Normanism and anti-Normanism are competing groups of theories about the origin of Kievan Rus' that emerged in the 18th and 19th centuries concerning the narrative of the Viking Age in Eastern Europe. At the centre of the disagreement is the origin of the Varangian Rus', a people who travelled across and settled in Eastern Europe in the 8th and 9th centuries, and are considered by most modern historians to be of Scandinavian origin, eventually assimilated with the Slavs. The Normanist theory has been firmly established as mainstream, and modern Anti-Normanism is viewed as historical revisionism.
The origin of Kievan Rus' is infamously contentious, and relates to its perceived importance for the legitimation of nation-building, imperialism, and independence movements within the East Slavic-speaking world, and for legitimating different political relationships between eastern and western European countries. The Norsemen that ventured from what is now Sweden, into the waterways of Eastern Europe feature prominently in the history of the Baltic states, Scandinavia, Poland, and the Byzantine Empire. [1] [2] [3] [4] [5] [6] [7] They are particularly important in the historiography and cultural history of Belarus, Russia and Ukraine, but have also featured in the history of Poland. [8] Nevertheless, contention has centred around whether the development of Kievan Rus' was influenced by non-Slavic Varangians (this idea is characterised as the "Normanist theory"), or whether the people of Kievan Rus' emerged solely from autochthonous Slavic political development (known as the "anti-Normanist theory"), [9] including some other anti-Normanist and skeptical theories stemming from the scarcity of contemporary evidence for the emergence of Kievan Rus', and the great ethnic diversity and complexity of the wide area where these Norsemen were active. [10]
Whereas the term "Normans" in English usually refers to the Scandinavian-descended ruling dynasty of Normandy in France from the 10th century onwards, and their scions elsewhere in Western Europe, in the context of the Rus' people, "Normanism" is the idea that the Rus' had their origins among the Normans (i.e. among "Northmen"). [9] The term "Normanism" was used to cover a range of opinions about the degree of influence of the Varangians in the early history of Kievan Rus. The idea that Varangians founded Rus was seen politically unacceptable by many Russian historians. [11] Nevertheless, the close connection of Rus' with Scandinavians is confirmed by both archaeological evidence for extensive Scandinavian settlement in Russia and Ukraine, [12] and Slavic influences in the Swedish language. [13] [14]
Modern studies of the Rus' began when the German historian Gerhardt Friedrich Müller (1705–1783) was invited to work in the Russian Academy of Sciences in 1725. [15] Müller presented research made by his predecessor Gottlieb-Siegfried Bayer in the papers De Varagis ("On the Varangians", 1729) and Origines russicae ("Russian origins", 1736), and on the Primary Chronicle , written in the 12th century, and covering the years 852 to 1110. At the beginning of an important speech in 1749, later published as Origines gentis et nominis Russorum ("The Origins of the People and the Name of the Russians"), Müller argued that the Rurikid dynasty descended from ethnically Scandinavian Varangians and that the term "Russia" originated from Old Norse. [16] [17] This statement caused such uproar in his Russian audience that he was unable to finish his presentation, and appeals to the president of the academy and the Empress led to the formation of a committee to determine if his research was "harmful to the interests and glory of the Russian Empire". [18] Before the committee, scathing criticism from Lomonosov, Krasheninnikov, and other Russian historians led to Müller being forced to suspend his work on the issue until Lomonosov's death. It was even thought during the 20th century that much of his research was destroyed, but recent research suggests that this is not the case: Müller managed to rework it and had it reprinted as Origines Rossicae in 1768. [11] : 58–59
Despite the negative reception in the mid-18th century, by the end of the century, Müller's views were the consensus in Russian historiography, and this remained largely the case through the 19th century and early 20th centuries. [16] [19] Russian historians who accepted this historical account included Nikolai Karamzin (1766–1826) and his disciple Mikhail Pogodin (1800–1875), who gave credit to the claims of the Primary Chronicle that the Varangians were invited by East Slavs to rule over them and bring order.
