Understanding The Lord of the Rings

Last updated

Understanding the Lord of the Rings
Understanding the Lord of the Rings.jpg
Cover of the 2004 collection, which contained selections from both the earlier collections.
Author Rose Zimbardo and Neil Isaacs
Subject J. R. R. Tolkien's Middle-earth writings
Genre Literary criticism
Publisher Houghton Mifflin
Publication date
2004
Media typePaperback
ISBN 978-0-618-42253-1

Understanding The Lord of the Rings is a collection of scholarly essays on J. R. R. Tolkien's Middle-earth writings, mainly concerning his fantasy novel The Lord of the Rings . It was edited by Rose Zimbardo and Neil Isaacs, and published in 2004. Apart from two new essays, it consisted of a selection of essays from two earlier collections by the same editors: their 1968 Tolkien and the Critics, and their 1981 Tolkien: New Critical Perspectives.

Contents

The collections have been welcomed by scholars, who have commented that the 1968 book in particular was "a milestone" in Tolkien scholarship. The 1981 book was described as a good overview of Tolkien scholarship, while the 2004 book was called a "splendid anthology". The Journal of Tolkien Research wrote that the 1968 and 2004 collections both had an importance "beyond doubt" in the history of Tolkien studies.

Context

J. R. R. Tolkien (1892–1973) was an English Roman Catholic writer, poet, philologist, and academic, best known as the author of the high fantasy works The Hobbit (1937) and The Lord of the Rings (1954–55). [1] In 1957, The Lord of the Rings was awarded the International Fantasy Award. The publication of the Ace Books and Ballantine paperbacks in the United States helped it to become immensely popular with a new generation in the 1960s. [2]

Publication history

Rose A. Zimbardo and Neil Isaacs have edited three related collections of scholarly essays on The Lord of the Rings:

Contents

The three books, which are not illustrated, contain the following essays.

