Thermodynamics |
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The Rankine cycle is an idealized thermodynamic cycle describing the process by which certain heat engines, such as steam turbines or reciprocating steam engines, allow mechanical work to be extracted from a fluid as it moves between a heat source and heat sink. The Rankine cycle is named after William John Macquorn Rankine, a Scottish polymath professor at Glasgow University.
Heat energy is supplied to the system via a boiler where the working fluid (typically water) is converted to a high-pressure gaseous state (steam) in order to turn a turbine. After passing over the turbine the fluid is allowed to condense back into a liquid state as waste heat energy is rejected before being returned to boiler, completing the cycle. Friction losses throughout the system are often neglected for the purpose of simplifying calculations as such losses are usually much less significant than thermodynamic losses, especially in larger systems.
The Rankine cycle closely describes the process by which steam engines commonly found in thermal power generation plants harness the thermal energy of a fuel or other heat source to generate electricity. Possible heat sources include combustion of fossil fuels such as coal, natural gas, and oil, use of mined resources for nuclear fission, renewable fuels like biomass and ethanol, and energy capture of natural sources such as concentrated solar power and geothermal energy. Common heat sinks include ambient air above or around a facility and bodies of water such as rivers, ponds, and oceans.
The ability of a Rankine engine to harness energy depends on the relative temperature difference between the heat source and heat sink. The greater the differential, the more mechanical power can be efficiently extracted out of heat energy, as per Carnot's theorem.
The efficiency of the Rankine cycle is limited by the high heat of vaporization of the working fluid. Unless the pressure and temperature reach supercritical levels in the boiler, the temperature range over which the cycle can operate is quite small. As of 2022, most supercritical power plants adopt a steam inlet pressure of 24.1 MPa and inlet temperature between 538°C and 566°C, which results in plant efficiency of 40%. However, if pressure is further increased to 31 MPa the power plant is referred to as ultra-supercritical, and one can increase the steam inlet temperature to 600°C, thus achieving a thermal efficiency of 42%. [1] This low steam turbine entry temperature (compared to a gas turbine) is why the Rankine (steam) cycle is often used as a bottoming[ clarification needed ] cycle to recover otherwise rejected heat in combined-cycle gas turbine power stations. The idea is that very hot combustion products are first expanded in a gas turbine, and then the exhaust gases, which are still relatively hot, are used as a heat source for the Rankine cycle, thus reducing the temperature difference between the heat source and the working fluid and therefore reducing the amount of entropy generated by irreversibility.
Rankine engines generally operate in a closed loop in which the working fluid is reused. The water vapor with condensed droplets often seen billowing from power stations is created by the cooling systems (not directly from the closed-loop Rankine power cycle). This "exhaust" heat is represented by the "Qout" flowing out of the lower side of the cycle shown in the T–s diagram below. Cooling towers operate as large heat exchangers by absorbing the latent heat of vaporization of the working fluid and simultaneously evaporating cooling water to the atmosphere.
While many substances can be used as the working fluid, water is usually chosen for its simple chemistry, relative abundance, low cost, and thermodynamic properties. By condensing the working steam vapor to a liquid, the pressure at the turbine outlet is lowered, and the energy required by the feed pump consumes only 1% to 3% of the turbine output power. These factors contribute to a higher efficiency for the cycle. The benefit of this is offset by the low temperatures of steam admitted to the turbine(s). Gas turbines, for instance, have turbine entry temperatures approaching 1500 °C. However, the thermal efficiencies of actual large steam power stations and large modern gas turbine stations are similar.
There are four processes in the Rankine cycle. The states are identified by numbers (in brown) in the T–s diagram.
Name | Summary | Explanation |
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Process 1–2 | Isentropic compression | The working fluid is pumped from low to high pressure. As the fluid is a liquid at this stage, the pump requires little input energy. |
Process 2–3 | Constant pressure heat addition in boiler | The high-pressure liquid enters a boiler, where it is heated at constant pressure by an external heat source to become a dry saturated vapour. The input energy required can be easily calculated graphically, using an enthalpy–entropy chart (h–s chart, or Mollier diagram), or numerically, using steam tables or software. |
Process 3–4 | Isentropic expansion | The dry saturated vapour expands through a turbine, generating power. This decreases the temperature and pressure of the vapour, and some condensation may occur. The output in this process can be easily calculated using the chart or tables noted above. |
Process 4–1 | Constant pressure heat rejection in condenser | The wet vapour then enters a condenser, where it is condensed at a constant pressure to become a saturated liquid. |
In an ideal Rankine cycle the pump and turbine would be isentropic: i.e., the pump and turbine would generate no entropy and would hence maximize the net work output. Processes 1–2 and 3–4 would be represented by vertical lines on the T–s diagram and more closely resemble that of the Carnot cycle. The Rankine cycle shown here prevents the state of the working fluid from ending up in the superheated vapor region after the expansion in the turbine, [1] which reduces the energy removed by the condensers.
