Multi-issue voting is a setting in which several issues have to be decided by voting. Multi-issue voting raises several considerations, that are not relevant in single-issue voting.
The first consideration is attaining fairness both for the majority and for minorities. To illustrate, consider a group of friends who decide each evening whether to go to a movie or a restaurant. Suppose that 60% of the friends prefer movies and 40% prefer restaurants. In a one-time vote, the group will probably accept the majority preference and go to a movie. However, making the same decision again and again each day is unfair, since it satisfies 60% of the friends 100% of the time, while the other 40% are never satisfied. Considering this problem as multi-issue voting allows attain a fair sequence of decisions by going 60% of the evenings to a movie and 40% of the evenings to a restaurant. The study of fair multi-issue voting mechanisms is sometimes called fair public decision making. [1] The special case in which the different issues are decisions in different time-periods, and the number of time-periods is not known in advance, is called perpetual voting. [2] [3] [4]
The second consideration is the potential dependence between the different issues. For example, suppose the issues are two suggestions for funding public projects. A voter may support funding each project on its own, but object to funding both projects simultaneously, due to its negative influence on the city budget. If there are only few issues, it is possible to ask each voter to rank all possible combinations of candidates. However, the number of combinations increases exponentially in the number of issues, so it is not practical when there are many issues. The study of this setting is sometimes called combinatorial voting. [5]
There are several issues to be decided on. For each issue t, there is a set Ct of candidates or alternatives to choose from. For each issue t, a single candidate from Ct should be elected. Voters may have different preferences regarding the candidates. The preferences can be numeric (cardinal ballots) or ranked (ordinal ballots) or binary (approval ballots). In combinatorial settings, voters may have preferences over combinations of candidates.
A multi-issue voting rule is a rule that takes the voters' preferences as an input, and returns the elected candidate for each issue. Multi-issue voting can take place offline or online:
With cardinal ballots, each voter assigns a numeric utility to each alternative in each round. The total utility of a voter is the sum of utilities he assigns to the elected candidates in each round.
Conitzer, Freeman and Shah [1] studied multi-issue voting with offline cardinal ballots (they introduced the term public decision making). They focus on fairness towards individual agents. A natural fairness requirement in this setting is proportional division, by which each agent should receive at least 1/n of their maximum utility. Since proportionality might not be attainable, they suggest three relaxations:
These relaxations make sense when the number of voters is small and the number of issues is large, so a difference of one issue is small w.r.t. 1/n. They show that the Maximum Nash Welfare solution (maximizing the product of all agents' utilities) satisfies or approximates all three relaxations. They also provide polynomial time algorithms and hardness results for finding allocations satisfying these axioms, with or without Pareto efficiency.
Freeman, Zahedi and Conitzer [7] study multi-issue voting with online cardinal ballots. They present two greedy algorithms that aim to maximize the long-term Nash welfare (product of all agents' utilities). They evaluate their algorithms on data gathered from a computer systems application.
The simplest multi-issue voting setting is that there is a set of issues, and each agent votes either for or against each issue (effectively, there is a single candidate in each round). Amanatidis, Barrot, Lang, Markakis and Ries [8] present several voting rules for this setting, based on the Hamming distance:
Barrot, Lang and Yokoo [9] study the manipulability of these OWA-based rules. They prove that the only strategyproof OWA rule with non-increasing weights is the utilitarian rule. They also study empirically a sub-family of the OWA-based rules. Their family is characterized by a parameter p, which represents a property called "orness" of the OWA rule. p=0.5 yields utilitarian AV, whereas p=1 yields egalitarian AV. They show empirically that increasing p results in a larger fraction of random profiles that can be manipulated by at least one voter.
Freeman, Kahng and Pennock [10] study multiwinner approval voting with a variable number of winners. In fact, they treat each candidate as a binary issue (yes/no), so their setting can be seen as multi-issue voting with one candidate per round. They adapt the justified representation concepts to this setting as follows:
Skowron and Gorecki [11] study a similar setting: multi-issue voting with offline approval voting, where in each round t there is a single candidate (a single yes/no decision). Their main fairness axiom is proportionality: each group of size k should be able to influence at least a fraction k/n of the decisions. This is in contrast to justified-representation axioms, which consider only cohesive groups. This difference is important, since empirical studies show that cohesive groups are rare. [12] Formally, they define two fairness notions, for voting without abstentions:
For voting with abstentions, the definitions must be adapted (since if all voters abstain in all issues, their utility will necessarily be 0): instead of m, the factor changes to the number of issues on which all group members do not abstain.
