United Kingdom opt-outs from EU legislation

Last updated

The United Kingdom was a member state of the European Union and of its predecessor the European Communities from 1973 until 2020. Since the foundation of the European Communities, it has been an important neighbour, and was a leading member state until its withdrawal from the EU on 31 January 2020 as a result of Brexit, ending 47 years of membership.

In general, the law of the European Union is valid in all of the European Union member states. However, occasionally member states negotiate certain opt-outs from legislation or treaties of the European Union, meaning they do not have to participate in certain policy areas. The United Kingdom had four opt-outs in place before leaving the Unionthe most of any EU member state, making it the least integrated member state.

Opt-outs in place when the UK withdrew from the EU

Schengen Agreement

The Schengen Agreement abolished border controls between member states. The United Kingdom and Ireland received opt-outs from implementing the Schengen acquis when the Treaty of Amsterdam of 1997 incorporated it into the EU treaties, as they were the only EU member states which had not signed the agreement. However, the protocol on the Schengen acquis specified that they could request to opt into participating in Schengen measures on a case-by-case basis if they wished, subject to unanimous approval of the other participating states. The opt-out has been criticised in the United Kingdom for hampering the United Kingdom's capabilities in stopping transnational crime through the inability to access the Schengen Information System. [1] Although the United Kingdom was not part of the Schengen passport-free area, [2] it still used the Schengen Information System, a governmental database used by European countries to store and disseminate information on individuals and property. This allowed the UK to exchange information with countries that are a part of the Schengen agreement, often for the sake of liaising over law enforcement. [3]

The UK formally requested to participate in certain provisions of the Schengen acquis – Title III relating to Police Security and Judicial Cooperation – in 1999, and this was approved by the Council of the European Union on 29 May 2000. [4] The United Kingdom's formal participation in the previously approved areas of cooperation was put into effect by a 2004 Council decision that came into effect on 1 January 2005. [5]

Economic and Monetary Union

All member states, other than Denmark and previously the United Kingdom, have either adopted the euro or are legally bound to do so. The Maastricht Treaty of 1992 included protocols on the UK [6] and Denmark giving them opt-outs with the right to decide if and when they would join the euro.

The Labour government of Tony Blair argued that the UK should join the euro, contingent on approval in a referendum, if five economic tests were met. [7] However, the assessment of those tests in June 2003 concluded that not all were met. The policy of the 2010s coalition government, elected in 2010, was against introducing the euro prior to the 2015 general election.

Charter of Fundamental Rights of the European Union

Although not a full opt-out, both the United Kingdom and Poland secured a protocol which clarified how the Charter of Fundamental Rights of the European Union, a part of the Treaty of Lisbon, would interact with national law in their countries limiting the extent that European courts would be able to rule on issues related to the Charter if they are brought to courts in Poland or the UK. [8]

The UK was worried that the Charter might be used to alter British labour law, especially as relates to allowing more strikes. [9] The European Scrutiny Committee of the British House of Commons, including members of both the Labour Party and the Conservative Party, has however cast doubts on the provision's text, asserting that the clarification might not be worded strongly and clearly enough to achieve the government's aims. [10] [11] [12]

After the Civic Platform won the 2007 parliamentary election in Poland, it announced that it would not opt-out from the Charter, leaving the UK as the only state not to adopt it. [13]

Area of freedom, security and justice

The United Kingdom had a flexible opt-out from legislation adopted in the area of freedom, security and justice, which includes all matters previously part of the pre-Amsterdam Justice and Home Affairs (JHA) pillar. [14] This allows them to opt-in or out of legislation and legislative initiatives on a case-by-case basis, which they usually do, except on matters related to Schengen. [15] The opt-out from the JHA policy area was originally obtained by both states in a protocol to the Treaty of Amsterdam of 1997, and was retained with the Treaty of Lisbon. [16]

Under Protocol 36 of the Lisbon Treaty, the UK had the option to opt out of all the police and criminal justice legislation adopted prior to the treaty's entry into force which had not been subsequently amended. The decision to opt out had to be made at least six months prior to the aforementioned measures coming under the jurisdiction of the European Court of Justice on 1 December 2014. [17] [18]

The UK informed the European Council of their decision to exercise their opt-out in July 2013, [19] and as such the impacted legislation ceased to apply to the UK as of 1 December 2014. While the protocol only permitted the UK to either opt-out from all the legislation or none of it, they subsequently opted back into some measures. [20] [21] [22]