Contents across the three Isaacs & Zimbardo titles
AuthorTitle196819812004First published
(when earlier)
Notes
Neil D. IsaacsIntroductionyesyesyesOverview, different in each volume
C. S. Lewis "The Dethronement of Power"yes-yes Time and Tide 1955Argues that far from being a book of good heroes and evil villains, The Lord of the Rings is full of moral subtlety and realism.
Edmund Fuller"The Lord of the Hobbits: J.R.R. Tolkien"yes-yesLord of the Hobbits 1961Examines the book as a work of sub-creation which rehabilitates fantasy, or as Tolkien called it "fairy-story".
W. H. Auden "The Quest Hero"yesyesTexas Quarterly 1961 Unlike literary figures at the time, praises the book as a quest narrative with a quest hero and a conflict between good and evil, noting it is not set in a dream-world but in an imaginary world, a demanding task for an author to make it believable.
Hugh T. Keenan"The Appeal of The Lord of the Rings: A Struggle for Life"yes--Considers why the book is so attractive, including to "sober critics", who find that the work is "amazingly alive", and suggests that the central theme in the book is of life and death.
Patricia Meyer Spacks "Power and Meaning in The Lord of the Rings"yes-yes Critique 1959Contrasts Tolkien with two fellow Inklings, C. S. Lewis and Charles Williams, arguing that unlike their Christian fables, The Lord of the Rings has a pagan Anglo-Saxon ethos.
Rose A. Zimbardo "Moral Vision in The Lord of the Rings"yesyesyesAnalyses the book as a medieval-style romance. The beautiful thing that men do is heroic action; dwarves, making precious objects; elves, singing. Each has a moral choice, to give up their own needs for the good of all.
Marion Zimmer Bradley "Men, Halflings, and Hero-Worship"yes-yesExplores Tolkien's depiction of hero worship, especially of the hero Aragorn, by the other members of the Fellowship, as well as by Éomer of Rohan and Faramir of Gondor. Bradley examines, too, the "strong love", eventually becoming classical "idealized friendship" of Frodo and Sam.
R. J. Reilly"Tolkien and the Fairy Story"yes-yes Thought 1963Discusses The Lord of the Rings as Tolkien's attempt to restore the heroic to modern fiction, as an essential element of fantasy (in Tolkien's terms, fairy-story), and argues that Tolkien did this in the frame of Christianity.
Thomas J. Gasque"Tolkien: The Monsters and the Critters"yes--Argues that Tolkien drew on northern mythology for a variety of monsters and races such as Dwarves, Elves, and Orcs, to provide interest.
John Tinkler"Old English in Rohan"yes--On Tolkien's use of Old English (Anglo-Saxon) for the Riders of Rohan, such as Théoden (meaning "King") or Éowyn (meaning "Delight in horses"), and so on for placenames and even a few phrases.
Mary Quella Kelly"The Poetry of Fantasy: Verse in The Lord of the Rings"yes--Discusses the importance of Tolkien's poetry in The Lord of the Rings, being both a pleasure in their own right, and supporting and enlarging on the prose, and so helping to sustain what Tolkien called "Secondary Belief". The verses range from simple Hobbit poetry to the cheerful singing of Tom Bombadil and the musical Elvish poems full of metrical and other devices.
Charles Moorman"The Shire, Mordor, and Minas Tirith"yes--Argues that the single most powerful influence on Tolkien is Norse mythology and saga, including monsters, battles, and landscapes.
Burton Raffel "The Lord of the Rings as Literature"yes--Suggests that while The Lord of the Rings is great storytelling, it is not literature. Raffel criticizes the style, the poetry, the characterization, the "manipulatory" use of incident, and the Christian morality.
Roger Sale"Tolkien and Frodo Baggins"yes--Proposes that the Hobbit Frodo Baggins is the real hero of the book, behaving "like any modern alienated man" amongst all the heroes, "but who also is Tolkien's affirmation of possibility".
J. S. Ryan"Folktale, Fairy Tale, and the Creation of a Story"-yesyesDiscusses what Tolkien means by myth, fairy-tale, and sub-creation, with reference to "Beowulf: The Monsters and the Critics", "On Fairy-Stories", and "Leaf by Niggle".
Verlyn Flieger "Frodo and Aragorn: The Concept of the Hero"-yesyesDescribes heroism in The Lord of the Rings, Frodo the disappointed small guy, Aragorn the man born to be King.
Paul H. Kocher "Middle-earth: An Imaginary World?"-yesyes Master of Middle-Earth 1972Discusses how Tolkien makes Middle-earth so believable, by combining the familiar with the fantastic, by framing the story as if he had discovered ancient manuscripts, by inventing a geography of Middle-earth, and by making use of Celtic and Norse mythology. The result is to place Middle-earth as the Earth as it might have been in the distant past.
Daniel Hughes"Pieties and Giant Forms in The Lord of the Rings"-yes-Shadows of Imagination 1969Seeks to describe the larger motifs in the book, such as the epic narrative of Strider revealed as Aragorn, the man born to be King of Gondor and Arnor.
Patrick Grant"Tolkien: Archetype and Word"-yesyes CrossCurrents 1973Looks at The Lord of the Rings from the point of view of Jungian archetypes and the psychological journey towards individuation. Grant accepts that this does not cover the Christian aspect of the book.
Lionel Basney"Myth, History, and Time in The Lord of the Rings"-yesyesArgues that Tolkien presents a complete and coherent secondary world, fitting in to structures of myth and history.
David L. Jeffrey"Recovery: Name in The Lord of the Rings"-yes-Explores Tolkien's use of languages to create the many names in The Lord of the Rings.
Henry B. Parks"Critical Approach to Story"-yes-Analyses Tolkien's narrative approach, arguing that he is seeking to make the narrator's voice stronger, so as to make the secondary world more believable.
Lois K. Kuznets"Tolkien and the Rhetoric of Childhood"-yes-Describes Bilbo Baggins's quest in The Hobbit as fitting the pattern of fiction for children, with an omniscient narrator, characters that children can identify with, a story that moves forwards in time, and a geography with separate safe and dangerous places.
Joseph McLellan"Frodo and the Cosmos: Reflections on The Silmarillion"-yes- The Washington Post Likens The Silmarillion to classics of ancient Greek and English literature.
Robert M. Adams"The Hobbit Habit"-yes- The New York Review of Books Attacks The Silmarillion as empty nonsense, nothing like The Lord of the Rings.
Jane Chance "The Lord of the Rings: Tolkien's Epic"--yes Tolkien's Art: 'A Mythology for England' 2001Analyses the book as a contrast between two medieval epic traditions, Christian and heroic Germanic.
Tom Shippey "Another Road to Middle-earth: Jackson's Movie Trilogy"--yesExplores Peter Jackson's transformation of the book to film, showing how he connects the characters' individual choices to universal themes, as Tolkien does, using quite different media and techniques.