The actual vapor power cycle differs from the ideal Rankine cycle because of irreversibilities in the inherent components caused by fluid friction and heat loss to the surroundings; fluid friction causes pressure drops in the boiler, the condenser, and the piping between the components, and as a result the steam leaves the boiler at a lower pressure; heat loss reduces the net work output, thus heat addition to the steam in the boiler is required to maintain the same level of net work output.
Heat flow rate to or from the system (energy per unit time) | |
Mass flow rate (mass per unit time) | |
Mechanical power consumed by or provided to the system (energy per unit time) | |
Thermodynamic efficiency of the process (net power output per heat input, dimensionless) | |
Isentropic efficiency of the compression (feed pump) and expansion (turbine) processes, dimensionless | |
The "specific enthalpies" at indicated points on the T–s diagram | |
The final "specific enthalpy" of the fluid if the turbine were isentropic | |
The pressures before and after the compression process |
defines the thermodynamic efficiency of the cycle as the ratio of net power output to heat input. As the work required by the pump is often around 1% of the turbine work output, it can be simplified:
Each of the next four equations [1] is derived from the energy and mass balance for a control volume.
When dealing with the efficiencies of the turbines and pumps, an adjustment to the work terms must be made:
In a real power-plant cycle (the name "Rankine" cycle is used only for the ideal cycle), the compression by the pump and the expansion in the turbine are not isentropic. In other words, these processes are non-reversible, and entropy is increased during the two processes. This somewhat increases the power required by the pump and decreases the power generated by the turbine. [2]
In particular, the efficiency of the steam turbine will be limited by water-droplet formation. As the water condenses, water droplets hit the turbine blades at high speed, causing pitting and erosion, gradually decreasing the life of turbine blades and efficiency of the turbine. The easiest way to overcome this problem is by superheating the steam. On the T–s diagram above, state 3 is at a border of the two-phase region of steam and water, so after expansion the steam will be very wet. By superheating, state 3 will move to the right (and up) in the diagram and hence produce a drier steam after expansion.
The overall thermodynamic efficiency can be increased by raising the average heat input temperature
of that cycle. Increasing the temperature of the steam into the superheat region is a simple way of doing this. There are also variations of the basic Rankine cycle designed to raise the thermal efficiency of the cycle in this way; two of these are described below.
The purpose of a reheating cycle is to remove the moisture carried by the steam at the final stages of the expansion process. In this variation, two turbines work in series. The first accepts vapor from the boiler at high pressure. After the vapor has passed through the first turbine, it re-enters the boiler and is reheated before passing through a second, lower-pressure, turbine. The reheat temperatures are very close or equal to the inlet temperatures, whereas the optimal reheat pressure needed is only one fourth of the original boiler pressure. Among other advantages, this prevents the vapor from condensing during its expansion and thereby reducing the damage in the turbine blades, and improves the efficiency of the cycle, because more of the heat flow into the cycle occurs at higher temperature. The reheat cycle was first introduced in the 1920s, but was not operational for long due to technical difficulties. In the 1940s, it was reintroduced with the increasing manufacture of high-pressure boilers, and eventually double reheating was introduced in the 1950s. The idea behind double reheating is to increase the average temperature. It was observed that more than two stages of reheating are generally unnecessary, since the next stage increases the cycle efficiency only half as much as the preceding stage. Today, double reheating is commonly used in power plants that operate under supercritical pressure.
The regenerative Rankine cycle is so named because after emerging from the condenser (possibly as a subcooled liquid) the working fluid is heated by steam tapped from the hot portion of the cycle. On the diagram shown, the fluid at 2 is mixed with the fluid at 4 (both at the same pressure) to end up with the saturated liquid at 7. This is called "direct-contact heating". The Regenerative Rankine cycle (with minor variants) is commonly used in real power stations.
Another variation sends bleed steam from between turbine stages to feedwater heaters to preheat the water on its way from the condenser to the boiler. These heaters do not mix the input steam and condensate, function as an ordinary tubular heat exchanger, and are named "closed feedwater heaters".
Regeneration increases the cycle heat input temperature by eliminating the addition of heat from the boiler/fuel source at the relatively low feedwater temperatures that would exist without regenerative feedwater heating. This improves the efficiency of the cycle, as more of the heat flow into the cycle occurs at higher temperature.
The organic Rankine cycle (ORC) uses an organic fluid such as n-pentane [3] or toluene [4] in place of water and steam. This allows use of lower-temperature heat sources, such as solar ponds, which typically operate at around 70 –90 °C. [5] The efficiency of the cycle is much lower as a result of the lower temperature range, but this can be worthwhile because of the lower cost involved in gathering heat at this lower temperature. Alternatively, fluids can be used that have boiling points above water, and this may have thermodynamic benefits (See, for example, mercury vapour turbine). The properties of the actual working fluid have great influence on the quality of steam (vapour) after the expansion step, influencing the design of the whole cycle.
