Voting in the Council of the European Union

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The procedures for voting in the Council of the European Union are described in the treaties of the European Union. The Council of the European Union (or simply "Council" or "Council of Ministers") has had its voting procedure amended by subsequent treaties and currently operates on the system set forth in the Treaty of Lisbon. The system is known as qualified majority voting is a type of consociational democracy.

Contents

Current qualified majority voting rules (since 2014)

Article 16 of the Treaty on European Union, [1] as amended by the Treaty of Lisbon, stipulates that the Council voting arrangements of the Nice Treaty applied until 31 October 2014. [lower-alpha 1] Article 16 also states the conditions for a qualified majority, effective since 1 November 2014 (Lisbon rules):

A blocking minority requiresin addition to not meeting one of the two conditions abovethat at least 4 countries (or, if not all countries participate in the vote, the minimum number of countries representing more than 35% of the population of the participating countries, plus one country) vote against the proposal. Thus, there may be cases where an act is passed, even though the population condition is not met. This precludes scenarios where 3 populous countries could block a decision favored by the other 24 countries. [2]

The Lisbon rules eradicated the use of "artificial" voting weights. This move, first proposed in the Constitution, is based on the size of populations and, at the same time, acknowledges the smaller member states' fears of being overruled by the larger countries.

Voting practice

In practice, the Council targeted unanimous decisions, and qualified majority voting was often simply used as a means to pressure compromises for consensus. For example, in 2008, 128 out of 147 Council decisions were unanimous. Within the remaining decisions, there was a total of 32 abstentions and 8 votes against the respective decision. These opposing votes were cast twice by Luxembourg and once by each of Austria, Belgium, Denmark, Spain, Netherlands, and Portugal. [3]

Policy areas

The Council, jointly with the European Parliament, has policy-making, legislative and budgetary functions. The Council is composed of the ministers of member states responsible for a specific area of policy. The ministers or their representative will commit the government of the member state in questions of policy and cast the member state vote. The Lisbon Treaty specifies in Article 16 [4] that the Council shall act by a qualified majority voting (QMV) [5] in areas of competence [6] with certain exceptions. Qualified majority voting now extends to policy areas that required unanimity according to the Nice Treaty.

The new areas of QMV are: [7]

AreaNiceLisbonReference
Initiatives of the High Representative for Foreign AffairsUnanimityQMV following unanimous request15b TEU
Rules concerning the European Defence Agency UnanimityQMV45(2) TEU
Freedom to establish a businessUnanimityQMV50 TFEU
Self-employment access rightsUnanimityQMV50 TFEU
Freedom, security and justice – cooperation and evaluationUnanimityQMV70 TFEU
Border checksUnanimityQMV77 TFEU
AsylumUnanimityQMV78 TFEU
ImmigrationUnanimityQMV79 TFEU
Crime prevention incentivesUnanimityQMV69c TFEU
Eurojust UnanimityQMV69d TFEU
Police cooperationUnanimityQMV69f TFEU
Europol UnanimityQMV69g TFEU
TransportUnanimityQMV71§2 TFEU
European Central Bank UnanimityQMV (in part)129 TFEU, 283 TFEU
CultureUnanimityQMV151 TFEU
Structural and Cohension FundsUnanimityQMV161 TFEU
Organisation of the Council of the European Union UnanimityQMV201b TFEU
European Court of Justice UnanimityQMV245, 224a, 225a TFEU
Freedom of movement for workersUnanimityQMV46 TFEU
Social securityUnanimityQMV48 TFEU
Criminal judicial cooperationUnanimityQMV69a TFEU
Criminal lawUnanimityQMV69b TFEU
President of the European Council election(New item)QMV9b§5 TEU
Foreign Affairs High Representative election(New item)QMV9e§1 TEU
Funding the Common Foreign and Security Policy UnanimityQMV28 TEU
Common defense policyUnanimityQMV28e TEU
Withdrawal of a member state(new item)QMV49a TEU
General economic interest servicesUnanimityQMV16 TFEU
Diplomatic and consular protectionUnanimityQMV20 TFEU
Citizens initiative regulationsUnanimityQMV21 TFEU
Intellectual propertyUnanimityQMV97a TFEU
Eurozone external representationUnanimityQMV115c TFEU
SportUnanimityQMV149 TFEU
SpaceUnanimityQMV172a TFEU
EnergyUnanimityQMV176a TFEU
TourismUnanimityQMV176b TFEU
Civil protectionUnanimityQMV176c TFEU
Administrative cooperationUnanimityQMV176d TFEU
Emergency international aidUnanimityQMV188i TFEU
Humanitarian aidUnanimityQMV188j TFEU
Response to natural disasters or terrorism(new item)QMV188R§3 TFEU
Economic and Social Committee QMVQMV256a TFEU
Committee of the Regions UnanimityQMV256a TFEU
Economic and Social Committee UnanimityQMV256a TFEU
The EU budgetUnanimityQMV269 TFEU

