Newmark's sliding block

Last updated

The Newmark's sliding block analysis method is an engineering that calculates permanent displacements of soil slopes (also embankments and dams) during seismic loading. Newmark analysis does not calculate actual displacement, but rather is an index value that can be used to provide an indication of the structures likelihood of failure during a seismic event. It is also simply called Newmark's analysis or Sliding block method of slope stability analysis.

Contents

History

The method is an extension of the Newmark's direct integration method originally proposed by Nathan M. Newmark in 1943. It was applied to the sliding block problem in a lecture delivered by him in 1965 in the British Geotechnical Association's 5th Rankine Lecture in London and published later in the Association's scientific journal Geotechnique. [1] The extension owes a great deal to Nicholas Ambraseys whose doctoral thesis [2] on the seismic stability of earth dams at Imperial College London in 1958 formed the basis of the method. At his Rankine Lecture, Newmark himself acknowledged Ambraseys' contribution to this method through various discussions between the two researchers while the latter was a visiting professor at the University of Illinois.

Method

According to Kramer, [3] the Newmark method is an improvement over the traditional pseudo-static method which considered the seismic slope failure only at limiting conditions (i.e. when the Factor of Safety, FOS, became equal to 1) and providing information about the collapse state but no information about the induced deformations. The new method points out that when the FOS becomes less than 1 "failure" does not necessarily occur as the time for which this happens is very short. However, each time the FOS falls below unity, some permanent deformations occur which accumulate whenever FOS < 1. The method further suggests that a failing mass from the slope may be considered as a block of mass sliding (and therefore sliding block) [4] on an inclined surface only when the inertial force (acceleration x mass) acting on it, is equal or higher than the force required to cause sliding.

Following these assumptions, the method suggests that whenever the acceleration (i.e. the seismic load) is higher than the critical acceleration required to cause collapse, which may be obtained from the traditional pseudo-static method (such as Sarma method [5] ), permanent displacements will occur. The magnitude of these displacements is obtained by integrating twice (acceleration is the second time derivative of displacement) the difference of the applied acceleration and the critical acceleration with respect to time. [6]

Modern alternatives

The method is still widely used nowadays in engineering practice to assess the consequences of earthquakes on slopes. In the special case of earth dams, it is used in conjunction with the shear beam method which can provide the acceleration time history at the level of the failure surface. It has been proved to give reasonable results and quite comparable to measured data. [7] [8]

However, Newmark's sliding block assumes rigidity – perfect plasticity which is not realistic. It also cannot really take account of pore water pressure built-up during cyclic loading which can lead to initiation of liquefaction and different failures than simple distinct slip surfaces. As a result, more rigorous methods have been developed and are used nowadays in order to overcome these shortcomings. Numerical methods such as finite difference and finite element analysis are used which can employ more complicated elasto-plastic constitutive models simulating pre-yield elasticity.

See also

Related Research Articles

Geotechnical engineering Scientific study of earth materials in engineering problems

Geotechnical engineering, also known as geotechnics, is the branch of civil engineering concerned with the engineering behavior of earth materials. It uses the principles of soil mechanics and rock mechanics for the solution of its respective engineering problems. It also relies on knowledge of geology, hydrology, geophysics, and other related sciences. Geotechnical (rock) engineering is a subdiscipline of geological engineering.

Landslide Natural disaster involving ground movement

Landslides, also known as landslips, are several forms of mass wasting that may include a wide range of ground movements, such as rockfalls, deep-seated slope failures, mudflows, and debris flows. Landslides occur in a variety of environments, characterized by either steep or gentle slope gradients, from mountain ranges to coastal cliffs or even underwater, in which case they are called submarine landslides. Gravity is the primary driving force for a landslide to occur, but there are other factors affecting slope stability that produce specific conditions that make a slope prone to failure. In many cases, the landslide is triggered by a specific event, although this is not always identifiable.

Seismic hazard Probability that an earthquake will occur in a given geographic area, within a given window of time

A seismic hazard is the probability that an earthquake will occur in a given geographic area, within a given window of time, and with ground motion intensity exceeding a given threshold. With a hazard thus estimated, risk can be assessed and included in such areas as building codes for standard buildings, designing larger buildings and infrastructure projects, land use planning and determining insurance rates. The seismic hazard studies also may generate two standard measures of anticipated ground motion, both confusingly abbreviated MCE; the simpler probabilistic Maximum Considered Earthquake, used in standard building codes, and the more detailed and deterministic Maximum Credible Earthquake incorporated in the design of larger buildings and civil infrastructure like dams or bridges. It is important to clarify which MCE is being discussed.

Engineering geology Application of geology to engineering practice

Engineering geology is the application of geology to engineering study for the purpose of assuring that the geological factors regarding the location, design, construction, operation and maintenance of engineering works are recognized and accounted for. Engineering geologists provide geological and geotechnical recommendations, analysis, and design associated with human development and various types of structures. The realm of the engineering geologist is essentially in the area of earth-structure interactions, or investigation of how the earth or earth processes impact human made structures and human activities.

Response spectrum

A response spectrum is a plot of the peak or steady-state response of a series of oscillators of varying natural frequency, that are forced into motion by the same base vibration or shock. The resulting plot can then be used to pick off the response of any linear system, given its natural frequency of oscillation. One such use is in assessing the peak response of buildings to earthquakes. The science of strong ground motion may use some values from the ground response spectrum for correlation with seismic damage.

