Digital object identifier

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Digital object identifier
DOI logo.svg
Full nameDigital object identifier
AcronymDOI
Organisation International DOI Foundation
Introduced2000;24 years ago (2000)
Example 10.1000/182
Website www.doi.org OOjs UI icon edit-ltr-progressive.svg

A digital object identifier (DOI) is a persistent identifier or handle used to uniquely identify various objects, standardized by the International Organization for Standardization (ISO). [1] DOIs are an implementation of the Handle System; [2] [3] they also fit within the URI system (Uniform Resource Identifier). They are widely used to identify academic, professional, and government information, such as journal articles, research reports, data sets, and official publications.

Contents

A DOI aims to resolve to its target, the information object to which the DOI refers. This is achieved by binding the DOI to metadata about the object, such as a URL where the object is located. Thus, by being actionable and interoperable, a DOI differs from ISBNs or ISRCs which are identifiers only. The DOI system uses the indecs Content Model for representing metadata.

The DOI for a document remains fixed over the lifetime of the document, whereas its location and other metadata may change. Referring to an online document by its DOI should provide a more stable link than directly using its URL. But if its URL changes, the publisher must update the metadata for the DOI to maintain the link to the URL. [4] [5] [6] It is the publisher's responsibility to update the DOI database. If they fail to do so, the DOI resolves to a dead link, leaving the DOI useless. [7]

The developer and administrator of the DOI system is the International DOI Foundation (IDF), which introduced it in 2000. [8] Organizations that meet the contractual obligations of the DOI system and are willing to pay to become a member of the system can assign DOIs. [9] The DOI system is implemented through a federation of registration agencies coordinated by the IDF. [10] By late April 2011 more than 50 million DOI names had been assigned by some 4,000 organizations, [11] and by April 2013 this number had grown to 85 million DOI names assigned through 9,500 organizations.

Nomenclature and syntax

A DOI is a type of Handle System handle, which takes the form of a character string divided into two parts, a prefix and a suffix, separated by a slash.

prefix/suffix

The prefix identifies the registrant of the identifier and the suffix is chosen by the registrant and identifies the specific object associated with that DOI. Most legal Unicode characters are allowed in these strings, which are interpreted in a case-insensitive manner. The prefix usually takes the form 10.NNNN, where NNNN is a number greater than or equal to 1000, whose limit depends only on the total number of registrants. [12] [13] The prefix may be further subdivided with periods, like 10.NNNN.N. [14]

For example, in the DOI name 10.1000/182, the prefix is 10.1000 and the suffix is 182. The "10" part of the prefix distinguishes the handle as part of the DOI namespace, as opposed to some other Handle System namespace, [upper-alpha 1] and the characters 1000 in the prefix identify the registrant; in this case the registrant is the International DOI Foundation itself. 182 is the suffix, or item ID, identifying a single object (in this case, the latest version of the DOI Handbook).

DOI names can identify creative works (such as texts, images, audio or video items, and software) in both electronic and physical forms, performances, and abstract works [15] such as licenses, parties to a transaction, etc.

The names can refer to objects at varying levels of detail: thus DOI names can identify a journal, an individual issue of a journal, an individual article in the journal, or a single table in that article. The choice of level of detail is left to the assigner, but in the DOI system it must be declared as part of the metadata that is associated with a DOI name, using a data dictionary based on the indecs Content Model.

Display

The official DOI Handbook explicitly states that DOIs should display on screens and in print in the format doi:10.1000/182. [16]

Contrary to the DOI Handbook, CrossRef, a major DOI registration agency, recommends displaying a URL (for example, https://doi.org/10.1000/182) instead of the officially specified format (for example, doi:10.1000/182 ) [17] [18] This URL is persistent (there is a contract that ensures persistence in the DOI.ORG domain), so it is a PURL—providing the location of an HTTP proxy server which will redirect web accesses to the correct online location of the linked item. [9] [19]

The CrossRef recommendation is primarily based on the assumption that the DOI is being displayed without being hyperlinked to its appropriate URL—the argument being that without the hyperlink it is not as easy to copy-and-paste the full URL to actually bring up the page for the DOI, thus the entire URL should be displayed, allowing people viewing the page containing the DOI to copy-and-paste the URL, by hand, into a new window/tab in their browser in order to go to the appropriate page for the document the DOI represents. [20]

Since DOI is a namespace within the Handle System, it is semantically correct to represent it as the URI info:doi/10.1000/182.

