentrop Pact of 1939. These included Eastern Poland, as well as Latvia, Estonia, Lithuania, part of eastern Finland and eastern Romania. Apart from Molotov–Ribbentrop Pact and post-war division of Germany, USSR also occupied and annexed Carpathian Ruthenia from Czechoslovakia in 1945.
↑ Marek, Krystyna (1954). Identity and Continuity of States in Public International Law. Library Droz. p.178. ISBN9782600040440.
↑ Shapiro, Stephen (2003). Ultra Hush-hush. Annick Press. p.38. ISBN1-55037-778-7. Puppet state: a country whose government is being controlled by the government of another country, much as a puppeteer controls the strings on a marionette
1 2 3 The Baltic States: Estonia, Latvia and Lithuania (Postcommunist States and Nations) David J. Smith from Front Matter ISBN0-415-28580-1
1 2 3 Mälksoo, Lauri (2003). Illegal Annexation and State Continuity: The Case of the Incorporation of the Baltic States by the USSR. Leiden – Boston: Brill. ISBN90-411-2177-3.
↑ Estonia: Identity and Independence: Translated into English (On the Boundary of Two Worlds: Identity, Freedom, and Moral Imagination in the Baltics) Jean-Jacques Subrenat, David Cousins, Alexander Harding, Richard C. Waterhouse on Page 246. ISBN90-420-0890-3
↑ Dodd, Clement Henry (1993). The political, social and economic development of Northern Cyprus. Eothen Press. p.377. ISBN9780906719183. In short, the electorate of Northern Cyprus votes freely for its political leaders and gives them substantial support. Nor is Northern Cyprus a Turkish puppet state. Mr Denktas and the Turkish-Cypriot case have a powerful following in Turkey...