United States District Court for the Southern District of New York

Last updated

United States District Court for the Southern District of New York
(S.D.N.Y.)
USDCSDNY.svg
Location Daniel Patrick Moynihan U.S. Courthouse
More locations
Appeals to Second Circuit
EstablishedApril 9, 1814
Judges28
Chief Judge Laura Taylor Swain
Officers of the court
U.S. Attorney Damian Williams
U.S. Marshal Ralph Sozio
www.nysd.uscourts.gov

The United States District Court for the Southern District of New York (in case citations, S.D.N.Y.) is a federal trial court whose geographic jurisdiction encompasses eight counties of the State of New York. Two of these are in New York City: New York (Manhattan) and Bronx; six are in the Hudson Valley: Westchester, Putnam, Rockland, Orange, Dutchess, and Sullivan. Appeals from the Southern District of New York are taken to the United States Court of Appeals for the Second Circuit (except for patent claims and claims against the U.S. government under the Tucker Act, which are appealed to the Federal Circuit).

Contents

Because it covers Manhattan, the Southern District of New York has long been one of the most active and influential federal trial courts in the United States. It often has jurisdiction over America's largest financial institutions and prosecution of white-collar crime and other federal crimes. [1] Because of its age, being the oldest federal court in the history of the United States, [2] [3] great influence, described as "the preeminent trial court in the nation", [4] and its strong independence, [5] it is colloquially called the "Mother Court", [6] or the "Sovereign District of New York." [7]

The district itself has had several prominent judges on its bench, including Learned Hand, Michael Mukasey, and Sonia Sotomayor, and many of the U.S. attorneys for the district have been prominent American legal and political figures, such as Elihu Root, Henry L. Stimson, Robert Morgenthau, Rudy Giuliani, James Comey, Michael J. Garcia, and Preet Bharara. [8]

Jurisdiction

The United States District Court for the Southern District of New York encompasses the counties of New York, Bronx, Westchester, Rockland, Putnam, Orange, Dutchess, and Sullivan and draws jurors from those counties. The Court also shares jurisdiction over the waters of the counties of Kings, Nassau, Queens, Richmond, and Suffolk with the United States District Court for the Eastern District of New York. [9] The Court hears cases in Manhattan, White Plains, and Poughkeepsie, New York. [10]

The United States Attorney's Office for the Southern District of New York represents the United States in civil and criminal litigation in the Court. As of October 10,2021 the United States Attorney is Damian Williams. [11]

The court sits in the Thurgood Marshall United States Courthouse and Daniel Patrick Moynihan United States Courthouse, both in Manhattan, and in the Charles L. Brieant Jr. Federal Building and Courthouse in White Plains.

History

The United States District Court for the District of New York was one of the original 13 courts established by the Judiciary Act of 1789, 1 Stat. 73, on September 24, 1789. It first sat at the old Merchants Exchange on Broad Street in November 1789, the first federal court to do so. [12] [13] [14] The Act of April 9, 1814, 3 Stat. 120, divided the District of New York into Northern and Southern Districts. [13] [14]

The subdivision of the district was reportedly instigated by Matthias B. Tallmadge, out of antipathy for fellow district judge William P. Van Ness. These Districts were later further subdivided with the creation of the Eastern District on February 25, 1865 by 13 Stat. 438, [14] and the Western District on May 12, 1900, by 31 Stat. 175. [14] Public Law 95-408 (enacted October 2, 1978) transferred Columbia, Greene, and Ulster counties from the Southern to the Northern district. [15]

For the first hundred years of its existence, the case load of the district was dominated first by admiralty cases, and then by a mix of admiralty and bankruptcy cases. The primary responsibility for hearing bankruptcy cases has since been transferred to the United States Bankruptcy Court for the Southern District of New York, with the District Court only reviewing cases already decided by a bankruptcy judge.