Content

Major content of the DOI system currently includes:

In the Organisation for Economic Co-operation and Development's publication service OECD iLibrary, each table or graph in an OECD publication is shown with a DOI name that leads to an Excel file of data underlying the tables and graphs. Further development of such services is planned. [22]

Other registries include Crossref and the multilingual European DOI Registration Agency (mEDRA). [23] Since 2015, RFCs can be referenced as doi:10.17487/rfc.... [24]

Features and benefits

The IDF designed the DOI system to provide a form of persistent identification, in which each DOI name permanently and unambiguously identifies the object to which it is associated (although when the publisher of a journal changes, sometimes all the DOIs will be changed, with the old DOIs no longer working). It also associates metadata with objects, allowing it to provide users with relevant pieces of information about the objects and their relationships. Included as part of this metadata are network actions that allow DOI names to be resolved to web locations where the objects they describe can be found. To achieve its goals, the DOI system combines the Handle System and the indecs Content Model with a social infrastructure.

The Handle System ensures that the DOI name for an object is not based on any changeable attributes of the object such as its physical location or ownership, that the attributes of the object are encoded in its metadata rather than in its DOI name, and that no two objects are assigned the same DOI name. Because DOI names are short character strings, they are human-readable, may be copied and pasted as text, and fit into the URI specification. The DOI name-resolution mechanism acts behind the scenes, so that users communicate with it in the same way as with any other web service; it is built on open architectures, incorporates trust mechanisms, and is engineered to operate reliably and flexibly so that it can be adapted to changing demands and new applications of the DOI system. [25] DOI name-resolution may be used with OpenURL to select the most appropriate among multiple locations for a given object, according to the location of the user making the request. [26] However, despite this ability, the DOI system has drawn criticism from librarians for directing users to non-free copies of documents, that would have been available for no additional fee from alternative locations. [27]

The indecs Content Model as used within the DOI system associates metadata with objects. A small kernel of common metadata is shared by all DOI names and can be optionally extended with other relevant data, which may be public or restricted. Registrants may update the metadata for their DOI names at any time, such as when publication information changes or when an object moves to a different URL.

The International DOI Foundation (IDF) oversees the integration of these technologies and operation of the system through a technical and social infrastructure. The social infrastructure of a federation of independent registration agencies offering DOI services was modelled on existing successful federated deployments of identifiers such as GS1 and ISBN.

Comparison with other identifier schemes

A DOI name differs from commonly used Internet pointers to material, such as the Uniform Resource Locator (URL), in that it identifies an object itself as a first-class entity, rather than the specific place where the object is located at a certain time. It implements the Uniform Resource Identifier (Uniform Resource Name) concept and adds to it a data model and social infrastructure. [28]

A DOI name also differs from standard identifier registries such as the ISBN, ISRC, etc. The purpose of an identifier registry is to manage a given collection of identifiers, whereas the primary purpose of the DOI system is to make a collection of identifiers actionable and interoperable, where that collection can include identifiers from many other controlled collections. [29]

The DOI system offers persistent, semantically interoperable resolution to related current data and is best suited to material that will be used in services outside the direct control of the issuing assigner (e.g., public citation or managing content of value). It uses a managed registry (providing social and technical infrastructure). It does not assume any specific business model for the provision of identifiers or services and enables other existing services to link to it in defined ways. Several approaches for making identifiers persistent have been proposed. The comparison of persistent identifier approaches is difficult because they are not all doing the same thing. Imprecisely referring to a set of schemes as "identifiers" does not mean that they can be compared easily. Other "identifier systems" may be enabling technologies with low barriers to entry, providing an easy to use labeling mechanism that allows anyone to set up a new instance (examples include Persistent Uniform Resource Locator (PURL), URLs, Globally Unique Identifiers (GUIDs), etc.), but may lack some of the functionality of a registry-controlled scheme and will usually lack accompanying metadata in a controlled scheme. The DOI system does not have this approach and should not be compared directly to such identifier schemes. Various applications using such enabling technologies with added features have been devised that meet some of the features offered by the DOI system for specific sectors (e.g., ARK).

