Constitutional theory

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Constitutional theory is an area of constitutional law that focuses on the underpinnings of constitutional government. It overlaps with legal theory, constitutionalism, philosophy of law and democratic theory. It is not limited by country or jurisdiction.

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German Rechtsstaat

The Rechtsstaat doctrine (Legal state, State of Right, Constitutional state, constitutional government) was introduced in the latest works of the German philosopher Immanuel Kant (1724–1804) after US and French constitutions were adopted in the late 18th century. Kant's approach is based on the supremacy of a country's written constitution. This supremacy must create guarantees for implementation of his central idea: a permanent peaceful life as a basic condition for the happiness of its people and their prosperity. Kant was basing his doctrine on none other but constitutionalism and constitutional government.

Kant had thus formulated the main problem of constitutionalism, “The constitution of a state is eventually based on the morals of its citizens, which, in its turns, is based on the goodness of this constitution.” Kant's idea is the foundation for the constitutional theory of the twenty-first century. The Legal state concept is based on the ideas, discovered by Immanuel Kant, for example, in his Groundwork of the Metaphysic of Morals: “The task of establishing a universal and permanent peaceful life is not only a part of theory of law within the framework of pure reason, but per se an absolute and ultimate goal. To achieve this goal, a state must become the community of a large number of people, living provided with legislative guarantees of their property rights secured by a common constitution. The supremacy of this constitution… must be derived a priori from the considerations for achievement of the absolute ideal in the most just and fair organization of people’s life under the aegis of public law.”. [1]

The Russian legal system, borne out of transformations in the 19th century under the judicial reform of Alexander II, is based primarily upon the German legal tradition. It was from here that Russia borrowed a doctrine of Rechtsstaat, which literally translates as Legal State. The English most close analogue is «rule of law». [2] Rechtsstaat is a concept in continental European legal thinking, originally borrowed from German legal philosophy, which can be translated as “legal state” or "state of law", or "state of rights", "constitutional state" in which the exercise of governmental power is constrained by the law. The Russian Legal state concept adopts the written constitution as a supreme law of the country (the rule of constitution). [3] The concept of “legal state” (“pravovoe gosudarstvo” in Russian) is a fundamental, but undefined, principle that appears in the very first dispositive provision of Russia's post-Communist constitution: “The Russian Federation – Russia – constitutes a democratic federative legal state with a republican form of governance.” Similarly, the very first dispositive provision of the Constitution of Ukraine declares: “Ukraine is a sovereign and independent, democratic, social, legal state.” The effort to give meaning to definition “Legal State” is anything but theoretical.

Valery Zorkin, President of the Constitutional Court of Russia, wrote in 2003: “Becoming a legal state has long been our ultimate goal, and we have certainly made serious progress in this direction over the past several years. However, no one can say now that we have reached this destination. Such a Legal state simply cannot exist without a lawful and just society. Here, as in no other sphere of our life, the state reflects the level of maturity reached by society.". [4]

The Russian concept of legal state adopted many segments of the constitutional economics. One of the founders of constitutional economics James M. Buchanan, the 1986 recipient of the Nobel Memorial Prize in Economic Sciences argues that in the framework of constitutional government any governmental interventions and regulations have been based on three assumptions.

United States

Constitutional theory in the United States is an academic discipline that focuses on the meaning of the United States Constitution. Its concerns include (but are not limited to) the historical, linguistic, sociological, ethical, and political aspects.

Much of constitutional theory is concerned with theories of judicial review. This is in part because Marbury v. Madison , which established this judicial power in the early 19th century, has given the judiciary near-final authority on constitutional meaning.