Since its creation, the Southern District of New York has had over 150 judges, more than any other District. Twenty-one judges from the Southern District of New York have been elevated to the United States Court of Appeals for the Second CircuitSamuel Blatchford, Charles Merrill Hough, Learned Hand, Julius Marshuetz Mayer, Augustus Noble Hand, Martin Thomas Manton, Robert P. Patterson, Harold Medina, Irving Kaufman, Wilfred Feinberg, Walter R. Mansfield, Murray Gurfein, Lawrence W. Pierce, Pierre N. Leval, John M. Walker Jr., Sonia Sotomayor, Denny Chin, Barrington Daniels Parker Jr., Gerard E. Lynch, Richard J. Sullivan, and Alison Nathan. Blatchford and Sotomayor, after being elevated from the Southern District of New York to serve as Circuit Judges for the Second Circuit, were later elevated to the Supreme Court of the United States. The longest serving judge, David Norton Edelstein, served as an active judge for 43 years to the day, and in senior status for an additional six years.

Judges of the court have gone on to other high governmental positions. Robert P. Patterson served as Under Secretary of War under President Franklin Roosevelt and was Secretary of War under President Harry S. Truman. Louis Freeh served as Director of the Federal Bureau of Investigation from September 1993 to June 2001. Michael Mukasey served as the 81st United States Attorney General under President George W. Bush.

Notable cases

Current judges

As of November 6,2024:

#TitleJudgeDuty stationBornTerm of serviceAppointed by
Active Chief Senior
125Chief Judge Laura Taylor Swain Manhattan 19582000–present2021–present Clinton
110District Judge John G. Koeltl Manhattan 19451994–present Clinton
129District Judge Kenneth M. Karas White Plains 19642004–present G.W. Bush
132District Judge Cathy Seibel White Plains 19602008–present G.W. Bush
135District Judge J. Paul Oetken Manhattan 19652011–present Obama
136District Judge Paul A. Engelmayer Manhattan 19612011–present Obama
139District Judge Edgardo Ramos Manhattan 19602011–present Obama
140District Judge Andrew L. Carter Jr. Manhattan 19692011–present Obama
141District Judge Jesse M. Furman Manhattan 19722012–present Obama
142District Judge Ronnie Abrams Manhattan 19682012–present Obama
143District Judge Lorna G. Schofield Manhattan 19562012–present Obama
144District Judge Katherine Polk Failla Manhattan 19692013–present Obama
145District Judge Analisa Torres Manhattan 19592013–present Obama
146District Judge Nelson S. Román White Plains 19602013–present Obama
147District Judge Vernon S. Broderick Manhattan 19632013–present Obama
148District Judge Gregory H. Woods Manhattan 19692013–present Obama
149District Judge Valerie E. Caproni Manhattan 19552013–present Obama
150District Judge Mary Kay Vyskocil Manhattan 19582019–present Trump
151District Judge Lewis J. Liman Manhattan 19602019–present Trump
152District Judge Philip M. Halpern White Plains 19562020–present Trump
153District Judge John P. Cronan Manhattan 19762020–present Trump
154District Judge Jennifer L. Rochon Manhattan 19702022–present Biden
155District Judge Jennifer H. Rearden Manhattan 19702022–present Biden
156District Judge Arun Subramanian Manhattan 19792023–present Biden
157District Judge Jessica G. L. Clarke Manhattan 19832023–present Biden
158District Judge Dale Ho Manhattan 19772023–present Biden
159District Judge Margaret Garnett Manhattan 19712024–present Biden
160District Judge Jeannette Vargas Manhattan 19732024–present Biden
79Senior Judge Charles S. Haight Jr. New Haven, CT [Note 1] 19301976–19951995–present Ford
91Senior Judge Louis L. Stanton Manhattan 19271985–19961996–present Reagan
97Senior Judge Kimba Wood Manhattan 19441988–20092006–20092009–present Reagan
102Senior Judge Loretta Preska Manhattan 19491992–20172009–20162017–present G.H.W. Bush
108Senior Judge Denise Cote Manhattan 19461994–20112011–present Clinton
109Senior Judge Lewis A. Kaplan Manhattan 19441994–20112011–present Clinton
113Senior Judge Sidney H. Stein Manhattan 19451995–20102010–present Clinton
115Senior Judge Jed S. Rakoff Manhattan 19431996–20102010–present Clinton
117Senior Judge Richard M. Berman Manhattan 19431998–20112011–present Clinton
118Senior Judge Alvin Hellerstein Manhattan 19331998–20112011–present Clinton
119Senior Judge Colleen McMahon Manhattan 19511998–20212016–20212021–present Clinton
121Senior Judge Naomi Reice Buchwald Manhattan 19441999–20122012–present Clinton
122Senior Judge Victor Marrero Manhattan 19411999–20102010–present Clinton
123Senior Judge George B. Daniels Manhattan 19532000–20212021–present Clinton
126Senior Judge P. Kevin Castel Manhattan 19502003–20172017–present G.W. Bush
130Senior Judge Paul A. Crotty Manhattan 19412005–20152015–present G.W. Bush
133Senior Judge Paul G. Gardephe Manhattan 19572008–20232023–present G.W. Bush
134Senior Judge Vincent L. Briccetti White Plains 19542011–20232023–present Obama
  1. Judge Haight has sat with the District of Connecticut since taking senior status.