A DOI name does not depend on the object's location and, in this way, is similar to a Uniform Resource Name (URN) or PURL but differs from an ordinary URL. URLs are often used as substitute identifiers for documents on the Internet although the same document at two different locations has two URLs. By contrast, persistent identifiers such as DOI names identify objects as first class entities: two instances of the same object would have the same DOI name.

Resolution

DOI name resolution is provided through the Handle System, developed by Corporation for National Research Initiatives, and is freely available to any user encountering a DOI name. Resolution redirects the user from a DOI name to one or more pieces of typed data: URLs representing instances of the object, services such as e-mail, or one or more items of metadata. To the Handle System, a DOI name is a handle, and so has a set of values assigned to it and may be thought of as a record that consists of a group of fields. Each handle value must have a data type specified in its <type> field, which defines the syntax and semantics of its data. While a DOI persistently and uniquely identifies the object to which it is assigned, DOI resolution may not be persistent, due to technical and administrative issues.

To resolve a DOI name, it may be input to a DOI resolver, such as doi.org.

Another approach, which avoids typing or cutting-and-pasting into a resolver is to include the DOI in a document as a URL which uses the resolver as an HTTP proxy, such as https://doi.org/ (preferred) [30] or http://dx.doi.org/, both of which support HTTPS. For example, the DOI 10.1000/182 can be included in a reference or hyperlink as https://doi.org/10.1000/182 . This approach allows users to click on the DOI as a normal hyperlink. Indeed, as previously mentioned, this is how CrossRef recommends that DOIs always be represented (preferring HTTPS over HTTP), so that if they are cut-and-pasted into other documents, emails, etc., they will be actionable.

Other DOI resolvers and HTTP Proxies include the Handle System and PANGAEA. At the beginning of the year 2016, a new class of alternative DOI resolvers was started by http://doai.io. This service is unusual in that it tries to find a non-paywalled (often author archived) version of a title and redirects the user to that instead of the publisher's version. [31] [32] Since then, other open-access favoring DOI resolvers have been created, notably https://oadoi.org/ in October 2016 [33] (later Unpaywall). While traditional DOI resolvers solely rely on the Handle System, alternative DOI resolvers first consult open access resources such as BASE (Bielefeld Academic Search Engine). [31] [33]

An alternative to HTTP proxies is to use one of a number of add-ons and plug-ins for browsers, thereby avoiding the conversion of the DOIs to URLs, [34] which depend on domain names and may be subject to change, while still allowing the DOI to be treated as a normal hyperlink. A disadvantage of this approach for publishers is that, at least at present, most users will be encountering the DOIs in a browser, mail reader, or other software which does not have one of these plug-ins installed.

IDF organizational structure

Logo of the foundation DOI Foundation.svg
Logo of the foundation

The International DOI Foundation (IDF), a non-profit organisation created in 1998, is the governance body of the DOI system. [35] It safeguards all intellectual property rights relating to the DOI system, manages common operational features, and supports the development and promotion of the DOI system. The IDF ensures that any improvements made to the DOI system (including creation, maintenance, registration, resolution and policymaking of DOI names) are available to any DOI registrant. It also prevents third parties from imposing additional licensing requirements beyond those of the IDF on users of the DOI system.

The IDF is controlled by a Board elected by the members of the Foundation, with an appointed Managing Agent who is responsible for co-ordinating and planning its activities. Membership is open to all organizations with an interest in electronic publishing and related enabling technologies. The IDF holds annual open meetings on the topics of DOI and related issues.

Registration agencies, appointed by the IDF, provide services to DOI registrants: they allocate DOI prefixes, register DOI names, and provide the necessary infrastructure to allow registrants to declare and maintain metadata and state data. Registration agencies are also expected to actively promote the widespread adoption of the DOI system, to cooperate with the IDF in the development of the DOI system as a whole, and to provide services on behalf of their specific user community. A list of current RAs is maintained by the International DOI Foundation. The IDF is recognized as one of the federated registrars for the Handle System by the DONA Foundation (of which the IDF is a board member), and is responsible for assigning Handle System prefixes under the top-level 10 prefix. [36]

Registration agencies generally charge a fee to assign a new DOI name; parts of these fees are used to support the IDF. The DOI system overall, through the IDF, operates on a not-for-profit cost recovery basis.