They study two rules:
Teh, Elkind and Neoh [13] study utilitarian welfare and egalitarian welfare optimization in public decision making with approval preferencers.
Brill, Markakis, Papasotiropoulos and Jannik Peters [14] extended the results of Skowron and Gorecki to issues with multiple candidates per round, and possible dependencies between the issues; see below, the subsection on Fairness in combinatorial voting.
Page, Shapiro and Talmon [15] studied a special case in which the "issues" are cabinet offices. For each office, there is a set of candidates; all sets are pairwise disjoint. Each voter should vote for a single candidate per office. The goal is to elect a single minister per office. In contrast to the public decision-making setting, [1] here the number of voters is large and the number of issues is small. They present two generalizations of the justified representation property:
They generalize the setting by considering that different issues (offices) have different weight (importance, power). They consider both an objective power function, and subjective power functions. For an objective power function, they define a generalization of justified representation, which they call most important power allocation. They then present a greedy version of PAV, and show via simulations that it guarantees justified representation to minorities in many cases.
In online approval voting, it is common to assume that in each round t there are multiple candidates; the set of candidates is denoted by Ct. Each voter j approves a subset of At,j of Ct.
Martin Lackner [2] studied perpetual voting with online approval ballots. He defined the following concepts:
Based on these concepts, he defined three fairness axioms:
He also defines two quantitative properties:
He defined a class of perpetual voting rules, called weighted approval voting. Each voter is assigned a weight, which is usually initialized to 1. At each round, the candidate with the highest sum of approving weights is elected (breaking ties by a fixed predefined order). The weights of voters who approved the winning candidate are decreased, and the weights of other voters are increased. Several common weighting schemes are:
Maly and Lackner [3] discuss general classes of simple perpetual voting rules for online approval ballots, and analyze the axioms that can be satisfied by rules of each class. In particular, they discuss Perpetual Phragmen, Perpetual Quota and Perpetual Consensus.
Bulteau, Hazon, Page, Rosenfeld and Talmon [4] focus on fairness notions to groups of voters, rather than to individual voters. They adapt some justified representation properties to this setting. In particular, they define two variants of proportional justified representation (PJR). In both variants, we say that a group of agents agree in round t if there is at least one candidate in Ct that they all approve.
They prove that these axioms can be satisfied both in the static setting (where voters' preferences are the same in each round) and in the dynamic setting (where voters' preferences may change between rounds). They also report a human study for identifying what outcomes are considered desirable in the eyes of ordinary people.
Chandak, Goel and Peters [6] strengthen both axioms from PJR to EJR (the difference is that, in EJR, there must be at least L rounds in which the elected candidate is approved by the same member of S). They call their new axioms "EJR" and "strong-EJR". They also adapt three voting rules to this setting:
Bredereck, Fluschnik, and Kaczmarczyk [16] study perpetual multiwinner voting: at each round, each voter votes for a single candidate. The goal is to elect a committee of a given size. In addition, the difference between the new committee and the previous committee should be bounded: in the conservative model the difference is bounded from above (two consecutive committees should have a slight symmetric difference), and in the revolutionary model the difference is bounded from below (two successive committees should have a sizeable symmetric difference). Both models are NP-hard, even for a constant number of agents.
One complication in multi-issue voting is that there may be dependencies between agents' preferences on different issues. For example, suppose the issues to be decided on are different kinds of food that may be given in a meal. Suppose the bread can be either black or white, and the main dish can be either hummus or tahini. An agent may want either black bread with hummus or white bread with tahini, but not the other way around. This problem is called non-separability.
There are several approaches for eliciting voters' preferences when they are not separable:
A survey on voting in combinatorial domains is given by Lang and Xia, 2016. [26]
Brill, Markakis, Papasotiropoulos and Jannik Peters [14] study offline multi-issue voting with a non-binary domain, and possible dependencies between the issues, where the main goal is fair representation. They define generalizations of PAV and MES that handle conditional ballots; they call them conditional PAV and conditional MES. They prove that:
Lackner, Maly and Rey [27] extend the concept of perpetual voting to participatory budgeting. A city running PB every year may want to make sure that the outcomes are fair over time, not only in each individual application.