The theory was not without political implications. For some, it fitted with embracing and celebrating the multiethnic character of the Russian Empire. [16] However, it was also consistent with the racial theory widespread at the time that Germanics (and their descendants) were naturally suited to government, whereas Slavs were not. [20] [21] [22] According to Karamzin, the Norse migration formed the basis and justification for Russian autocracy (as opposed to anarchy of the pre-Rurikid period), and Pogodin used the theory to advance his view that Russia was immune to social upheavals and revolutions, because the Russian state originated from a voluntary treaty between the people of Novgorod and Varangian rulers. The German-born Moscow academician August Ludwig von Schlözer said in 1802 that the Slavs had been living like "savage beasts and birds" before the advent of the civilizing Norsemen, a view later adopted by several scholars as well as non-scholars such as Adolf Hitler in the 20th-century, who saw in Russia "a wonderful instance of the state-organizing capability of the Germans among an inferior race". [23]
During the historical debates of the 20th century, the key evidence for the mainstream view that Scandinavian migrants had an important role in the formation of Kievan Rus' emerged as the following:
In the 21st century, analyses of the rapidly growing range of archaeological evidence further noted that high-status 9th- to 10th-century burials of both men and women in the vicinity of the Upper Volga exhibit material culture largely consistent with that of Scandinavia (though this is less the case away from the river, or further downstream). This has been seen as further demonstrating the Scandinavian character of elites in Old Rus'. [31] [32]
It is also agreed, however, that ancestrally Scandinavian Rus' aristocrats, like Scandinavians elsewhere, swiftly assimilated culturally to a Slavic identity: in the words of F. Donald Logan, "in 839, the Rus were Swedes; in 1043 the Rus were Slavs". [33] This relatively fast integration is noteworthy, and the processes of cultural assimilation in Rus' are an important area of research. [33] [34]
The old Normanist assumption was that the Scandinavians introduced civilization to their Slavic subjects, but the number of Norsemen was relatively small compared to the number of Slavs and non-Slavs. [23] In addition, the Norsemen married local women, had their weapons made by Slavs, and only a relatively small number of Norse loanwords in Russian have been established. [23] In general, the Norsemen absorbed culture in Russia and down the Volga. [23]
There is uncertainty as to how large the Scandinavian migration to Rus' was, but some archaeological work in the years around 2000 argued for a substantial number of free farmers settling in the upper Volga region. [35] [36]
Proponents of anti-Normanism are of the opinion that a state was founded by the Slavs even before the vocation of Rurik. [26] [23] Starting with Mikhail Lomonosov (1711–1765), Slavophilic scholars have criticised the idea of Norse invaders. [37] By the early 20th century, the traditional anti-Normanist doctrine (as articulated by Dmitry Ilovaisky)[ citation needed ] seemed to have lost currency. Russian and then Soviet historians began to downplay the idea of Scandinavian influence in early Russian history. [23] The anti-Normanist arguments were revived and adopted in official Soviet historiography, [38] [6] [37] partly in response to Nazi propaganda, which posited that Russia owed its existence to a Germanic ruling elite. [39] In the earlier 20th century, Nazi Germany had promoted the idea that Russia owed its statehood to a Germanic, racially superior, elite. [39] Mikhail Artamonov ranks among those who attempted to reconcile both theories by hypothesizing that the Kievan state united the southern Rus' (of Slavic stock) and the northern Rus' (of Germanic stock) into a single nation. [40]
In light of evidence, theories – most of them proposed by Soviet scholars with nationalistic agendas – of a Slav state in the Baltic region attacked by and ultimately absorbing Viking invaders are more likely the product of wishful thinking than of fact.