Reception

1968 collection

Cover of the "milestone" first collection, Tolkien and the Critics, 1968. It included essays by W. H. Auden and C. S. Lewis. Tolkien and the Critics.jpg
Cover of the "milestone" first collection, Tolkien and the Critics, 1968. It included essays by W. H. Auden and C. S. Lewis.

In Journal of Tolkien Research , Mariana Rios Maldonado wrote of the 1968 and 2004 compilations that "the importance of both collections to the history of Tolkien studies is beyond doubt". [3]

Richard C. West, in The J. R. R. Tolkien Encyclopedia , commented that "much of the best scholarly work being done during this period [the 1960s] was not in single books but in essays scattered in numerous journals. In his view, the 1968 Tolkien and the Critics "was a milestone that gathered some of the most significant such essays (those by Auden, Bradley, and Lewis, for example), and commissioned several new ones (notably by Mary Quella Kelly on Tolkien's poetry and John Tinkler on the use of Old English in The Lord of the Rings)." [4]

1981 collection

Reviewing the 1981 collection, M. Chassagnol wrote that the essays by McLellan and Adams took opposing sides on the merits of The Silmarillion . In his view, McLellan asserted "without really justifying it" that the work "demands comparison with Hesiod and The Iliad , Paradise Lost and Genesis ", while on the other hand Adams, "more convincingly" saw nothing in it but "an empty and pompous bore". [5]

In Christianity and Literature, Janice G. Neuleib wrote that the volume must have been carefully prepared, as it covered a wide range of viewpoints incorporating "the best of earlier works" alongside new essays, forming "as good an overview of Tolkien scholarship as one can find". [6]

David M. Miller, reviewing the book in Modern Fiction Studies, calls Adams one of "the old guard", who "laments that The Silmarillion is not 'Son-of-Ring' and who wonders why people don't read the real stuff, rather than Tolkien's fakes." He respects Flieger and Kuznets for their essays which "make modest claims for clear theses and keep the text firmly in mind." He is less impressed by the essayists who assume or insist that The Lord of the Rings is Christian, giving as example Frodo's claiming of the One Ring at the Crack of Doom: "I will not do this deed. The Ring is mine!". Accordingly he objects to Zimbardo's psychological rewriting of the scene: "In fighting the Gollum in himself and subduing it, Frodo (i.e. Frodo/Gollum) is able at last to drop the Ring of Oneness - of falsely defined individuation - into the Crack of Doom". Broadly welcoming the book, Miller comments that Timothy O'Neill's Jungian The Individuated Hobbit should have been mentioned; and if "the Procrustean Christians are invited, Jane Nitzsche's Tolkien's Art should be called." [7]

2004 collection

Ron Ratliff, reviewing the 2004 collection for Library Journal , calls it a "splendid anthology". He comments that the dislike of figures like Edmund Wilson and Germaine Greer for The Lord of the Rings is well known, but that the "excellent essays" in its defence by C. S. Lewis and W. H. Auden are less familiar, and very welcome in the collection. [8]

Related Research Articles

<i>The Lord of the Rings</i> 1954–1955 fantasy novel by J. R. R. Tolkien

The Lord of the Rings is an epic high-fantasy novel by the English author and scholar J. R. R. Tolkien. Set in Middle-earth, the story began as a sequel to Tolkien's 1937 children's book The Hobbit, but eventually developed into a much larger work. Written in stages between 1937 and 1949, The Lord of the Rings is one of the best-selling books ever written, with over 150 million copies sold.