Past qualified majority voting rules (1958–2014)

This section presents the former qualified majority voting systems employed in the Council of the European Union, and its predecessor institutions. While some policy areas require unanimity among Council members, for selected policy areas qualified majority voting has existed right from the start. All major treaties have shifted some policy areas from unanimity to qualified majority voting.

Whenever the community was enlarged, voting weights for new members were defined and thresholds re-adjusted by accession treaties. After its inception in 1958, the most notable changes to the voting system occurred:

All systems prescribed higher thresholds for passing acts that were not proposed by the Commission. Member states have to cast their votes en bloc (i.e., a member state may not split its votes). Hence, the number of votes rather describes the weight of a member's single vote.

The analysis of the distribution of voting power under different voting rules in the EU Council often requires the use of complex computational methods that go beyond a mere calculation of vote share, such as the Shapley-Shubik index or the Banzhaf measure. [8]

Treaty of Rome (1958–73)

According to Article 148 of the Treaty establishing the European Economic Community (EEC Treaty), [9] acts of the Council required for their adoption:

The values above are related to the EU-6, the founding member states. The treaty allocated the votes as follows:

Under this system, Luxembourg had no voting power for acts proposed by the Commission.

Accession Treaty (1973–81)

Article 148 of the EEC Treaty, specifying the qualified majority voting system of the Council, was amended by Article 8 of the Accession Treaty regulating the enlargement of the community by Denmark, Ireland, and the United Kingdom. [10] Acts of the Council now required for their adoption:

These values were now related to the EU-9. The treaty allocated the votes as follows:

Accession Treaty (1981–86)

Article 148 of the EEC Treaty, specifying the qualified majority voting system of the Council, was amended by Article 14 of the Accession Treaty regulating the enlargement of the community by Greece. [11] Acts of the Council now required for their adoption:

The votes allocated previously to the EU-9 did not change. Greece was allocated 5 votes.

Accession Treaty (1986–95)

Article 148 of the EEC Treaty, specifying the qualified majority voting system of the Council, was amended by Article 14 of the Accession Treaty regulating the enlargement of the community by Portugal and Spain. [12] Acts of the Council now required for their adoption:

The votes allocated previously to the EU-10 did not change. To the new members, the following votes were allocated:

The Treaty of Maastricht established the European Community Treaty (EC Treaty) where the qualified majority voting system was detailed in Article 148. [13] While this treaty transferred some policy areas subject to unanimity to qualified majority, it neither changed the voting weights nor the thresholds.