Standardization

The DOI system is an international standard developed by the International Organization for Standardization in its technical committee on identification and description, TC46/SC9. [37] The Draft International Standard ISO/DIS 26324, Information and documentation – Digital Object Identifier System met the ISO requirements for approval. The relevant ISO Working Group later submitted an edited version to ISO for distribution as an FDIS (Final Draft International Standard) ballot, [38] which was approved by 100% of those voting in a ballot closing on 15 November 2010. [39] The final standard was published on 23 April 2012. [1]

DOI is a registered URI under the info URI scheme specified by IETF RFC   4452. info:doi/ is the infoURI Namespace of Digital Object Identifiers. [40]

The DOI syntax is a NISO standard, first standardised in 2000, ANSI/NISO Z39.84-2005 Syntax for the Digital Object Identifier. [41]

The maintainers of the DOI system have deliberately not registered a DOI namespace for URNs, stating that:

URN architecture assumes a DNS-based Resolution Discovery Service (RDS) to find the service appropriate to the given URN scheme. However no such widely deployed RDS schemes currently exist.... DOI is not registered as a URN namespace, despite fulfilling all the functional requirements, since URN registration appears to offer no advantage to the DOI System. It requires an additional layer of administration for defining DOI as a URN namespace (the string urn:doi:10.1000/1 rather than the simpler doi:10.1000/1) and an additional step of unnecessary redirection to access the resolution service, already achieved through either http proxy or native resolution. If RDS mechanisms supporting URN specifications become widely available, DOI will be registered as a URN.

See also

Notes

  1. Other registries are identified by other strings at the start of the prefix.

Related Research Articles

<span class="mw-page-title-main">Dublin Core</span> Standardized set of metadata elements

The Dublin Core, also known as the Dublin Core Metadata Element Set (DCMES), is a set of fifteen main metadata items for describing digital or physical resources. It was the first metadata standard for describing web content. The Dublin Core Metadata Initiative (DCMI) is responsible for formulating the Dublin Core; DCMI is a project of the Association for Information Science and Technology (ASIS&T), a non-profit organization.

A Uniform Resource Identifier (URI) is a unique sequence of characters that identifies an abstract or physical resource, such as resources on a webpage, mail address, phone number, books, real-world objects such as people and places, concepts. URIs are used to identify anything described using the Resource Description Framework (RDF), for example, concepts that are part of an ontology defined using the Web Ontology Language (OWL), and people who are described using the Friend of a Friend vocabulary would each have an individual URI.

<span class="mw-page-title-main">ISSN</span> Serial number used to identify a periodical publication

An International Standard Serial Number (ISSN) is an eight-digit serial number used to uniquely identify a serial publication (periodical), such as a magazine. The ISSN is especially helpful in distinguishing between serials with the same title. ISSNs are used in ordering, cataloging, interlibrary loans, and other practices in connection with serial literature.

A Uniform Resource Name (URN) is a Uniform Resource Identifier (URI) that uses the urn scheme. URNs are globally unique persistent identifiers assigned within defined namespaces so they will be available for a long period of time, even after the resource which they identify ceases to exist or becomes unavailable. URNs cannot be used to directly locate an item and need not be resolvable, as they are simply templates that another parser may use to find an item.

<span class="mw-page-title-main">Electronic Product Code</span> Universal identifier for physical object

The Electronic Product Code (EPC) is designed as a universal identifier that provides a unique identity for every physical object anywhere in the world, for all time. The EPC structure is defined in the EPCglobal Tag Data Standard, which is a freely available standard. The canonical representation of an EPC is a URI, namely the 'pure-identity URI' representation that is intended for use when referring to a specific physical object in communications about EPCs among information systems and business application software.

<span class="mw-page-title-main">Magnet URI scheme</span> Scheme that defines the format of magnet links

Magnet is a URI scheme that defines the format of magnet links, a de facto standard for identifying files (URN) by their content, via cryptographic hash value rather than by their location.

A persistent uniform resource locator (PURL) is a uniform resource locator (URL) that is used to redirect to the location of the requested web resource. PURLs redirect HTTP clients using HTTP status codes.

XML namespaces are used for providing uniquely named elements and attributes in an XML document. They are defined in a W3C recommendation. An XML instance may contain element or attribute names from more than one XML vocabulary. If each vocabulary is given a namespace, the ambiguity between identically named elements or attributes can be resolved.