Waldman, & Mason 2005, p. 668
The staunchest advocate of the anti-Normanist views in the period following the Second World War was Boris Rybakov, who argued that the cultural level of the Varangians could not have warranted an invitation from the culturally advanced Slavs. This conclusion leads Slavicists to deny the Primary Chronicle, which writes that the Varangian Rus' were invited by the native Slavs. Rybakov assumed that Nestor, putative author of the Chronicle, was biased against the pro-Greek party of Vladimir Monomakh and supported the pro-Scandinavian party of the ruling prince Svyatopolk. He cites Nestor as a pro-Scandinavian manipulator and compares his account of Rurik's invitation with numerous similar stories found in folklore around the world.[ citation needed ]
By the 21st century, most professional scholars, in both Anglophone and Slavic-language scholarship, had reached a consensus that the origins of the Rus' people lay in Scandinavia and that this originally Scandinavian elite had a significant role in forming the polity of Kievan Rus'. [26] [41] [42] [43] Indeed, in 1995, the Russian archaeologist Leo Klejn "gave a paper entitled 'The End of the Discussion', in the belief that anti-Normanism 'was dead and buried'". However, Klejn soon had to revise this opinion as anti-Normanist ideas gained a new prominence in both public and academic discourse in Russia, Ukraine, and Belarus. [44] Anglophone scholarship has identified the continued commitment to anti-Normanism in these countries since the collapse of the Soviet Union as being motivated by present-day ethno-nationalism and state-formation. [45] [11] : 63 One prominent Russian example occurred with an anti-Normanist conference in 2002, which was followed by publications on the same theme, and which appears to have been promoted by Russian government policy of the time. [46] Accordingly, anti-Normanist accounts are prominent in some 21st century Russian school textbooks. [47] Meanwhile, in Ukraine and to a lesser extent Belarus, post-Soviet nation-building opposed to a history of Russian imperialism has promoted anti-Normanist views in academia and, to a greater extent, popular culture. [48]
There have been quite a few alternative, non-Normanist origins for the word Rus', although none was endorsed in the Western academic mainstream:
The controversies over the nature of the Rus and the origins of the Russian state have bedevilled Viking studies, and indeed Russian history, for well over a century. It is historically certain that the Rus were Swedes. The evidence is incontrovertible, and that a debate still lingers at some levels of historical writing is clear evidence of the holding power of received notions. The debate over this issue – futile, embittered, tendentious, doctrinaire – served to obscure the most serious and genuine historical problem which remains: the assimilation of these Viking Rus into the Slavic people among whom they lived. The principal historical question is not whether the Rus were Scandinavians or Slavs, but, rather, how quickly these Scandinavian Rus became absorbed into Slavic life and culture.
There are some Anglophone scholars who remain skeptical about the origin of Rus', however, either because the evidence is not good enough, or because they remain uncertain whether Rus' was an ethnic group with a clear point of origin. [1] [50] [51] [52]
Scholars such as Omeljan Pritsak and Horace G. Lunt offer explanations that go beyond simplistic attempts to attribute "ethnicity" on first glance interpretation of literary, philological, and archaeological evidence. They view the Rus' as disparate, and often mutually antagonistic, clans of charismatic warriors and traders who formed wide-ranging networks across the North and Baltic Seas. [53] [54] They were a "multi-ethnic, multilingual and non-territorial community of sea nomads and trading settlements" that contained numerous Norsemen—but equally Slavs, Balts, and Finns. [53]
Tolochko argues "the story of the royal clan's journey is a device with its own function within the narrative of the chronicle. ... Yet if we take it for what it actually is, if we accept that it is not a documentary ethnographic description of the 10th century, but a medieval origo gentis [lower-alpha 1] masterfully constructed by a Christian cleric of the early 12th century, then we have to reconsider the established scholarly narrative of the earliest phase of East European history, which owes so much to the Primary Chronicle". [55]
Archaeological research, synthesizing a wide range of 20th-century excavations, has begun to develop what Jonathan Shepard has called a "bottom up" vision of the formation of the Rus' polity, in which, during the ninth and 10th century increasingly intensive trade networks criss-crossed linguistically and ethnically diverse groups around rivers like the Volga, the Don, the Dnieper. This may have produced "an essentially voluntary convergence of groupings in common pursuit of primary produce exchangeable for artefacts from afar". [56] This fits well with the image of Rus' that dominates the Arabic sources, focusing further south and east, around the Black and Caspian Seas, the Caucasus and the Volga Bulgars. [57] Yet this narrative, though plausible, contends with the "top-down" image of state development implied by the Primary Chronicle, archaeological assemblages indicating Scandinavian-style weapon-bearing elites on the Upper Volga, and evidence for slave-trading and violent destruction of fortified settlements. [58] [59]