Accession Treaty (1995–2004)

Article 148 of the EC Treaty, specifying the qualified majority voting system of the Council, was amended by Article 8 of the Accession Treaty regulating the enlargement of the community by Austria, Finland, and Sweden. [14] Acts of the Council now required for their adoption:

The votes allocated previously to the EU-12 did not change. To the new members, the following votes were allocated:

Treaty of Nice (2004–14/17)

Comparison of voting weights
Population in millions as of 1 January 2003 (Treaty of Nice) [15]
Member statePopulationWeights Penrose [16]
Flag of Germany.svg  Germany 82.54m16.5%298.4%9.55%
Flag of France.svg  France 59.64m12.9%298.4%8.11%
Flag of the United Kingdom.svg  UK 59.33m12.4%298.4%8.09%
Flag of Italy.svg  Italy 57.32m12.0%298.4%7.95%
Flag of Spain.svg  Spain 41.55m9.0%277.8%6.78%
Flag of Poland.svg  Poland 38.22m7.6%277.8%6.49%
Flag of Romania.svg  Romania 21.77m4.3%144.1%4.91%
Flag of the Netherlands.svg  Netherlands 17,02m3.3%133.8%4.22%
Flag of Greece.svg  Greece 11.01m2.2%123.5%3.49%
Flag of Portugal.svg  Portugal 10.41m2.1%123.5%3.39%
Flag of Belgium (civil).svg  Belgium 10.36m2.1%123.5%3.38%
Flag of the Czech Republic.svg  Czech Rep. 10.20m2.1%123.5%3.35%
Flag of Hungary.svg  Hungary 10.14m2.0%123.5%3.34%
Flag of Sweden.svg  Sweden 8.94m1.9%102.9%3.14%
Flag of Austria.svg  Austria 8.08m1.7%102.9%2.98%
Flag of Bulgaria.svg  Bulgaria 7.85m1.5%102.9%2.94%
Flag of Denmark.svg  Denmark 5.38m1.1%72.0%2.44%
Flag of Slovakia.svg  Slovakia 5.38m1.1%72.0%2.44%
Flag of Finland.svg  Finland 5.21m1.1%72.0%2.39%
Flag of Ireland.svg  Ireland 3.96m0.9%72.0%2.09%
Flag of Lithuania.svg  Lithuania 3.46m0.7%72.0%1.95%
Flag of Latvia.svg  Latvia 2.33m0.5%41.2%1.61%
Flag of Slovenia.svg  Slovenia 2.00m0.4%41.2%1.48%
Flag of Estonia.svg  Estonia 1.36m0.3%41.2%1.23%
Flag of Cyprus.svg  Cyprus 0.72m0.2%41.2%0.89%
Flag of Luxembourg.svg  Luxembourg 0.45m0.1%41.2%0.70%
Flag of Malta.svg  Malta 0.40m0.1%30.9%0.66%
Flag of Europe.svg  EU 484.20m100%345100%100%

The voting system of the Council as defined in the Treaty of Nice [17] was supposed to enter into force on 1 January 2005. [18] [19] However, the voting system was changed before that date by the Treaty of Accession 2003, which entered into force on 1 May 2004. During a temporary period that extended to 1 November 2004, the old pre-Nice voting system was kept, but adapted to the new number of member states. [20] From 1 November 2004, a new voting system based on the Nice system entered into force. The voting weights of the member states according to that voting system are shown in the table on the right. The voting system was replaced by the Treaty of Lisbon, effective 1 November 2014. [lower-alpha 1]

The following conditions applied to taking decisions:

The last condition was only checked upon request by a member state. [23]

In the absence of consensus, qualified majority voting was the Council's key way of decision-making. In terms of the statistics before Croatia became a member of the EU (1 July 2013), the pass condition translated into:

  1. At least 14 (or 18, if proposal was not made by the Commission) countries,
  2. At least 255 of the total 345 voting weights,
  3. At least 311 million people represented by the states that vote in favour.

The last requirement was almost always already implied by the condition on the number of voting weights. The rare exceptions to this could occur in certain cases when a proposal was backed by exactly three of the six most populous member states but not including Germany, that is, three of France, UK, Italy, Spain and Poland, and by all or nearly all of the 21 other members.