Former opt-outs

Social Chapter

The Major ministry secured the United Kingdom an opt-out from the protocol on the Social Chapter of the Maastricht Treaty, which related to social issues and particularly rights in the workplace, before it was signed in 1992. [23] [24] [25] The Blair ministry abolished this opt-out after coming to power in the 1997 general election as part of the text of the Treaty of Amsterdam. [26] [27]

Pre-Brexit referendum renegotiation

Following the announcement by the government of the United Kingdom that it would hold a referendum on withdrawing from the European Union, an agreement was reached between it and the EU on renegotiated membership terms should the state vote to remain a member. In addition to a number of amendments to EU Regulations which would apply to all states, a legal guarantee would be granted to the UK that would explicitly exempt it from the treaty-stated symbolic goal of creating an "ever closer union" by deepening integration. [28] This guarantee was included in a Decision by the European Council, with the promise that it would be incorporated into the treaties during their next revision. [29] However, following the referendum, in which the UK voted to leave the EU, the agreement was abandoned. [30]

Summary table

Treaty opt-outs of the United Kingdom prior to its withdrawal from the Union
CountryNumber of opt‑outsPolicy area
Economic and Monetary Union (EMU) Area of freedom, security and justice (AFSJ) Social Chapter
Eurozone Genereal AFSJ Schengen Area Charter of Fundamental Rights
Flag of the United Kingdom.svg  United Kingdom 4Opt-outOpt-out
(opt-in)
Opt-out
(opt-in)
Opt-out [lower-alpha 1] Former opt-out
  •   Former opt-out: Opt-out that had already been abolished.
  •   Opt-out (opt-in): Opt-out in EU treaties, which provides for the possibility to opt-in on a case-by-case basis.
  •   Opt-out: Opt-out in EU treaties.

See also

Notes

  1. Partial opt-out from policy area, relating to the applicability of the Charter's provisions.

Related Research Articles

<span class="mw-page-title-main">European Economic Area</span> European free trade zone established in 1994

The European Economic Area (EEA) was established via the Agreement on the European Economic Area, an international agreement which enables the extension of the European Union's single market to member states of the European Free Trade Association. The EEA links the EU member states and three of the four EFTA states into an internal market governed by the same basic rules. These rules aim to enable free movement of persons, goods, services, and capital within the European single market, including the freedom to choose residence in any country within this area. The EEA was established on 1 January 1994 upon entry into force of the EEA Agreement. The contracting parties are the EU, its member states, and Iceland, Liechtenstein, and Norway. New members of EFTA would not automatically become party to the EEA Agreement, as each EFTA State decides on its own whether it applies to be party to the EEA Agreement or not. According to Article 128 of the EEA Agreement, "any European State becoming a member of the Community shall, and the Swiss Confederation or any European State becoming a member of EFTA may, apply to become a party to this Agreement. It shall address its application to the EEA Council." EFTA does not envisage political integration. It does not issue legislation, nor does it establish a customs union. Schengen is not a part of the EEA Agreement. However, all of the four EFTA States participate in Schengen and Dublin through bilateral agreements. They all apply the provisions of the relevant Acquis.

<span class="mw-page-title-main">Schengen Information System</span> EEA database to support law enforcement

The Schengen Information System (SIS) is a governmental database maintained by the European Commission. The SIS is used by 31 European countries to find information about individuals and entities for the purposes of national security, border control and law enforcement since 2001. A second technical version of this system, SIS II, went live on 9 April 2013. An upgraded Schengen Information System entered into operation on 7 March 2023.

<span class="mw-page-title-main">Schengen Agreement</span> European Union treaty on internal border controls

The Schengen Agreement is a treaty which led to the creation of Europe's Schengen Area, in which internal border checks have largely been abolished. It was signed on 14 June 1985, near the town of Schengen, Luxembourg, by five of the ten member states of the then European Economic Community. It proposed measures intended to gradually abolish border checks at the signatories' common borders, including reduced-speed vehicle checks which allowed vehicles to cross borders without stopping, allowing residents in border areas freedom to cross borders away from fixed checkpoints, and the harmonisation of visa policies.