The Rankine cycle does not restrict the working fluid in its definition, so the name "organic cycle" is simply a marketing concept and the cycle should not be regarded as a separate thermodynamic cycle.
The Rankine cycle applied using a supercritical fluid [6] combines the concepts of heat regeneration and supercritical Rankine cycle into a unified process called the regenerative supercritical cycle (RGSC). It is optimised for temperature sources 125–450 °C.
A Carnot heat engine is a theoretical heat engine that operates on the Carnot cycle. The basic model for this engine was developed by Nicolas Léonard Sadi Carnot in 1824. The Carnot engine model was graphically expanded by Benoît Paul Émile Clapeyron in 1834 and mathematically explored by Rudolf Clausius in 1857, work that led to the fundamental thermodynamic concept of entropy. The Carnot engine is the most efficient heat engine which is theoretically possible. The efficiency depends only upon the absolute temperatures of the hot and cold heat reservoirs between which it operates.
A heat engine is a system that converts heat to usable energy, particularly mechanical energy, which can then be used to do mechanical work. While originally conceived in the context of mechanical energy, the concept of the heat engine has been applied to various other kinds of energy, particularly electrical, since at least the late 19th century. The heat engine does this by bringing a working substance from a higher state temperature to a lower state temperature. A heat source generates thermal energy that brings the working substance to the higher temperature state. The working substance generates work in the working body of the engine while transferring heat to the colder sink until it reaches a lower temperature state. During this process some of the thermal energy is converted into work by exploiting the properties of the working substance. The working substance can be any system with a non-zero heat capacity, but it usually is a gas or liquid. During this process, some heat is normally lost to the surroundings and is not converted to work. Also, some energy is unusable because of friction and drag.
A steam engine is a heat engine that performs mechanical work using steam as its working fluid. The steam engine uses the force produced by steam pressure to push a piston back and forth inside a cylinder. This pushing force can be transformed, by a connecting rod and crank, into rotational force for work. The term "steam engine" is most commonly applied to reciprocating engines as just described, although some authorities have also referred to the steam turbine and devices such as Hero's aeolipile as "steam engines." The essential feature of steam engines is that they are external combustion engines, where the working fluid is separated from the combustion products. The ideal thermodynamic cycle used to analyze this process is called the Rankine cycle. In general usage, the term steam engine can refer to either complete steam plants, such as railway steam locomotives and portable engines, or may refer to the piston or turbine machinery alone, as in the beam engine and stationary steam engine.
Ocean thermal energy conversion (OTEC) is a renewable energy technology that harnesses the temperature difference between the warm surface waters of the ocean and the cold depths to run a heat engine to produce electricity. It is a unique form of clean energy generation that has the potential to provide a consistent and sustainable source of power. Although it has challenges to overcome, OTEC has the potential to provide a consistent and sustainable source of clean energy, particularly in tropical regions with access to deep ocean water.
A boiler is a closed vessel in which fluid is heated. The fluid does not necessarily boil. The heated or vaporized fluid exits the boiler for use in various processes or heating applications, including water heating, central heating, boiler-based power generation, cooking, and sanitation.
A combined cycle power plant is an assembly of heat engines that work in tandem from the same source of heat, converting it into mechanical energy. On land, when used to make electricity the most common type is called a combined cycle gas turbine (CCGT) plant, which is a kind of gas-fired power plant. The same principle is also used for marine propulsion, where it is called a combined gas and steam (COGAS) plant. Combining two or more thermodynamic cycles improves overall efficiency, which reduces fuel costs.
Cogeneration or combined heat and power (CHP) is the use of a heat engine or power station to generate electricity and useful heat at the same time.
A feedwater heater is a power plant component used to pre-heat water delivered to a steam generating boiler. Preheating the feedwater reduces the irreversibilities involved in steam generation and therefore improves the thermodynamic efficiency of the system. This reduces plant operating costs and also helps to avoid thermal shock to the boiler metal when the feedwater is introduced back into the steam cycle.
A binary cycle is a method for generating electrical power from geothermal resources and employs two separate fluid cycles, hence binary cycle. The primary cycle extracts the geothermal energy from the reservoir, and secondary cycle converts the heat into work to drive the generator and generate electricity.
A thermodynamic cycle consists of linked sequences of thermodynamic processes that involve transfer of heat and work into and out of the system, while varying pressure, temperature, and other state variables within the system, and that eventually returns the system to its initial state. In the process of passing through a cycle, the working fluid (system) may convert heat from a warm source into useful work, and dispose of the remaining heat to a cold sink, thereby acting as a heat engine. Conversely, the cycle may be reversed and use work to move heat from a cold source and transfer it to a warm sink thereby acting as a heat pump. If at every point in the cycle the system is in thermodynamic equilibrium, the cycle is reversible. Whether carried out reversible or irreversibly, the net entropy change of the system is zero, as entropy is a state function.