Numerous artefacts of Scandinavian affinity have been found in northern Russia (as well as artefacts of Slavic origin in Sweden). However, exchange between the north and southern shores of the Baltic had occurred since the Iron Age (albeit limited to immediately coastal areas). [60] Northern Russia and adjacent Finnic lands had become a profitable meeting ground for peoples of diverse origins, especially for the trade of furs, and attracted by the presence of oriental silver from the mid-8th century AD. [61] There is an undeniable presence of goods and people of Scandinavian origin; however, the predominant people remained the local (Baltic and Finnic) peoples. [62]
The increasing volume of trade and internal competition necessitated higher forms of organization. The Rus' appeared to emulate aspects of Khazar political organization—hence the mention of a Rus' chaganus in the Carolingian court in 839 ( Royal Frankish Annals ). Legitimization was sought by way of adopting a Christian and linguistically Slavic "high culture" that became the "Kievan Rus'". [63] Moreover, there is doubt if the emerging Kievan Rus' were the same clan as the "Rus" who visited the Carolingians in 839 or who attacked Constantinople in 860 AD. [64]
The rise of Kiev itself is mysterious. Devoid of any silver dirham finds in the 8th century AD, it was situated west of the profitable fur and silver trade networks that spanned from the Baltic to the Muslim lands, via the Volga–Kama basins. At the prime hill in Kiev, fortifications and other symbols of consolidation and power appear from the 9th century, thus preceding the literary appearance of "Rus" in the middle Dnieper region. By the 10th century, the lowlands around Kiev had extensive "Slavic" styled settlements, and there is evidence of growing trade with the Byzantine lands. This might have attracted Rus' movements, and a shift in power, from the north to Kiev. [65] Thus, Kiev does not appear to have evolved from the infrastructure of the Scandinavian trade networks, but rather it forcibly took them over, as evidenced by the destruction of numerous earlier trade settlements in the north, including the famous Staraya Ladoga. [66]
Rurik was a Varangian chieftain of the Rus' who, according to tradition, was invited to reign in Novgorod in the year 862. The Primary Chronicle states that Rurik was succeeded by his kinsman Oleg who was regent for his infant son Igor.
The Russian Primary Chronicle, commonly shortened to Primary Chronicle, is a chronicle of Kievan Rus' from about 850 to 1110. It is believed to have been originally compiled in or near Kiev in the 1110s. Tradition ascribed its compilation to the monk Nestor beginning in the 17th century, but this is no longer believed to have been the case.
Oleg, also known as Oleg the Wise, was a Varangian prince of the Rus' who became prince of Kiev, and laid the foundations of the Kievan Rus' state.
Askold and Dir, mentioned in both the Primary Chronicle, the Novgorod First Chronicle, and the Nikon Chronicle, were the earliest known rulers of Kiev.
Sineus and Truvor were the brothers of Rurik, a Varangian chieftain of the Rus' who is traditionally considered to be the founder of the Rurik dynasty. According to the Primary Chronicle, the brothers were invited by East Slavic and Finnic tribes to reign in northern Russia in 862. Sineus established himself at Beloozero and Truvor at Izborsk. After they died, Rurik consolidated their territories into his own.
European Russia is the western and most populated part of the Russian Federation. It is geographically situated in Europe, as opposed to the country's sparsely populated and vastly larger eastern part, Siberia, which is situated in Asia, encompassing the entire northern region of the continent. The two parts of Russia are divided by the Ural Mountains and Ural river, bisecting the Eurasian supercontinent. European Russia covers the vast majority of Eastern Europe, and spans roughly 40% of Europe's total landmass, with over 15% of its total population, making Russia the largest and most populous country in Europe. It is divided into five Federal districts.
The trade route from the Varangians to the Greeks was a medieval trade route that connected Scandinavia, Kievan Rus' and the Eastern Roman Empire. The route allowed merchants along its length to establish a direct prosperous trade with the Empire, and prompted some of them to settle in the territories of present-day Belarus, Russia and Ukraine. The majority of the route comprised a long-distance waterway, including the Baltic Sea, several rivers flowing into the Baltic Sea, and rivers of the Dnieper river system, with portages on the drainage divides. An alternative route was along the Dniester river with stops on the western shore of Black Sea. These more specific sub-routes are sometimes referred to as the Dnieper trade route and Dniester trade route, respectively.
Ingvar the Far-Travelled was a Swedish Viking who led an expedition that fought in the Kingdom of Georgia.
In the Middle Ages, the Volga trade route connected Northern Europe and Northwestern Russia with the Caspian Sea and the Sasanian Empire, via the Volga River. The Rus used this route to trade with Muslim countries on the southern shores of the Caspian Sea, sometimes penetrating as far as Baghdad. The powerful Volga Bulgars formed a seminomadic confederation and traded through the Volga river with Viking people of Rus' and Scandinavia and with the southern Byzantine Empire Furthermore, Volga Bulgaria, with its two cities Bulgar and Suvar east of what is today Moscow, traded with Russians and the fur-selling Ugrians. Chess was introduced to Medieval Rus via the Caspian-Volga trade routes from Persia and Arabia.