The Rings of Power are magical artefacts in J. R. R. Tolkien's legendarium, most prominently in his high fantasy novel The Lord of the Rings. The One Ring first appeared as a plot device, a magic ring in Tolkien's children's fantasy novel, The Hobbit; Tolkien later gave it a backstory and much greater power. He added nineteen other Great Rings, also conferring invisibility, that it could control, including the Three Rings of the Elves, Seven Rings for the Dwarves, and Nine for Men. He stated that there were in addition many lesser rings with minor powers. A key story element in The Lord of the Rings is the addictive power of the One Ring, made secretly by the Dark Lord Sauron, while the Nine Rings enslave their bearers as the Nazgûl (Ringwraiths), Sauron's most deadly servants.

The term Middle-earth canon, also called Tolkien's canon, is used for the published writings of J. R. R. Tolkien regarding Middle-earth as a whole. The term is also used in Tolkien fandom to promote, discuss and debate the idea of a consistent fictional canon within a given subset of Tolkien's writings.

Scholars and critics have identified many themes of The Lord of the Rings, a major fantasy novel by J. R. R. Tolkien, including a reversed quest, the struggle of good and evil, death and immortality, fate and free will, the danger of power, and various aspects of Christianity such as the presence of three Christ figures, for prophet, priest, and king, as well as elements like hope and redemptive suffering. There is also a strong thread throughout the work of language, its sound, and its relationship to peoples and places, along with moralisation from descriptions of landscape. Out of these, Tolkien stated that the central theme is death and immortality.

<span class="mw-page-title-main">Gollum</span> Monster in Tolkiens fantasy series

Gollum is a fictional character in J. R. R. Tolkien's Middle-earth legendarium. He was introduced in the 1937 fantasy novel The Hobbit, and became important in its sequel, The Lord of the Rings. Gollum was a Stoor Hobbit of the River-folk who lived near the Gladden Fields. In The Lord of the Rings it is stated that he was originally known as Sméagol, corrupted by the One Ring, and later named Gollum after his habit of making "a horrible swallowing noise in his throat".

<span class="mw-page-title-main">Saruman</span> Fictional character created by J. R. R. Tolkien

Saruman, also called Saruman the White, is a fictional character of J. R. R. Tolkien's fantasy novel The Lord of the Rings. He is leader of the Istari, wizards sent to Middle-earth in human form by the godlike Valar to challenge Sauron, the main antagonist of the novel, but eventually he desires Sauron's power for himself and tries to take over Middle-earth by force from his base at Isengard. His schemes feature prominently in the second volume, The Two Towers; he appears briefly at the end of the third volume, The Return of the King. His earlier history is summarised in the posthumously published The Silmarillion and Unfinished Tales.

<span class="mw-page-title-main">Aragorn</span> Heroic character from The Lord of the Rings

Aragorn is a fictional character and a protagonist in J. R. R. Tolkien's The Lord of the Rings. Aragorn was a Ranger of the North, first introduced with the name Strider and later revealed to be the heir of Isildur, an ancient King of Arnor and Gondor. Aragorn was a confidant of the wizard Gandalf, and played a part in the quest to destroy the One Ring and defeat the Dark Lord Sauron. As a young man, Aragorn fell in love with the immortal elf Arwen, as told in The Tale of Aragorn and Arwen. Arwen's father, Elrond Half-elven, forbade them to marry unless Aragorn became King of both Arnor and Gondor.

Frodo Baggins is a fictional character in J. R. R. Tolkien's writings, and one of the protagonists in The Lord of the Rings. Frodo is a hobbit of the Shire who inherits the One Ring from his cousin Bilbo Baggins, described familiarly as "uncle", and undertakes the quest to destroy it in the fires of Mount Doom in Mordor. He is mentioned in Tolkien's posthumously published works, The Silmarillion and Unfinished Tales.