Aside from judicial review, constitutional theory in general seeks to ask and answer the following questions:

Although constitutional theory as a discipline has its precursors in The Federalist and Justice Story's Commentaries on the Constitution , modern constitutional theory began with the publication of Alexander Bickel's The Least Dangerous Branch . (The title is an allusion to The Federalist No. 78, in which Alexander Hamilton wrote that the judiciary "will always be the least dangerous to the political rights of the Constitution", because it has neither the sword (like the Executive) nor the purse (like the Legislature). The book's primary (but not sole) contribution was to introduce the idea of the "countermajoritarian difficulty." The idea expressed by the term countermajoritarian difficulty is that there is a tension between democratic government (as he defines it democratic government is majoritarian government) and judicial power. If the judiciary—an unelected branch of government—can overturn popular legislation, then either there is a fundamental contradiction within the democratic system, or there is a tension that must be resolved by curbing judicial power. (One of Bickel's solutions is for the Court to exercise "the passive virtues": that is, to decline to decide more than it has to decide.)

Important theorists

The following is a partial list of important American theorists and thinkers:

See also

Notes

  1. "Immanuel Kant", History of Political Philosophy , edited by Leo Strauss and Joseph Cropsey, University of Chicago Press, Chicago and London, 1987
  2. Peter Barenboim, Defining the rules, The European Lawyer, Issue 90, October 2009
  3. The former President of the International Bar Association Francis Neate wrote about links between Russian concept of the Legal state and British approach: “The Rule of Law is an English concept. I am told that the equivalent in Russia, and possibly in other countries, is better translated as ‘Legal State’, or ‘a state governed by law’. If the latter phrase is acceptable then surely we are talking about the same thing... The best way to determine whether or not we are talking about the same concept is to look at the essential characteristics of the Rule of Law and to determine whether or not they are similar to the essential characteristics of the ‘Legal State’. This is what I propose to do.”, "The Rule of Law: Perspectives from Around the Globe", Editor: Francis Neate, London, 2009
  4. "The World Rule of Law Movement and Russian Legal Reform", edited by Francis Neate and Holly Nielsen, Justitsinform, Moscow (2007).
  5. "Constitution for the United States of America".

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<span class="mw-page-title-main">James M. Buchanan</span> American economist (1919–2013)

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Law reform or legal reform is the process of examining existing laws, and advocating and implementing change in a legal system, usually with the aim of enhancing justice or efficiency.

Rechtsstaat is a doctrine in continental European legal thinking, originating in German jurisprudence. It can be translated into English as "rule of law", alternatively "legal state", state of law, "state of justice", or "state based on justice and integrity". It means that everyone is subjected to the law, especially governments.

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<span class="mw-page-title-main">Rule of law</span> Political situation in which everyone is subject to the law

The rule of law is a political ideal that all people and institutions within a country, state, or community are accountable to the same laws, including lawmakers and leaders. It is sometimes stated simply as "no one is above the law". The term rule of law is closely related to constitutionalism as well as Rechtsstaat. It refers to a political situation, not to any specific legal rule. The rule of law is defined in the Encyclopædia Britannica as "the mechanism, process, institution, practice, or norm that supports the equality of all citizens before the law, secures a nonarbitrary form of government, and more generally prevents the arbitrary use of power."

This is an index of articles in jurisprudence.

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The rule according to a higher law is a statement which expresses that no law may be enforced by the government unless it conforms with certain universal principles of fairness, morality, and justice. Thus, the rule according to a higher law may serve as a practical legal criterion to qualify the instances of political or economical decision-making, when a government, even though acting in conformity with clearly defined and properly enacted law, still produces results which many observers find unfair or unjust.

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An unconstitutional constitutional amendment is a concept in judicial review based on the idea that even a properly passed and properly ratified constitutional amendment, specifically one that is not explicitly prohibited by a constitution's text, can nevertheless be unconstitutional on substantive grounds—such as due to this amendment conflicting with some constitutional or even extra-constitutional norm, value, and/or principle. As Israeli legal academic Yaniv Roznai's 2017 book Unconstitutional Constitutional Amendments: The Limits of Amendment Powers demonstrates, the unconstitutional constitutional amendment doctrine has been adopted by various courts and legal scholars in various countries throughout history. While this doctrine has generally applied specifically to constitutional amendments, there have been moves and proposals to also apply this doctrine to original parts of a constitution.

References