Balto-Slavic | |
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Balto-Slavonic | |
Ethnicity | Balts and Slavs |
Geographic distribution | Northern Europe, Eastern Europe, Central Europe, Southeast Europe and Northern Asia |
Linguistic classification | Indo-European
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Early form | |
Proto-language | Proto-Balto-Slavic |
Subdivisions | |
Language codes | |
Glottolog | balt1263 |
Countries where the national language is: Eastern Baltic Eastern Slavic Southern Slavic Western Slavic |
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Indo-European topics |
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The Balto-Slavic languages form a branch of the Indo-European family of languages, traditionally comprising the Baltic and Slavic languages. Baltic and Slavic languages share several linguistic traits not found in any other Indo-European branch, [1] which points to a period of common development and origin. [2]
A Proto-Balto-Slavic language is reconstructable by the comparative method, descending from Proto-Indo-European by means of well-defined sound laws, and from which modern Slavic and Baltic languages descended. One particularly innovative dialect separated from the Balto-Slavic dialect continuum and became ancestral to the Proto-Slavic language, from which all Slavic languages descended. [3]
While the notion of a Balto-Slavic unity was previously contested largely due to political controversies, there is now a general consensus among academic specialists in Indo-European linguistics that Baltic and Slavic languages comprise a single branch of the Indo-European language family, with only some minor details of the nature of their relationship remaining in contention. [4]
The nature of the relationship of the Balto-Slavic languages has been the subject of much discussion from the very beginning of historical Indo-European linguistics as a scientific discipline. A few are more intent on explaining the similarities between the two groups not in terms of a linguistically "genetic" relationship, but by language contact and dialectal closeness in the Proto-Indo-European period.
Baltic and Slavic share many close phonological, lexical, morphosyntactic and accentological similarities (listed below). The early Indo-Europeanists Rasmus Rask and August Schleicher (1861) proposed a simple solution: From Proto-Indo-European descended Balto-German-Slavonic language, out of which Proto-Balto-Slavic (later split into Proto-Baltic and Proto-Slavic) and Germanic emerged. [5] [6] Schleicher's proposal was taken up and refined by Karl Brugmann, who listed eight innovations as evidence for a Balto-Slavic branch in the Grundriss der vergleichenden Grammatik der indogermanischen Sprachen ("Outline of the Comparative Grammar of the Indo-Germanic Languages"). [7] The Latvian linguist Jānis Endzelīns thought, however, that any similarities among Baltic and Slavic languages resulted from intensive language contact, i.e. that they were not genetically more closely related and that there was no common Proto-Balto-Slavic language. Antoine Meillet (1905, 1908, 1922, 1925, 1934), a French linguist, in reaction to Brugmann's hypothesis, propounded a view according to which all similarities of Baltic and Slavic occurred accidentally, by independent parallel development, and that there was no Proto-Balto-Slavic language. In turn, the Polish linguist Rozwadowski suggests that the similarities among Baltic and Slavic languages are a result of both a genetic relationship and later language contact. Thomas Olander corroborates the claim of genetic relationship in his research in the field of comparative Balto-Slavic accentology. [8]
Even though some linguists still reject a genetic relationship, most scholars accept that Baltic and Slavic languages experienced a period of common development. This view is also reflected in most modern standard textbooks on Indo-European linguistics. [9] [10] [11] [12] Gray and Atkinson's (2003) application of language-tree divergence analysis supports a genetic relationship between the Baltic and Slavic languages, dating the split of the family to about 1400 BCE. [13]
The traditional division into two distinct sub-branches (i.e. Slavic and Baltic) is mostly upheld by scholars who accept Balto-Slavic as a genetic branch of Indo-European. [14] [4] [15] There is a general consensus that the Baltic languages can be divided into East Baltic (Lithuanian, Latvian) and West Baltic (Old Prussian). The internal diversity of Baltic points at a much greater time-depth for the breakup of the Baltic languages in comparison to the Slavic languages. [3] [16]
"Traditional" Balto-Slavic tree model
Balto‑Slavic |
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This bipartite division into Baltic and Slavic was first challenged in the 1960s, when Vladimir Toporov and Vyacheslav Ivanov observed that the apparent difference between the "structural models" of the Baltic languages and the Slavic languages is the result of the innovative nature of Proto-Slavic, and that the latter had evolved from an earlier stage which conformed to the more archaic "structural model" of the Proto-Baltic dialect continuum. [17] [18] Frederik Kortlandt (1977, 2018) has proposed that West Baltic and East Baltic are in fact not more closely related to each other than either of them is related to Slavic, and Balto-Slavic therefore can be split into three equidistant branches: East Baltic, West Baltic and Slavic. [19] [20]
Alternative Balto-Slavic tree model
Balto‑Slavic |
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Kortlandt's hypothesis is supported by a number of scholars. [21] [22] [23] Some scholars accept Kortlandt's division into three branches as the default assumption, but believe that there is sufficient evidence to unite East Baltic and West Baltic in an intermediate Baltic node. [24]
The tripartite split is supported by glottochronologic studies by V. V. Kromer, [25] whereas two computer-generated family trees (from the early 2000s) that include Old Prussian have a Baltic node parallel to the Slavic node. [26]
The sudden expansion of Proto-Slavic in the sixth and the seventh century (around 600 CE, uniform Proto-Slavic with minor dialectal differentiation was spoken from Thessaloniki in Greece to Novgorod in Russia[ citation needed ]) is, according to some, connected to the hypothesis that Proto-Slavic was in fact a koiné of the Avar state, i.e. the language of the administration and military rule of the Avar Khaganate in Eastern Europe. [27] In 626, the Slavs, Persians and Avars jointly attacked the Byzantine Empire and participated in the Siege of Constantinople. In that campaign, the Slavs fought under Avar officers. There is an ongoing controversy over whether the Slavs might then have been a military caste under the khaganate rather than an ethnicity. [28] Their language—at first possibly only one local speech—once koinéized, became a lingua franca of the Avar state. This might explain how Proto-Slavic spread to the Balkans and the areas of the Danube basin, [29] and would also explain why the Avars were assimilated so fast, leaving practically no linguistic traces, and that Proto-Slavic was so unusually uniform. However, such a theory fails to explain how Slavic spread to Eastern Europe, an area that had no historical links with the Avar Khanate. [30] That said, the Avar state was later replaced by the definitively Slavic state of Great Moravia, which could have played the same role.