<span class="mw-page-title-main">One Ring</span> Magical ring in "The Lord of the Rings"

The One Ring, also called the Ruling Ring and Isildur's Bane, is a central plot element in J. R. R. Tolkien's The Lord of the Rings (1954–55). It first appeared in the earlier story The Hobbit (1937) as a magic ring that grants the wearer invisibility. Tolkien changed it into a malevolent Ring of Power and re-wrote parts of The Hobbit to fit in with the expanded narrative. The Lord of the Rings describes the hobbit Frodo Baggins's quest to destroy the Ring.

<span class="mw-page-title-main">Sauron</span> Primary antagonist in Tolkiens The Lord of the Rings

Sauron is the title character and the primary antagonist, through the forging of the One Ring, of J. R. R. Tolkien's The Lord of the Rings, where he rules the land of Mordor and has the ambition of ruling the whole of Middle-earth. In the same work, he is identified as the "Necromancer" of Tolkien's earlier novel The Hobbit. The Silmarillion describes him as the chief lieutenant of the first Dark Lord, Morgoth. Tolkien noted that the Ainur, the "angelic" powers of his constructed myth, "were capable of many degrees of error and failing", but by far the worst was "the absolute Satanic rebellion and evil of Morgoth and his satellite Sauron". Sauron appears most often as "the Eye", as if disembodied.

Character pairing in The Lord of the Rings is a literary device used by J. R. R. Tolkien, a Roman Catholic, to express some of the moral complexity of his major characters in his heroic romance, The Lord of the Rings. Commentators have noted that the format of a fantasy does not lend itself to subtlety of characterisation, but that pairing allows inner tensions to be expressed as linked opposites, including, in a psychoanalytic interpretation, those of Jungian archetypes.

"The Shadow of the Past" is the second chapter of J. R. R. Tolkien's bestselling fantasy work, The Lord of the Rings, which was published in 1954–1955. Tolkien called it "the crucial chapter"; the Tolkien scholar Tom Shippey labelled it "the vital chapter". This is because it represents both the moment that Tolkien devised the central plot of the book, and the point in the story where the protagonist, Frodo Baggins, and the reader realise that there will be a quest to destroy the Ring. A sketch of it was among the first parts of the book to be written, early in 1938; later that year, it was one of three chapters of the book that he drafted. In 1944, he returned to the chapter, adding descriptions of Gollum, the Ring, and the hunt for Gollum.

The theme of addiction to power in The Lord of the Rings is central, as the Ring, made by the Dark Lord Sauron to enable him to take over the whole of Middle-earth, progressively corrupts the mind of its owner to use the Ring for evil.

<i>A Tolkien Compass</i> 1975 book of literary criticism of Tolkien

A Tolkien Compass, a 1975 collection of essays edited by Jared Lobdell, was one of the first books of Tolkien scholarship to be published; it was written without sight of The Silmarillion, published in 1977. Some of the essays have remained at the centre of such scholarship. Most were written by academics for fan-organised conferences. The collection was also the first place where Tolkien's own "Guide to the names in The Lord of the Rings" became widely available.

J. R. R. Tolkien's presentation of heroism in The Lord of the Rings is based on medieval tradition, but modifies it, as there is no single hero but a combination of heroes with contrasting attributes. Aragorn is the man born to be a hero, of a line of kings; he emerges from the wilds and is uniformly bold and restrained. Frodo is an unheroic, home-loving Hobbit who has heroism thrust upon him when he learns that the ring he has inherited from his cousin Bilbo is the One Ring that would enable the Dark Lord Sauron to dominate the whole of Middle-earth. His servant Sam sets out to take care of his beloved master, and rises through the privations of the quest to destroy the Ring to become heroic.

<span class="mw-page-title-main">Tolkien and the medieval</span> J. R. R. Tolkiens use of medieval literature

J. R. R. Tolkien was attracted to medieval literature, and made use of it in his writings both in his poetry, which contained numerous pastiches of medieval verse, and in his Middle-earth writings where he embodied a wide range of medieval concepts.

<span class="mw-page-title-main">Psychological journeys of Middle-earth</span> Analysis of Tolkiens fiction

Scholars, including psychoanalysts, have commented that J. R. R. Tolkien's Middle-earth stories about both Bilbo Baggins, protagonist of The Hobbit, and Frodo Baggins, protagonist of The Lord of the Rings, constitute psychological journeys. Bilbo returns from his journey to help recover the Dwarves' treasure from Smaug the dragon's lair in the Lonely Mountain changed, but wiser and more experienced. Frodo returns from his journey to destroy the One Ring in the fires of Mount Doom scarred by multiple weapons, and is unable to settle back into the normal life of his home, the Shire.