<span class="mw-page-title-main">Charter of Fundamental Rights of the European Union</span> Group of rights of the European Union

The Charter of Fundamental Rights of the European Union (CFR) enshrines certain political, social, and economic rights for European Union (EU) citizens and residents into EU law. It was drafted by the European Convention and solemnly proclaimed on 7 December 2000 by the European Parliament, the Council of Ministers and the European Commission. However, its then legal status was uncertain and it did not have full legal effect until the entry into force of the Treaty of Lisbon on 1 December 2009.

<span class="mw-page-title-main">Outline of the European Union</span> Overview of and topical guide to the European Union

The following outline is provided as an overview of and topical guide to the European Union:

<span class="mw-page-title-main">Treaty of Amsterdam</span> Interesante

The Treaty of Amsterdam, officially the Treaty of Amsterdam amending the Treaty on European Union, the Treaties establishing the European Communities and certain related acts, was signed on 2 October 1997, and entered into force on 1 May 1999; it made substantial changes to the Treaty of Maastricht, which had been signed in 1992.

<span class="mw-page-title-main">Special territories of members of the European Economic Area</span> Territories of EEA members with special status

The special territories of members of the European Economic Area (EEA) are the 32 special territories of EU member states and EFTA member states which, for historical, geographical, or political reasons, enjoy special status within or outside the European Union and the European Free Trade Association.

<span class="mw-page-title-main">Referendums related to the European Union</span> List of referendums related to the European Union and its predecessor, the European Communities

This is a list of referendums related to the European Union, or referendums related to the European Communities, which were predecessors of the European Union. Since 1972, a total of 48 referendums have been held by EU member states, candidate states, and their territories, with several additional referendums held in countries outside the EU. The referendums have been held most commonly on the subject of whether to become a member of European Union as part of the accession process, although the EU does not require any candidate country to hold a referendum to approve membership or as part of treaty ratification. Other EU-related referendums have been held on the adoption of the euro and on participation in other EU-related policies.

<span class="mw-page-title-main">Energy Community</span> International cooperative community organised by the European Union

The Energy Community, commonly referred to as the Energy Community for South East Europe (ECSEE), is an international organization consisting of the European Union (EU) and a number of non-EU countries. It aims to extend the EU internal energy market to wider Southeast Europe. The members commit to implement relevant EU energy acquis communautaire, to develop an adequate regulatory framework and to liberalize their energy markets in line with the acquis under the founding Treaty.

<span class="mw-page-title-main">Prüm Convention</span> Law enforcement treaty in part of Europe

The Prüm Convention is a law enforcement treaty which was signed on 27 May 2005 by Austria, Belgium, France, Germany, Luxembourg, the Netherlands and Spain in the town of Prüm in Germany, and which is open to all members of the European Union, 14 of which are currently parties.

<span class="mw-page-title-main">Edinburgh Agreement (1992)</span>

The Edinburgh Agreement or Edinburgh Decision is a December 1992 agreement reached at a European Council meeting in Edinburgh, Scotland, that granted Denmark four exceptions to the Maastricht Treaty so that it could be ratified by Denmark. This was necessary because, without all member states of the European Union ratifying it, it could not come into effect. Denmark had first rejected the Maastricht treaty, but with the addition of the Edinburgh Agreement, ratified the treaty in a 1993 referendum. The member states that had already ratified the Maastricht Treaty did not have to do so again.

<span class="mw-page-title-main">Opt-outs in the European Union</span> EU regulations which are not imposed by member states by agreement

In general, the law of the European Union is valid in all of the twenty-seven European Union member states. However, occasionally member states negotiate certain opt-outs from legislation or treaties of the European Union, meaning they do not have to participate in certain policy areas. Currently, three states have such opt-outs: Denmark, Ireland and Poland. The United Kingdom had four opt-outs before leaving the Union.

<span class="mw-page-title-main">Danish opt-outs from the European Union</span>

Denmark holds opt-outs from European Union policies in relation to police and justice and the adoption of the euro. They were secured under the Edinburgh Agreement in 1992 after a referendum for the ratification of the Maastricht Treaty was rejected by Danish voters, as a package of measure to assuage concerns raised during that referendum.

<span class="mw-page-title-main">Schengen Area</span> Area of 27 European states without mutual border controls

The Schengen Area is an area encompassing 27 European countries that have officially abolished border controls at their mutual borders. Being an element within the wider area of freedom, security and justice policy of the European Union (EU), it mostly functions as a single jurisdiction under a common visa policy for international travel purposes. The area is named after the 1985 Schengen Agreement and the 1990 Schengen Convention, both signed in Schengen, Luxembourg.