It is also likely that the expansion of Slavic occurred with the assimilation of Iranic-speaking groups such as the Sarmatians, [31] who quickly adopted Proto-Slavic due to speaking related Indo-European satem languages, in much the same way Latin expanded by assimilating the Celtic speakers in continental Western Europe and the Dacians.
That sudden expansion of Proto-Slavic erased most of the idioms of the Balto-Slavic dialect continuum, which left us today with only two groups, Baltic and Slavic (or East Baltic, West Baltic, and Slavic in the minority view). This secession of the Balto-Slavic dialect ancestral to Proto-Slavic is estimated on archaeological and glottochronological criteria to have occurred sometime in the period 1500–1000 BCE. [32] Hydronymic evidence suggests that Baltic languages were once spoken in much wider territory than the one they cover today, all the way to Moscow, and were later replaced by Slavic. [33]
The degree of relationship of the Baltic and Slavic languages is indicated by a series of common innovations not shared with other Indo-European languages, and by the relative chronology of these innovations which can be established. The Baltic and Slavic languages also share some inherited words. These are either not found at all in other Indo-European languages (except when borrowed) or are inherited from Proto-Indo-European but have undergone identical changes in meaning when compared to other Indo-European languages. [34] This indicates that the Baltic and Slavic languages share a period of common development, the Proto-Balto-Slavic language.
Common Balto-Slavic innovations include several other changes, which are also shared by several other Indo-European branches. These are therefore not direct evidence for the existence of a common Balto-Slavic family, but they do corroborate it.
Some examples of words shared among most or all Balto-Slavic languages:
Despite lexical developments exclusive to Balto-Slavic and otherwise showing evidence for a stage of common development, there are considerable differences between the vocabularies of Baltic and Slavic. Rozwadowski noted that every semantic field contains core vocabulary that is etymologically different between the two branches. Andersen prefers a dialect continuum model where the northernmost dialects developed into Baltic and the southernmost dialects into Slavic (with Slavic later absorbing any intermediate idioms during its expansion). Andersen thinks that different neighboring and substratum languages might have contributed to the differences in basic vocabulary. [39]
Lithuanian linguist and scholar Antanas Klimas has criticized Oswald Szemerényi's arguments, which are in favour of the Balto-Slavic theory. His counterarguments regarding the plausible phonetic, phonological and morphological similarities between the Baltic and Slavic languages had scrutinized the arguments of O. Szemerényi and concluded the following: [40]
He had also noted that:
Vyacheslav Ivanov noted that syllabic sonants in Baltic, Slavic and Germanic languages have changed to an equal degree. [45] According to Vladimir I. Georgiev, similar changes in Indo-European liquids and nasals, as in the case of Baltic and Slavic languages, can also be found in Tocharian and Indo-Iranian, with Vedic Sanskrit possessing compounds ir and ur, for instance. [46] In addition, Walter Porzig argued that the aforementioned changes in syllabic sonants cannot be applied when classifying any Indo-European languages since they only indicate mutual interaction between them. [47] Tadeusz Milewski, who rejected the Balto-Slavic grouping, believed that mixed diphthongs in Proto-Slavic can be directly derived from the Indo-European syllabic sonants. [48] Roman Sukač noted that the Winter’s law applies to the Albanian language as well. [49]
Regarding the systemic changes of suffixes in Baltic and Slavic languages, Russian linguist Anzhelika Dubasova notices that in both cases the following happened: aspirated voiced consonants turned into generic voiced consonants (e.g. *gʰ > *g), iotation (e.g. *d > *di̯ > *dj), palatalization, and later on—the assimilation, dissimilation, metathesis as well as the fallout of some consonants in some instances. According to Dubasova, the aforementioned sequence of common changes in both language groups can be an indication of a special relationship between Baltic and Slavic languages but before making such conclusions it is crucial to scrutinize the basis, consequences and intensity of these processes. [50]
For instance, Dubasova emphasizes that there are core differences when it comes to iotation in Baltic and Slavic languages, which is something other scientists had noticed in the past. In fact, there are differences in iotation between Baltic languages themselves, which probably means that this process began after the split of Proto-Baltic while Proto-Slavic is already known to have iotation. [50] With regard to palatalization, Dubasova notices that it is a trivial phonetic change and it cannot be seen as evidence of a genetic link between Baltic and Slavic languages, especially when taking the core palatalization differences in both language groups. [51] She also concludes that researchers face great difficulties when reconstructing the phonological system of the Proto-Baltic mostly due to the problematic nature of examining Old Prussian and contrasting views of researchers. [52]