Vacancies and pending nominations

On November 8, 2024, President Joe Biden announced his intent to nominate Tali Farhadian Weinstein to a seat on the court. [34]

SeatPrior judge's duty stationSeat last held byVacancy reasonDate of vacancyNomineeDate of nomination
27 Manhattan Lorna G. Schofield Senior status December 31, 2024 [35] Sarah Netburn April 30, 2024

Former judges

#JudgeStateBorn–diedActive service Chief Judge Senior status Appointed byReason for
termination
1 William P. Van Ness NY 1778–18261814–1826 Madison /Operation of law [Note 1] death
2 Samuel Rossiter Betts NY 1786–18681826–1867 J.Q. Adams resignation
3 Samuel Blatchford NY 1820–18931867–1878 [Note 2] A. Johnson elevation to 2d Cir.
4 William Gardner Choate NY 1830–19201878–1881 Hayes resignation
5 Addison Brown NY 1830–19131881–1901 [Note 3] Garfield retirement
6 George Bethune Adams NY 1845–19111901–1911 [Note 4] McKinley death
7 George Chandler Holt NY 1843–19311903–1914 T. Roosevelt retirement
8 Charles Merrill Hough NY 1858–19271906–1916 T. Roosevelt elevation to 2d Cir.
9 Learned Hand NY 1872–19611909–1924 Taft elevation to 2d Cir.
10 Julius Marshuetz Mayer NY 1865–19251912–1921 Taft elevation to 2d Cir.
11 Augustus Noble Hand NY 1869–19541914–1927 Wilson elevation to 2d Cir.
12 Martin Thomas Manton NY 1880–19461916–1918 Wilson elevation to 2d Cir.
13 John C. Knox NY 1881–19661918–19551948–19551955–1966 Wilson death
14 Henry W. Goddard NY 1876–19551923–19541954–1955 Harding death
15 Francis A. Winslow NY 1866–19321923–1929 Harding resignation
16 William Bondy NY 1870–19641923–19561955–19561956–1964 Harding death
17 Thomas D. Thacher NY 1881–19501925–1930 Coolidge resignation
18 Frank Joseph Coleman NY 1886–19341927–1934 [Note 5] Coolidge death
19 John M. Woolsey NY 1877–19451929–19431943–1945 Hoover death
20 Francis Gordon Caffey NY 1868–19511929–19471947–1951 Hoover death
21 Alfred Conkling Coxe Jr. NY 1880–19571929–19511951–1957 Hoover death
22 Robert P. Patterson NY 1891–19521930–1939 Hoover elevation to 2d Cir.
23 George Murray Hulbert NY 1881–19501934–1950 F. Roosevelt death
24 Vincent L. Leibell NY 1883–19681936–19541954–1968 F. Roosevelt death
25 John William Clancy NY 1888–19691936–19591956–19591959–1969 F. Roosevelt death
26 Samuel Mandelbaum NY 1884–19461936–1946 F. Roosevelt death
27 Edward Augustus Conger NY 1882–19631938–19541954–1963 F. Roosevelt death
28 John Bright NY 1884–19481941–1948 F. Roosevelt death
29 Simon H. Rifkind NY 1901–19951941–1950 F. Roosevelt resignation
30 Harold Medina NY 1888–19901947–1951 Truman elevation to 2d Cir.
31 Sylvester J. Ryan NY 1896–19811947–1973 [Note 6] 1959–19661973–1981 Truman death
32 Samuel H. Kaufman NY 1893–19601948–1955 [Note 7] 1955–1960 Truman death
33 Irving Kaufman NY 1910–19921949–1961 [Note 8] Truman elevation to 2d Cir.
34 John F. X. McGohey NY 1894–19721949–1970 [Note 9] 1970–1972 Truman death
35 Gregory Francis Noonan NY 1906–19641949–1964 [Note 10] Truman death
36 Sidney Sugarman NY 1904–19741949–1971 [Note 11] 1966–19711971–1974 Truman death
37 Edward Weinfeld NY 1901–19881950–1988 Truman death
38 Thomas Francis Murphy NY 1905–19951951–19701970–1995 Truman death
39 Edward Jordan Dimock NY 1890–19861951–19611961–1986 Truman death
40 David Norton Edelstein NY 1910–20001951–1994 [Note 12] 1971–19801994–2000 Truman death
41 Archie Owen Dawson NY 1898–19641954–1964 Eisenhower death
42 Lawrence Walsh NY 1912–20141954–1957 Eisenhower resignation
43 Alexander Bicks NY 1901–19631954–1963 Eisenhower death
44 Edmund Louis Palmieri NY 1907–19891954–19721972–1989 Eisenhower death
45 William Bernard Herlands NY 1905–19691955–1969 [Note 13] Eisenhower death