<span class="mw-page-title-main">Enhanced cooperation</span> European Union procedure

In the European Union (EU), enhanced cooperation is a procedure where a minimum of nine EU member states are allowed to establish advanced integration or cooperation in an area within EU structures but without the other members being involved. As of October 2017, this procedure is being used in the fields of the Schengen acquis, divorce law, patents, property regimes of international couples, and European Public Prosecutor and is approved for the field of a financial transaction tax.

<span class="mw-page-title-main">Treaty of Lisbon</span> 2007 treaty amending the constitutional basis of the European Union

The Treaty of Lisbon is an international agreement that amends the two treaties which form the constitutional basis of the European Union (EU). The Treaty of Lisbon, which was signed by all EU member states on 13 December 2007, entered into force on 1 December 2009. It amends the Maastricht Treaty (1992), known in updated form as the Treaty on European Union (2007) or TEU, as well as the Treaty of Rome (1957), known in updated form as the Treaty on the Functioning of the European Union (2007) or TFEU. It also amends the attached treaty protocols as well as the Treaty establishing the European Atomic Energy Community (EURATOM).

<span class="mw-page-title-main">Area of freedom, security and justice</span> EUs home affairs and justice policies

The area of freedom, security and justice (AFSJ) of the European Union (EU) is a policy domain concerning home affairs and migration, justice as well as fundamental rights, developed to address the challenges posed to internal security by collateral effects of the free movement of people and goods in the absence of border controls or customs inspection throughout the Schengen Area, as well as to safeguard adherence to the common European values through ensuring that the fundamental rights of people are respected across the EU.

The Mechanism for Cooperation and Verification (CVM) is a safeguard measure invoked by the European Commission when a new member or acceding state of the European Union has failed to implement commitments undertaken in the context of the accession negotiations in the fields of the Area of freedom, security and justice or internal market policy.

<span class="mw-page-title-main">Treaties of the European Union</span>

The Treaties of the European Union are a set of international treaties between the European Union (EU) member states which sets out the EU's constitutional basis. They establish the various EU institutions together with their remit, procedures and objectives. The EU can only act within the competences granted to it through these treaties and amendment to the treaties requires the agreement and ratification of every single signatory.

<span class="mw-page-title-main">Schengen acquis</span> Set of rules and legislation in EU law

The Schengen acquis is a set of rules and legislation, integrated into European Union law, which regulate the abolition of border controls at the internal borders within the Schengen Area, as well as the strengthening of border controls at the external borders.