The steam-electric power station is a power station in which the electric generator is steam driven. Water is heated, turns into steam and spins a steam turbine which drives an electrical generator. After it passes through the turbine, the steam is condensed in a condenser. The greatest variation in the design of steam-electric power plants is due to the different fuel sources.
In thermodynamics, the thermal efficiency is a dimensionless performance measure of a device that uses thermal energy, such as an internal combustion engine, steam turbine, steam engine, boiler, furnace, refrigerator, ACs etc.
A transcritical cycle is a closed thermodynamic cycle where the working fluid goes through both subcritical and supercritical states. In particular, for power cycles the working fluid is kept in the liquid region during the compression phase and in vapour and/or supercritical conditions during the expansion phase. The ultrasupercritical steam Rankine cycle represents a widespread transcritical cycle in the electricity generation field from fossil fuels, where water is used as working fluid. Other typical applications of transcritical cycles to the purpose of power generation are represented by organic Rankine cycles, which are especially suitable to exploit low temperature heat sources, such as geothermal energy, heat recovery applications or waste to energy plants. With respect to subcritical cycles, the transcritical cycle exploits by definition higher pressure ratios, a feature that ultimately yields higher efficiencies for the majority of the working fluids. Considering then also supercritical cycles as a valid alternative to the transcritical ones, the latter cycles are capable of achieving higher specific works due to the limited relative importance of the work of compression work. This evidences the extreme potential of transcritical cycles to the purpose of producing the most power with the least expenditure.
In thermodynamics, vapor quality is the mass fraction in a saturated mixture that is vapor; in other words, saturated vapor has a "quality" of 100%, and saturated liquid has a "quality" of 0%. Vapor quality is an intensive property which can be used in conjunction with other independent intensive properties to specify the thermodynamic state of the working fluid of a thermodynamic system. It has no meaning for substances which are not saturated mixtures . Vapor quality is an important quantity during the adiabatic expansion step in various thermodynamic cycles. Working fluids can be classified by using the appearance of droplets in the vapor during the expansion step.
Thermodynamic heat pump cycles or refrigeration cycles are the conceptual and mathematical models for heat pump, air conditioning and refrigeration systems. A heat pump is a mechanical system that allows for the transmission of heat from one location at a lower temperature to another location at a higher temperature. Thus a heat pump may be thought of as a "heater" if the objective is to warm the heat sink, or a "refrigerator" or “cooler” if the objective is to cool the heat source. In either case, the operating principles are similar. Heat is moved from a cold place to a warm place.
In thermal engineering, the organic Rankine cycle (ORC) is a type of thermodynamic cycle. It is a variation of the Rankine cycle named for its use of an organic, high-molecular-mass fluid whose vaporization temperature is lower than that of water. The fluid allows heat recovery from lower-temperature sources such as biomass combustion, industrial waste heat, geothermal heat, solar ponds etc. The low-temperature heat is converted into useful work, that can itself be converted into electricity.
Steam is a substance containing water in the gas phase, and sometimes also an aerosol of liquid water droplets, or air. This may occur due to evaporation or due to boiling, where heat is applied until water reaches the enthalpy of vaporization. Steam that is saturated or superheated is invisible; however, wet steam, a visible mist or aerosol of water droplets, is often referred to as "steam".
The Hygroscopic cycle is a thermodynamic cycle converting thermal energy into mechanical power by the means of a steam turbine. It is similar to the Rankine cycle using water as the motive fluid but with the novelty of introducing salts and their hygroscopic properties for the condensation. The salts are desorbed in the boiler or steam generator, where clean steam is released and superheated in order to be expanded and generate power through the steam turbine. Boiler blowdown with the concentrated hygroscopic compounds is used thermally to pre-heat the steam turbine condensate, and as reflux in the steam-absorber.
Non ideal compressible fluid dynamics (NICFD), or non ideal gas dynamics, is a branch of fluid mechanics studying the dynamic behavior of fluids not obeying ideal-gas thermodynamics. It is for example the case of dense vapors, supercritical flows and compressible two-phase flows. With the term dense vapors, we indicate all fluids in the gaseous state characterized by thermodynamic conditions close to saturation and the critical point. Supercritical fluids feature instead values of pressure and temperature larger than their critical values, whereas two-phase flows are characterized by the simultaneous presence of both liquid and gas phases.
Supercritical carbon dioxide blend (sCO2 blend) is an homogeneous mixture of CO2 with one or more fluids (dopant fluid) where it is held at or above its critical temperature and critical pressure.