The lives of the characters in J. R. R. Tolkien's world of Middle-earth appear variously to be driven by luck or by fate. This is arranged in such a way that the characters' free will is never compromised; they must rely on their own courage, just like Old English heroes like Beowulf and figures from Norse mythology. The text of The Lord of the Rings, while never Christian on the surface, hints at the working of higher powers, which the cosmology in The Silmarillion presents as the angelic or godlike Valar, who in turn carry out the will of the creator, the one God Eru Ilúvatar.

J. R. R. Tolkien's best-known novels, The Hobbit and The Lord of the Rings, both have the structure of quests, with a hero setting out, facing dangers, achieving a goal, and returning home. Where The Hobbit is a children's story with the simple goal of treasure, The Lord of the Rings is a more complex narrative with multiple quests. Its main quest, to destroy the One Ring, has been described as a reversed quest – starting with a much-desired treasure, and getting rid of it. That quest, too, is balanced against a moral quest, to scour the Shire and return it to its original state.

J. R. R. Tolkien repeatedly dealt with the theme of death and immortality in Middle-earth. He stated that the "real theme" of The Lord of the Rings was "Death and Immortality". In Middle-earth, Men are mortal, while Elves are immortal. One of his stories, The Tale of Aragorn and Arwen, explores the willing choice of death through the love of an immortal Elf for a mortal Man. He several times revisited the Old Norse theme of the mountain tomb, containing treasure along with the dead and visited by fighting. He brought multiple leading evil characters in The Lord of the Rings to a fiery end, including Gollum, the Nazgûl, the Dark Lord Sauron, and the evil Wizard Saruman, while in The Hobbit, the dragon Smaug is killed. Their destruction contrasts with the heroic deaths of two leaders of the free peoples, Théoden of Rohan and Boromir of Gondor, reflecting the early Medieval ideal of Northern courage. Despite these pagan themes, the work contains hints of Christianity, such as of the resurrection of Christ, as when the Lord of the Nazgûl, thinking himself victorious, calls himself Death, only to be answered by the crowing of a cockerel. There are, too, hints that the Elvish land of Lothlórien represents an Earthly Paradise. Scholars have commented that Tolkien clearly moved during his career from being oriented towards pagan themes to a more Christian theology.

References

  1. Carpenter, Humphrey (1978) [1977]. J. R. R. Tolkien: A Biography. Unwin Paperbacks. pp. 111, 200, 266 and throughout. ISBN   978-0-04928-039-7.
  2. Seiler, Andy (16 December 2003). "'Rings' comes full circle". USA Today. Retrieved 5 August 2020.
  3. Rios Maldonado, Mariana (2022). "Critical Insights: The Lord of the Rings (2022), edited by Robert C. Evans". Journal of Tolkien Research . 15 (1). Article 1.
  4. West, Richard C. (2013) [2007]. "Tolkien Scholarship: First Decades: 1954–1980". In Drout, Michael D. C. (ed.). The J. R. R. Tolkien Encyclopedia . Routledge. pp. 654–655. ISBN   978-0-415-96942-0.
  5. Chassagnol, M. (1 April 1983). "N. D. Isaacs and R. Zimbardo, eds.: "Tolkien: New Critical Perspectives" (Book Review)". Études Anglaises (in French). 36 (2): 344–245.
  6. Neuleib, Janice G. (1982). "Review: [Untitled]". Christianity and Literature. 31 (3): 99–101. JSTOR   44311038.
  7. Miller, David M. (1981). "Modern Fiction Studies". 27 (4): 708–710. JSTOR   26281119.{{cite journal}}: Cite journal requires |journal= (help)
  8. Ratliff, Ron (2004). "Understanding the Lord of the Rings: The Best of Tolkien Critics (Book)". Library Journal . 129 (12): 83.

Sources