References

  1. Parliament of the United Kingdom (2 March 2007). "9th Report of 2006/07, HL Paper 49". Schengen Information System II (SIS II), House of Lords European Union Committee (Sub-Committee F). Archived from the original on 9 November 2007. Retrieved 24 October 2007.
  2. "Schengen Area". ec.europa.eu. European Commission. Retrieved 14 May 2016.
  3. "Schengen Information System". ec.europa.eu. European Commission. Retrieved 14 May 2016.
  4. Council Decision (2000/365/EC) of 29 May 2000 concerning the request of the United Kingdom of Great Britain and Northern Ireland to take part in some of the provisions of the Schengen acquis (OJ L 131, 1 June 2000, p. 43)
  5. Council Decision (2004/926/EC) of 22 December 2004 on the putting into effect of parts of the Schengen acquis by the United Kingdom of Great Britain and Northern Ireland (OJ L 395, 31 December 2004, p. 70)
  6. Parliament of the United Kingdom (12 March 1998). "Volume: 587, Part: 120 (12 Mar 1998: Column 391, Baroness Williams of Crosby)". House of Lords Hansard . Retrieved 13 October 2007.
  7. Staff writer (11 December 2003). "Euro poll question revealed". BBC News. Retrieved 17 October 2007.
  8. European Parliament (10 October 2007). "MEP debate forthcoming crucial Lisbon summit and new Treaty of Lisbon". Press Service. Retrieved 13 October 2007.
  9. Williams, Liza (9 October 2007). "Should a referendum be held on EU treaty?". Liverpool Daily Post. Archived from the original on 20 October 2007. Retrieved 13 October 2007.
  10. Branigan, Tania (10 October 2007). "MPs point to flaws in Brown's 'red line' EU treaty safeguards". The Guardian. UK. Retrieved 13 October 2007.
  11. Wintour, Patrick (12 October 2007). "Opt-outs may cause problems, MPs warn Brown". The Guardian. UK. Retrieved 13 October 2007.
  12. European Scrutiny Committee (2 October 2007). "European Union Intergovernmental Conference". European Scrutiny – Thirty-Fifth Report. British House of Commons . Retrieved 14 October 2007.
  13. Staff writer (22 October 2007). "Poland's new government will adopt EU rights charter: official". EUbusiness. Archived from the original on 17 December 2007. Retrieved 22 October 2007.
  14. See Protocol (No 21) on the position of the United Kingdom and Ireland in respect of the Area of Freedom, Security, and Justice (page 295 of the PDF)
  15. Charter, David & Elliott, Francis (13 October 2007). "Will the British ever be given a chance to vote on their future in Europe?". The Times. UK. Retrieved 13 October 2007.
  16. Miller, Vaughne (2011-10-19). "UK Government opt-in decisions in the Area ofFreedom, Security and Justice" (PDF). Government of the United Kingdom. Retrieved 2014-05-26.
  17. "List of Union acts adopted before the entry into force of the Lisbon Treaty in the field of police cooperation and judicial cooperation in criminal matters which cease to apply to the United Kingdom as from 1 December 2014 pursuant to Article 10(4), second sentence, of Protocol (No 36) on transitional provisions". Official Journal of the European Union . C (430): 17. 2014-12-01. Retrieved 2019-01-05.
  18. "List of Union acts adopted before the entry into force of the Lisbon Treaty in the field of police cooperation and judicial cooperation in criminal matters which have been amended by an act applicable to the United Kingdom adopted after the entry into force of the Lisbon Treaty and which therefore remain applicable to the United Kingdom as amended or replaced". Official Journal of the European Union . C (430): 23. 2014-12-01. Retrieved 2019-01-05.
  19. "Decision pursuant to Article 10(5) of Protocol 36 to The Treaty on the Functioning of the European Union" (PDF). Government of the United Kingdom. July 2014. Retrieved 2014-11-20.
  20. "2014/858/EU: Commission Decision of 1 December 2014 on the notification by the United Kingdom of Great Britain and Northern Ireland of its wish to participate in acts of the Union in the field of police cooperation and judicial cooperation in criminal matters adopted before the entry into force of the Treaty of Lisbon and which are not part of the Schengen acquis". Official Journal of the European Union . L (345): 6. 2014-12-01. Retrieved 2019-01-05.
  21. "2014/857/EU: Council Decision of 1 December 2014 concerning the notification of the United Kingdom of Great Britain and Northern Ireland of its wish to take part in some of the provisions of the Schengen acquis which are contained in acts of the Union in the field of police cooperation and judicial cooperation in criminal matters and amending Decisions 2000/365/EC and 2004/926/EC". Official Journal of the European Union . L (345): 1. 2014-12-01. Retrieved 2019-01-05.
  22. Miller, Vaughne (20 March 2012). "The UK's 2014 Jurisdiction Decision in EU Police and Criminal Justice Proposals" (PDF). European Parliament Information Office in the United Kingdom. Retrieved 2013-02-09.
  23. Dale, Reginald (6 May 1997). "THINKING AHEAD/Commentary : Is Blair Leading a Continental Drift?". New York Times. Retrieved 13 October 2007.
  24. "What the Social Chapter Means for Britain". BBC Politics 97. 1997. Retrieved 2022-06-03.
  25. Williams, Rhys (20 July 1993). "Treaty Tightrope: The Social Chapter: what it is and why Conservatives hate it". The Independent. Retrieved 2022-06-03.
  26. Johnson, Ailish (2005). "Vol. 8 Memo Series (Page 6)" (PDF). Social Policy: State of the European Union. Archived from the original (PDF) on 27 February 2008. Retrieved 13 October 2007.
  27. "Agreement on Social Policy". Eurofound. Retrieved 2014-05-26.
  28. "Britain should stay in the European Union". Washington Post . 2016-02-22. Retrieved 2016-03-15.
  29. "European Council meeting (18 and 19 February 2016) – Conclusions". European Council. 2016-02-19. Retrieved 2016-03-15.
  30. Prime Minister's Office (27 June 2016). "PM Commons statement on the result of the EU referendum". Gov.uk. Retrieved 28 June 2016.