In fair allocation of indivisible public goods (FAIPG), society has to choose a set of indivisible public goods, where there is are feasibility constraints on what subsets of elements can be chosen. Fain, Munagala and Shah [28] focus on three types of constraints:
Fain, Munagala and Shah [28] present a fairness notion for FAIPG, based on the core. They provide polynomial-time algorithms finding an additive approximation to the core, with a tiny multiplicative loss. With matroid constraints, the additive approximation is 2. With matching constraints, there is a constant additive bound. With packing constraints, with mild restrictions, the additive approximation is logarithmic in the width of the polytope. The algorithms are based on the convex program for maximizing the Nash social welfare.
Garg, Kulkarni and Murhekar [29] study FAIPG with budget constraints. They show polynomial-time reductions for the solutions of maximum Nash welfare and leximin, between the models of private goods, public goods, and public decision making. They prove that Max Nash Welfare allocations are Prop1, RRS and Pareto-efficient. However, finding such allocations as well as leximin allocations is NP-hard even with constantly many agents, or binary valuations. They design pseudo-polynomial time algorithms for computing an exact MNW or leximin-optimal allocation for constantly many agents, and for constantly many goods with additive valuations. They alsao present an O(n)-factor approximation for max Nash welfare, which also satisfies RRS, Prop1, and 1/2-Prop.
Banerjee, Gkatzelis, Hossain, Jin, Micah and Shah [30] study FAIPG with predictions: in each round, a public good arrives, each agent reveals his value for the good, and the algorithm should decide how much to invest in the good (subject to a total budget constraint). There are approximate predictions of each agent's total value for all goods. The goal is to attain proportional fairness for groups. With binary valuations and unit budget, proportional fairness can be achieved without predictions. With general valuations and budget, predictions are necessary to achieve proportional fairness.
Multi-issue voting rules are prone to strategic manipulation. A particularly simple form of manipulation is the Free-rider problem: some voters may untruthfully oppose a popular opinion in one issue, in order to receive increased consideration in other issues. Lackner, Maly and Nardi [31] study this problem in detail. They show that:
Score voting, sometimes called range voting, is an electoral system for single-seat elections. Voters give each candidate a numerical score, and the candidate with the highest average score is elected. Score voting includes the well-known approval voting, but also lets voters give partial (in-between) approval ratings to candidates.
Proportionality for solid coalitions (PSC) is a criterion of proportionality for ranked voting systems. It is an adaptation of the quota rule to voting systems in which there are no official party lists, and voters can directly support candidates. The criterion was first proposed by the British philosopher and logician Michael Dummett.
Fair item allocation is a kind of the fair division problem in which the items to divide are discrete rather than continuous. The items have to be divided among several partners who potentially value them differently, and each item has to be given as a whole to a single person. This situation arises in various real-life scenarios:
Satisfaction approval voting (SAV), also known as equal and even cumulative voting, is an electoral system that is a form of multiwinner approval voting as well as a form of cumulative voting. In the academic literature, the rule was studied by Steven Brams and Marc Kilgour in 2010. In this system, voters may approve a number of candidates, and each approved candidate receives an equal fraction of the vote. For example, if a voter approves 4 candidates, then each candidate receives a 0.25 fractional vote. The election winners are those candidates that receive the highest fractional vote count.
Proportional approval voting (PAV) is a proportional electoral system for multiwinner elections. It is a multiwinner approval method that extends the D'Hondt method of apportionment commonly used to calculate apportionments for party-list proportional representation. However, PAV allows voters to support only the candidates they approve of, rather than being forced to approve or reject all candidates on a given party list.
Sequential proportional approval voting (SPAV) or reweighted approval voting (RAV) is an electoral system that extends the concept of approval voting to a multiple winner election. It is a simplified version of proportional approval voting. It is a special case of Thiele's voting rules, proposed by Danish statistician Thorvald N. Thiele in the early 1900s. It was used in Sweden from 1909 to 1921, when it was replaced by a cruder "party-list" style system as it was easier to calculate, and is still used for some local elections.