Earthquake engineering Interdisciplinary branch of engineering

Earthquake engineering is an interdisciplinary branch of engineering that designs and analyzes structures, such as buildings and bridges, with earthquakes in mind. Its overall goal is to make such structures more resistant to earthquakes. An earthquake engineer aims to construct structures that will not be damaged in minor shaking and will avoid serious damage or collapse in a major earthquake. Earthquake engineering is the scientific field concerned with protecting society, the natural environment, and the man-made environment from earthquakes by limiting the seismic risk to socio-economically acceptable levels. Traditionally, it has been narrowly defined as the study of the behavior of structures and geo-structures subject to seismic loading; it is considered as a subset of structural engineering, geotechnical engineering, mechanical engineering, chemical engineering, applied physics, etc. However, the tremendous costs experienced in recent earthquakes have led to an expansion of its scope to encompass disciplines from the wider field of civil engineering, mechanical engineering, nuclear engineering, and from the social sciences, especially sociology, political science, economics, and finance.

Nathan M. Newmark

Nathan Mortimore Newmark was an American structural engineer and academic, who is widely considered one of the founding fathers of earthquake engineering. He was awarded the National Medal of Science for engineering.

There have been known various classifications of landslides. Broad definitions include forms of mass movement that narrower definitions exclude. For example, the McGraw-Hill Encyclopedia of Science and Technology distinguishes the following types of landslides:

Peter Rolfe Vaughan

Peter Rolfe Vaughan ACGI, DIC, FREng, FICE, FCGI, MASCE, FGS, was Emeritus Professor of Ground Engineering in the Geotechnics department of Imperial College London.

Slope stability analysis is a static or dynamic, analytical or empirical method to evaluate the stability of earth and rock-fill dams, embankments, excavated slopes, and natural slopes in soil and rock. Slope stability refers to the condition of inclined soil or rock slopes to withstand or undergo movement. The stability condition of slopes is a subject of study and research in soil mechanics, geotechnical engineering and engineering geology. Analyses are generally aimed at understanding the causes of an occurred slope failure, or the factors that can potentially trigger a slope movement, resulting in a landslide, as well as at preventing the initiation of such movement, slowing it down or arresting it through mitigation countermeasures.

Solid waste landfills can be affected by seismic activity. The tension in a landfill liner rises significantly during an earthquake, and can lead to stretching or tearing of the material. The top of the landfill may crack, and methane collection systems can be moved relative to the cover.

The Rankine lecture is an annual lecture organised by the British Geotechnical Association named after William John Macquorn Rankine, an early contributor to the theory of soil mechanics.

Alan Wilfred Bishop was a British geotechnical engineer and academic, working at Imperial College London.

Sarada Kanta Sarma is a geotechnical engineer, emeritus reader of engineering seismology and senior research investigator at Imperial College London. He has developed a method of seismic slope stability analysis which is named after him, the Sarma method.

Department of Civil and Environmental Engineering, Imperial College London

The Department of Civil and Environmental Engineering is the academic department at Imperial College London dedicated to civil engineering. It is located at the South Kensington Campus in London, along Imperial College Road. The department is currently a part of the college's Faculty of Engineering, which was formed in 2001 when Imperial College restructured. The department has consistently ranked within the top five on the QS World University Rankings in recent years.

Thomas Denis O’Rourke is an American educator, engineer and serves as the Thomas R. Biggs Professor, Civil & Environmental Engineering at the College of Engineering, Cornell University. Professor O’Rourke took his Bachelor of Science in civil engineering at Cornell's engineering college in 1970 and his doctorate at the University of Illinois at Urbana-Champaign in 1975.

The Sarma method is a method used primarily to assess the stability of soil slopes under seismic conditions. Using appropriate assumptions the method can also be employed for static slope stability analysis. It was proposed by Sarada K. Sarma in the early 1970s as an improvement over the other conventional methods of analysis which had adopted numerous simplifying assumptions.

Geotechnical centrifuge modeling

Geotechnical centrifuge modeling is a technique for testing physical scale models of geotechnical engineering systems such as natural and man-made slopes and earth retaining structures and building or bridge foundations.

David Malcolm Potts is a professor of Analytical Soil Mechanics at Imperial College London and the head of the Geotechnics Section at Imperial College. He has been a member of the academic staff at Imperial College since 1979, responsible for teaching the use of analytical methods in geomechanics and the design of slopes and earth retaining structures, both at undergraduate and postgraduate levels.

Nicholas Ambraseys Greek seismologist (1929-2012)

Nicholas Neocles Ambraseys FICE FREng was a Greek engineering seismologist. He was emeritus professor of Engineering Seismology and Senior Research Fellow at Imperial College London. For many years Ambraseys was considered as the leading figure and an authority in earthquake engineering and seismology in Europe.

References

  1. Newmark, N. M. (1965) Effects of earthquakes on dams and embankments. Geotechnique, 15 (2) 139–160.
  2. Ambraseys, N. N. (1958) The seismic stability of earth dams. PhD Thesis, Imperial College of Science and Technology, University of London.
  3. Kramer, S. L. (1996) Geotechnical Earthquake Engineering. Prentice Hall, New Jersey.
  4. USGS - Geologic Hazards: Figure 1. Sliding block model used for Newmark analysis
  5. Sarma S. K. (1975), Seismic stability of earth dams and embankments. Geotechnique, 25, 743–761
  6. USGS - Geologic Hazards: Figure 2. Demonstration of the Newmark analysis algorithm
  7. Wilson, R.C., & Keefer, D.K. (1983) Dynamic analysis of a slope failure from the 6 August 1979 Coyote Lake, California earthquake. Bulletin of the Seismological Society of America, 73, 863-877.
  8. Wilson, R.C., & Keefer, D.K. (1985) Predicting areal limits of earthquake-induced landsliding, in Ziony, J.I., ed., Evaluating Earthquake Hazards in the Los Angeles Region-An Earth-Science Perspective: U.S. Geological Survey Professional Paper 1360, 316-345

Bibliography