46 John M. Cashin NY 1892–19701955–1965 [Note 14] 1965–1970 Eisenhower death
47 Richard Harrington Levet NY 1894–19801956–19661966–1976 Eisenhower retirement
48 Frederick van Pelt Bryan NY 1904–19781956–19721972–1978 Eisenhower death
49 Lloyd Francis MacMahon NY 1912–19891959–19821980–19821982–1989 Eisenhower death
50 Charles Miller Metzner NY 1912–20091959–19771977–2009 Eisenhower death
51 Thomas Francis Croake NY 1902–19781961–19721972–1978 Kennedy death
52 Dudley Baldwin Bonsal NY 1906–19951961–1976 [Note 15] 1976–1995 Kennedy death
53 Irving Ben Cooper NY 1902–19961961–1972 [Note 16] 1972–1996 Kennedy death
54 Wilfred Feinberg NY 1920–20141961–1966 [Note 15] Kennedy elevation to 2d Cir.
55 Harold R. Tyler Jr. NY 1922–20051962–1975 Kennedy resignation
56 Edward Cochrane McLean NY 1903–19721962–1972 Kennedy death
57 Inzer Bass Wyatt NY 1907–19901962–19771977–1990 Kennedy death
58 John Matthew Cannella NY 1908–19961963–19771977–1996 Kennedy death
59 Charles Henry Tenney NY 1911–19941963–19791979–1994 L. Johnson [Note 17] death
60 Marvin E. Frankel NY 1920–20021965–1978 L. Johnson resignation
61 Walter R. Mansfield NY 1911–19871966–1971 L. Johnson elevation to 2d Cir.
62 Constance Baker Motley NY 1921–20051966–19861982–19861986–2005 L. Johnson death
63 Milton Pollack NY 1906–20041967–19831983–2004 L. Johnson death
64 Morris E. Lasker NY 1917–20091968–19831983–2009 L. Johnson death
65 Murray Gurfein NY 1907–19791971–1974 Nixon elevation to 2d Cir.
66 Lawrence W. Pierce NY 1924–20201971–1981 Nixon elevation to 2d Cir.
67 Charles L. Brieant NY 1923–20081971–20071986–19932007–2008 Nixon death
68 Arnold Bauman NY 1914–19891971–1974 Nixon resignation
69 Lee Parsons Gagliardi NY 1918–19981971–19851985–1998 Nixon death
70 Thomas P. Griesa NY 1930–20171972–20001993–20002000–2017 Nixon death
71 Whitman Knapp NY 1909–20041972–19871987–2004 Nixon death
72 Charles E. Stewart Jr. NY 1916–19941972–19851985–1994 Nixon death
73 Robert L. Carter NY 1917–20121972–19861986–2012 Nixon death
74 Kevin Duffy NY 1933–20201972–19981998–2016 Nixon retirement
75 Robert Joseph Ward NY 1926–20031972–19911991–2003 Nixon death
76 William C. Conner NY 1920–20091973–19871987–2009 Nixon death
77 Richard Owen NY 1922–20151973–19891989–2015 Nixon death
78 Henry Frederick Werker NY 1920–19841974–1984 Nixon death
80 Gerard Louis Goettel NY 1928–20111976–19931993–2011 Ford death
81 Vincent Lyons Broderick NY 1920–19951976–19881988–1995 Ford death
82 Pierre N. Leval NY 1936–present1977–1993 Carter elevation to 2d Cir.
83 Robert W. Sweet NY 1922–20191978–19911991–2019 Carter death
84 Leonard B. Sand NY 1928–20161978–19931993–2016 Carter death
85 Mary Johnson Lowe NY 1924–19991978–19911991–1999 Carter death
86 Abraham David Sofaer NY 1938–present1979–1985 Carter resignation
87 John E. Sprizzo NY 1934–20081981–20002000–2008 Reagan death
88 Shirley Wohl Kram NY 1922–20091983–19931993–2009 Reagan death
89 John F. Keenan NY 1929–20241983–19961996–2024 Reagan death
90 Peter K. Leisure NY 1929–20131984–19971997–2013 Reagan death
92 John M. Walker Jr. NY 1940–present1985–1989 Reagan elevation to 2d Cir.
93 Miriam Goldman Cedarbaum NY 1929–20161986–19981998–2016 Reagan death
94 Richard J. Daronco NY 1931–19881987–1988 Reagan death
95 Michael Mukasey NY 1941–present1987–20062000–20062006 Reagan retirement
96 Kenneth Conboy NY 1938–present1987–1993 Reagan resignation
98 Robert P. Patterson Jr. NY 1923–20151988–19981998–2015 Reagan death
99 John S. Martin Jr. NY 1935–present1990–20032003 G.H.W. Bush retirement
100 Lawrence M. McKenna NY 1933–20231990–20022002–2023 G.H.W. Bush death
101 Louis Freeh NY 1950–present1991–1993 G.H.W. Bush resignation