Computational social choice is a field at the intersection of social choice theory, theoretical computer science, and the analysis of multi-agent systems. It consists of the analysis of problems arising from the aggregation of preferences of a group of agents from a computational perspective. In particular, computational social choice is concerned with the efficient computation of outcomes of voting rules, with the computational complexity of various forms of manipulation, and issues arising from the problem of representing and eliciting preferences in combinatorial settings.
In economics, dichotomous preferences (DP) are preference relations that divide the set of alternatives to two subsets, "Good" and "Bad".
Combinatorial participatory budgeting, also called indivisible participatory budgeting or budgeted social choice, is a problem in social choice. There are several candidate projects, each of which has a fixed costs. There is a fixed budget, that cannot cover all these projects. Each voter has different preferences regarding these projects. The goal is to find a budget-allocation - a subset of the projects, with total cost at most the budget, that will be funded. Combinatorial participatory budgeting is the most common form of participatory budgeting.
Justified representation (JR) is a criterion of fairness in multiwinner approval voting. It can be seen as an adaptation of the proportional representation criterion to approval voting.
Multiwinner approval voting, sometimes also called approval-based committee (ABC) voting, refers to a family of multi-winner electoral systems that use approval ballots. Each voter may select ("approve") any number of candidates, and multiple candidates are elected.
Multiwinner, at-large, or committeevoting refers to electoral systems that elect several candidates at once. Such methods can be used to elect parliaments or committees.
In fractional social choice, fractional approval voting refers to a class of electoral systems using approval ballots, in which the outcome is fractional: for each alternative j there is a fraction pj between 0 and 1, such that the sum of pj is 1. It can be seen as a generalization of approval voting: in the latter, one candidate wins and the other candidates lose. The fractions pj can be interpreted in various ways, depending on the setting. Examples are:
Phragmén's voting rules are rules for multiwinner voting. They allow voters to vote for individual candidates rather than parties, but still guarantee proportional representation. They were published by Lars Edvard Phragmén in French and Swedish between 1893 and 1899, and translated to English by Svante Janson in 2016.
The method of equal shares is a proportional method of counting ballots that applies to participatory budgeting, to committee elections, and to simultaneous public decisions. It can be used when the voters vote via approval ballots, ranked ballots or cardinal ballots. It works by dividing the available budget into equal parts that are assigned to each voter. The method is only allowed to use the budget share of a voter to implement projects that the voter voted for. It then repeatedly finds projects that can be afforded using the budget shares of the supporting voters. In contexts other than participatory budgeting, the method works by equally dividing an abstract budget of "voting power".
Budget-proposal aggregation (BPA) is a problem in social choice theory. A group has to decide on how to distribute its budget among several issues. Each group-member has a different idea about what the ideal budget-distribution should be. The problem is how to aggregate the different opinions into a single budget-distribution program.
Donor coordination is a problem in social choice. There are several donors, each of whom wants to donate some money. Each donor supports a different set of targets. The goal is to distribute the total donated amount among the various targets in a way that respects the donors' preferences.
The expanding approvals rule (EAR) is a rule for multi-winner elections that guarantees a form of proportional representation called proportionality for solid coalitions. It is a generalization of the highest median rules to include multiwinner elections and participatory budgeting. When working with ranked ballots, it is sometimes called the Bucklin transferable vote. However, the rule can be more effectively implemented using rated ballots, which are easier to use and provide additional cardinal utility information that can be used for better decision-making.
Fully proportional representation(FPR) is a property of multiwinner voting systems. It extends the property of proportional representation (PR) by requiring that the representation be based on the entire preferences of the voters, rather than on their first choice. Moreover, the requirement combines PR with the requirement of accountability - each voter knows exactly which elected candidate represents him, and each candidate knows exactly which voters he represents.
Thiele's voting rules are rules for multiwinner voting. They allow voters to vote for individual candidates rather than parties, but still guarantee proportional representation. They were published by Thorvald Thiele in Danish in 1895, and translated to English by Svante Janson in 2016. They were used in Swedish parliamentary elections to distribute seats within parties, and are still used in city council elections.
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