Life Science Identifiers are a way to name and locate pieces of information on the web. Essentially, an LSID is a unique identifier for some data, and the LSID protocol specifies a standard way to locate the data. They are a little like DOIs used by many publishers.

The Serial Item and Contribution Identifier (SICI) was a code used to uniquely identify specific volumes, articles or other identifiable parts of a serial. It was "intended primarily for use by those members of the bibliographic community involved in the use or management of serial titles and their contributions". Developed over 1993–1995, NISO adopted SICI as a standard in 1996, then reaffirmed it in 2002. It was withdrawn in 2012.

<span class="mw-page-title-main">Crossref</span> Organization

Crossref is a nonprofit open digital infrastructure organisation for the global scholarly research community. Uniquely and persistently recording and connecting knowledge through open metadata and identifiers for all research objects such as grants and articles. It is the largest digital object identifier (DOI) Registration Agency of the International DOI Foundation. It has 19,000 members from 150 countries representing publishers, libraries, research institutions, and funders and was launched in early 2000 as a cooperative effort among publishers to enable persistent cross-platform citation linking in online academic journals. As of July 2023, Crossref identifies and connects 150 million records of metadata about research objects made openly available for reuse without restriction. They facilitate an average of 1.1 billion DOI resolutions every month, and they see 1 billion queries of the metadata every month.

In computing, info is a Uniform Resource Identifier (URI) scheme which enables identifiers from public namespaces to be represented as URIs, when they would otherwise have no canonical URL form, such as Library of Congress identifiers, Handle System handles, and Digital object identifiers.

The Handle System is the Corporation for National Research Initiatives's proprietary registry assigning persistent identifiers, or handles, to information resources, and for resolving "those handles into the information necessary to locate, access, and otherwise make use of the resources".

<span class="mw-page-title-main">Archival Resource Key</span> Form of URLs used as persistent identifiers

An Archival Resource Key (ARK) is a multi-purpose URL suited to being a persistent identifier for information objects of any type. It is widely used by libraries, data centers, archives, museums, publishers, and government agencies to provide reliable references to scholarly, scientific, and cultural objects. In 2019 it was registered as a Uniform Resource Identifier (URI).

<span class="mw-page-title-main">ORCID</span> Code to uniquely identify scientific and other academic authors

The ORCID is a nonproprietary alphanumeric code to uniquely identify authors and contributors of scholarly communication as well as ORCID's website and services to look up authors and their bibliographic output.

An Extensible Resource Identifier (XRI) is a scheme and resolution protocol for abstract identifiers compatible with Uniform Resource Identifiers (URI) and Internationalized Resource Identifiers (IRI), developed by the XRI Technical Committee at OASIS. The goal of XRI was a standard syntax and discovery format for abstract, structured identifiers that are domain-, location-, application-, and transport-independent, so they can be shared across any number of domains, directories, and interaction protocols.

The Entertainment Identifier Registry, or EIDR, is a global unique identifier system for a broad array of audiovisual objects, including motion pictures, television, and radio programs. The identification system resolves an identifier to a metadata record that is associated with top-level titles, edits, DVDs, encodings, clips, and mashups. EIDR also provides identifiers for video service providers, such as broadcast and cable networks.

<span class="mw-page-title-main">Persistent identifier</span> Long-lasting digital name

A persistent identifier is a long-lasting reference to a document, file, web page, or other object.

<span class="mw-page-title-main">MIRIAM Registry</span>

The MIRIAM Registry, a by-product of the MIRIAM Guidelines, is a database of namespaces and associated information that is used in the creation of uniform resource identifiers. It contains the set of community-approved namespaces for databases and resources serving, primarily, the biological sciences domain. These shared namespaces, when combined with 'data collection' identifiers, can be used to create globally unique identifiers for knowledge held in data repositories. For more information on the use of URIs to annotate models, see the specification of SBML Level 2 Version 2.

Identifiers.org is a project providing stable and perennial identifiers for data records used in the Life Sciences. The identifiers are provided in the form of Uniform Resource Identifiers (URIs). Identifiers.org is also a resolving system, that relies on collections listed in the MIRIAM Registry to provide direct access to different instances of the identified records.

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