103 Sonia Sotomayor NY 1954–present1992–1998 G.H.W. Bush elevation to 2d Cir.
104 Allen G. Schwartz NY 1934–20031993–2003 Clinton death
105 Deborah Batts NY 1947–20201994–20122012–2020 Clinton death
106 Harold Baer Jr. NY 1933–20141994–20042004–2014 Clinton death
107 Denny Chin NY 1954–present1994–2010 Clinton elevation to 2d Cir.
111 Barrington D. Parker Jr. NY 1944–present1994–2001 Clinton elevation to 2d Cir.
112 Shira Scheindlin NY 1946–present1994–20112011–2016 Clinton retirement
114 Barbara S. Jones NY 1947–present1995–20122012–2013 Clinton retirement
116 Richard C. Casey NY 1933–20071997–2007 Clinton death
120 William H. Pauley III NY 1952–20211998–20182018–2021 Clinton death
124 Gerard E. Lynch NY 1951–present2000–2009 Clinton elevation to 2d Cir.
127 Richard J. Holwell NY 1946–present2003–2012 G.W. Bush resignation
128 Stephen C. Robinson NY 1957–present2003–2010 G.W. Bush resignation
131 Richard J. Sullivan NY 1964–present2007–2018 G.W. Bush elevation to 2d Cir.
137 Katherine B. Forrest NY 1964–present2011–2018 Obama resignation
138 Alison Nathan NY 1972–present2011–2022 Obama elevation to 2d Cir.
  1. Initially appointed to the District of New York, reassigned by operation of law to the Southern District of New York on April 9, 1814.
  2. Recess appointment; formally nominated on July 13, 1867, confirmed by the United States Senate on July 16, 1867, and received commission the same day.
  3. Recess appointment; formally nominated on October 12, 1881, confirmed by the Senate on October 14, 1881, and received commission the same day.
  4. Recess appointment; formally nominated on December 5, 1901, confirmed by the Senate on December 17, 1901, and received commission the same day.
  5. Recess appointment; formally nominated on December 6, 1927, confirmed by the Senate on December 19, 1927, and received commission the same day.
  6. Recess appointment; formally nominated on November 24, 1947, confirmed by the Senate on December 18, 1947, and received commission on December 20, 1947.
  7. Recess appointment; formally nominated on January 13, 1949, confirmed by the Senate on January 31, 1949, and received commission on February 2, 1949.
  8. Recess appointment; formally nominated on January 5, 1950, confirmed by the Senate on April 4, 1950, and received commission on April 7, 1950.
  9. Recess appointment; formally nominated on January 5, 1950, confirmed by the Senate on March 8, 1950, and received commission on March 9, 1950.
  10. Recess appointment; formally nominated on January 5, 1950, confirmed by the Senate on April 25, 1950, and received commission on April 26, 1950.
  11. Recess appointment; formally nominated on January 5, 1950, confirmed by the Senate on April 28, 1950, and received commission on May 1, 1950.
  12. Recess appointment; formally nominated on January 30, 1952, confirmed by the Senate on April 7, 1952, and received commission on April 8, 1952.
  13. Recess appointment; formally nominated on January 12, 1956, confirmed by the Senate on June 26, 1956, and received commission on June 27, 1956.
  14. Recess appointment; formally nominated on January 12, 1956, confirmed by the Senate on March 1, 1956, and received commission on March 2, 1956.
  15. 1 2 Recess appointment; formally nominated on January 15, 1962, confirmed by the Senate on March 16, 1962, and received commission on March 17, 1962.
  16. Recess appointment; formally nominated on January 15, 1962, confirmed by the Senate on September 20, 1962, and received commission on September 28, 1962.
  17. Judge Tenney was nominated by President Kennedy but was appointed to the Court by (i.e., received his commission from) President Johnson.