Yakun or Jakun, nicknamed the Blind, was a Varangian (Viking) leader who is mentioned in the Primary Chronicle and in the Kiev Pechersk Lavra. The chronicle tells that he arrived in Kievan Rus' in the year 1024 and fought in the Battle of Listven between the half-brothers Yaroslav I the Wise and Mstislav of Chernigov.
The Kylfings were a people of uncertain origin active in Northern Europe during the Viking Age, roughly from the late ninth century to the early twelfth century. They could be found in areas of Lapland, Russia, and the Byzantine Empire that were frequented by Scandinavian traders, raiders and mercenaries. Scholars differ on whether the Kylfings were ethnically Finnic or Norse. Also disputed is their geographic origin, with Denmark, Sweden and the Eastern Baltic all put forward as candidates. Whether the name Kylfing denotes a particular tribal, socio-political, or economic grouping is also a matter of much debate.
The Rus', also known as Russes, were a people in early medieval Eastern Europe. The scholarly consensus holds that they were originally Norsemen, mainly originating from present-day Sweden, who settled and ruled along the river-routes between the Baltic and the Black Seas from around the 8th to 11th centuries AD. In the 9th century, they formed the state of Kievan Rusʹ, where the ruling Norsemen along with local Finnic tribes gradually assimilated into the East Slavic population, with Old East Slavic becoming the common spoken language. Old Norse remained familiar to the elite until their complete assimilation by the second half of the 11th century, and in rural areas, vestiges of Norse culture persisted as late as the 14th and early 15th centuries, particularly in the north.
Originally, the name Rus' referred to the people, regions, and medieval principalities within the territory of the Kievan Rus'. Today its territory is distributed among Belarus, Ukraine, Eastern Poland, and the European section of Russia. The term Россия (Rossiya), comes from the Byzantine Greek designation of the Rus', Ρωσσία Rossía—related to both Modern Greek: Ρως, romanized: Ros, lit. 'Rus'', and Ρωσία.
Rusʹ Khaganate, or kaganate of Rus is a name applied by some modern historians to a hypothetical polity suggested to have existed during a poorly documented period in the history of Eastern Europe between c. 830 and the 890s.
Kievan Rus', also known as Kyivan Rus', was the first East Slavic state and later an amalgam of principalities in Eastern Europe from the late 9th to the mid-13th century. Encompassing a variety of polities and peoples, including East Slavic, Norse, and Finnic, it was ruled by the Rurik dynasty, founded by the Varangian prince Rurik. The name was coined by Russian historians in the 19th century to describe the period when Kiev was at the center. At its greatest extent in the mid-11th century, Kievan Rus' stretched from the White Sea in the north to the Black Sea in the south and from the headwaters of the Vistula in the west to the Taman Peninsula in the east, uniting the East Slavic tribes.
The Varangians were Viking conquerors, traders and settlers, mostly from present-day Sweden. The Varangians settled in the territories of present-day Belarus, Russia and Ukraine from the 8th and 9th centuries, and established the state of Kievan Rus' as well as the principalities of Polotsk and Turov. They also formed the Byzantine Varangian Guard, which later also included Anglo-Saxons.
The Rurik dynasty, also known as the Rurikid or Riurikid dynasty, as well as simply Rurikids or Riurikids, was a noble lineage allegedly founded by the Varangian prince Rurik, who, according to tradition, established himself at Novgorod in the year 862. The Rurikids were the ruling dynasty of Kievan Rus' and its principalities following its disintegration.
Kuyaba was one of the three centers of the Rus or Saqaliba described in a lost book by Abu Zayd al-Balkhi and mentioned in works by some of his followers . The two other centers were Slawiya and Arthaniya.
This is a select bibliography of post-World War II English-language books and journal articles about the Early Slavs and Rus' and its borderlands until the Mongol invasions beginning in 1223. Book entries may have references to reviews published in academic journals or major newspapers when these could be considered helpful.
The calling of the Varangians, calling of the (Varangian) princes or invitation to the Varangians is a legend about the origins of the Rus' people, the Rurik dynasty and the Kievan Rus' state, recorded in many divergent versions in various manuscripts and compilations of Rus' chronicles. These include the six main witnesses of the Primary Chronicle and the Novgorod First Chronicle (NPL), as well as later textual witnesses such as the Sofia First Chronicle and the Pskov Third Chronicle.