Note that the Commission could make a proposal in a way that removed the requirement for a qualified majority. For example, the Anti-Dumping Advisory Committee (ADAC) could approve a proposal to impose tariffs based on a simple, unweighted majority, but overturning it would have required a qualified majority because this meant voting against a Commission proposal. This greatly increased the power of small member states in such circumstances.[ citation needed ]

The declarations of the conference that adopted the Treaty of Nice contained contradictory statements concerning qualified majority voting after the enlargement of the European Union to 25 and 27 members: one declaration [24] specified that the qualifying majority of votes would increase to a maximum of 73.4%, contradicting another declaration [25] which specified a qualifying majority of 258 votes (74.78%) after enlargement to 27 countries. However, the treaties of accession following the Treaty of Nice clarified the required majority.

After the accession of Croatia, on 1 July 2013, at least 260 votes out of a total of 352 by at least 15 member states were required for legislation to be adopted by qualified majority. Croatia had 7 votes (the same as Denmark, Ireland, Lithuania, Slovakia and Finland). [26]

From 1 July 2013, the pass condition translated into:

  1. At least 15 (or 18, if proposal was not made by the Commission) countries,
  2. At least 260 of the total 352 voting weights,
  3. At least 313.6 million people represented by the states that vote in favour.

Penrose method (rejected)

Poland proposed the Penrose method (also known as the "square root method"), which would narrow the weighting of votes between the largest and smallest countries in terms of population. The Czech Republic supported this method to some extent, but has warned it would not back a Polish veto on this matter. All the other states remained opposed. [27] After previously refusing to discuss the issue, the German government agreed to include it for discussion at the June council. [28] The given percentage is the game theoretical optimal threshold, [29] and is known as the "Jagiellonian Compromise". [30] The Penrose method voting weights allocated to the states are shown in the adjacent table.

According to the proposal, the requirement for an act to pass in the Council was:

Unanimity

Certain policy fields remain subject to unanimity in whole or in part, such as:

Notes

  1. 1 2 However, any member state could request that the Nice system still be used for a particular vote, until 31 March 2017. [21]

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References

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  5. However, decisions of European Council, composed by the heads of state or government of each member state, are still taken by consensus as per Article 15 of the Treaty on European Union.
  6. Voting by unanimity, Council of the European Union , accessed on 2021-02-01
  7. http://europa.eu/rapid/press-release_MEMO-03-23_en.htm New areas of qualified majority voting in Nice treaty
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  13. Treaty on European Union
  14. ACT concerning the conditions of accession of the Kingdom of Norway, the Republic of Austria, the Republic of Finland and the Kingdom of Sweden and the adjustments to the Treaties on which the European Union is founded, Articles 13 & 15
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  17. Treaty of Nice amending the Treaty on European Union, the Treaties establishing the European Communities and certain related acts
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  22. Article 205 of the EC Treaty and Articles 23 and 34 of the EU Treaty.
  23. Article 3 of the Treaty of Nice, passim.
  24. Treaty of Nice amending the Treaty on European Union, the Treaties establishing the European Communities and certa in related acts, Declarations Adopted By The Conference, 20. Declaration on the enlargement of the European Union
  25. Treaty of Nice amending the Treaty on European Union, the Treaties establishing the European Communities and certa in related acts, Declarations Adopted By The Conference, 21. Declaration on the qualified majority threshold and the number of votes for a blocking minority in an enlarged Union
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  31. The provision reads:
    Article 311 shall be repealed. A new Article 311a shall be inserted, with the wording of Article 299(2), first subparagraph, and Article 299(3) to (6); the text shall be amended as follows: [...] (e) the following new paragraph shall be added at the end of the Article: "6. The European Council may, on the initiative of the Member State concerned, adopt a decision amending the status, with regard to the Union, of a Danish, French or Netherlands country or territory referred to in paragraphs 1 and 2. The European Council shall act unanimously after consulting the Commission."
    Treaty of Lisbon Article 2, point 293