Chief judges

Chief Judge
Knox 1948–1955
Bondy 1955–1956
Clancy 1956–1959
Ryan 1959–1966
Sugarman 1966–1971
Edelstein 1971–1980
MacMahon 1980–1982
Motley 1982–1986
Brieant 1986–1993
Griesa 1993–2000
Mukasey 2000–2006
Wood 2006–2009
Preska 2009–2016
McMahon 2016–2021
Swain 2021–present

Chief judges have administrative responsibilities with respect to their district court. Unlike the Supreme Court, where one justice is specifically nominated to be chief, the office of chief judge rotates among the district court judges. To be chief, a judge must have been in active service on the court for at least one year, be under the age of 65, and have not previously served as chief judge.

A vacancy is filled by the judge highest in seniority among the group of qualified judges. The chief judge serves for a term of seven years, or until age 70, whichever occurs first. The age restrictions are waived if no members of the court would otherwise be qualified for the position.

When the office was created in 1948, the chief judge was the longest-serving judge who had not elected to retire, on what has since 1958 been known as senior status, or declined to serve as chief judge. After August 6, 1959, judges could not become or remain chief after turning 70 years old. The current rules have been in operation since October 1, 1982.

Succession of seats

See also

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  33. | docket = 22-cv-10016
  34. "President Biden Names Fifty-Sixth Round of Judicial Nominees" (Press release). Washington, D.C.: The White House. November 8, 2024. Retrieved November 9, 2024.PD-icon.svg This article incorporates text from this source, which is in the public domain .
  35. "Future Judicial Vacancies | United States Courts". www.uscourts.gov. Retrieved January 6, 2024.
  36. An Act for the better organization of the courts of the United States within the State of New York  . April 9, 1814 via Wikisource.