In terms of palatalization similarities between Latvian and Slavic languages, Dubasova notes that the reasons behind the changes of consonants before certain vowels or the lack of them are different. [53] In her work on the assimilation of voiced and voiceless consonants, she states that such assimilation already happened in the Proto-Slavic language, which was caused by the fallout of reduced vowels, while in the Proto-Baltic language vowel reduction is not being reconstructed. This shows the different nature of assimilation in Baltic languages. [54]
When analyzing the dropping of consonants at the end of a word, she claims that in Proto-Slavic this process was a consequence of a general tendency but in Baltic languages, the endings of consonants were not dropped at all. [55] According to the linguist, metathesis in the Proto-Baltic was an independent phenomenon that, unlike in the case of Proto-Slavic, is not connected with the open syllable principle (in the Baltic languages such a principle did not and does not exist to this day). When evaluating the gemination (the fadeaway of consonant lengthening) Dubasova emphasizes that linguists do not have a consensus on this: some interpret this as an independent process while some believe it to be a common genetic deviation. [56] Dubasova presents the opinions of other specialists about the system of consonants and even though she notes that there is no common ground regarding this, the linguist draws attention to the alveolar and dental consonant differences that Baltic and Slavic languages possess. [56] In conclusion, Dubasova states:
The examples of previously discussed factors reveal that Slavic and Baltic languages "had put an emphasis" on different ways of reorganization, and used various [linguistic] tools irregularly; all changes despite their similarities in Baltic and Slavic languages are independent processes, which have a different basis and consequences. So, it is more logical to talk about the independent evolution from the very beginning rather than "separation" without postulating the idea of a common Proto-Balto-Slavic language. [57]
The opponents of the Balto-Slavic theory had presented morphological properties that, according to them, suggest that the Proto-Balto-Slavic language did not exist:
Critics have noted that many linguistic innovations commonly presented as evidence for exclusive genetic ties between Baltic and Slavic languages can be observed in other language groups, apply to only several languages in question, or might be cases of anachronism:
Samuil Bernstein claimed that when examining the lexicon of both language groups, it is important to separate the common heritage and vocabulary innovations of the Proto-Indo-European language from the ones that formed during the contact of Baltic and Slavic languages, which is something Reinhold Trautmann had failed to do. In his Balto-Slavic Dictionary (German: Baltisch–slavisches Wörterbuch), published in 1923, Trautmann presents 1,700 common words but more than 75% of the given vocabulary is not unique to Baltic and Slavic languages as these words can be found in other Indo-European languages, they unite only some of the Baltic or Slavic languages or only belong to one specific language. [67] [68]
The opposing linguists of the genetic relationship between Baltic and Slavic languages like Oleg Trubachyov also note that there are notable lexicon and semantic differences that date back to very old times. [44] They emphasize that the most fundamental concepts such as egg, to beat, suffering, girl, oak, chop, pigeon, god, guest, or forger are named differently in Baltic and Slavic languages. [44] According to Zigmas Zinkevičius, the Baltic and Slavic dictionary of differences would be far more impressive than a dictionary of commonalities. [68] Professor Antanas Salys argued that the Proto-Balto-Slavic or Balto-Slavic groupings are not plausible since there are no known traces of any intermediate dialects that should have emerged once Baltic and Slavic languages began splitting from one another. [69] Based on the higher concentration of appellatives that occur in all three Slavic language groups in Carpathia, Jürgen Udolf argued that early Slavs did not originate from the same area as the Balts in the Dnieper Basin, but most likely came from the northeast slope or foothills of Galicia, Carpathian Mountains. [70] Their proto-area probably existed between Zakopane in the west and Bukovina in the east, an area of about 300 km in west-east direction and about 50 to 150 km in a north-south direction. [71] In addition, further findings by Jürgen Udolph and Jan Otrębski into Baltic and Slavic hydronims suggest that there were no prior contacts between the two groups until the 7th or 8th century AD, which fails to witness the existence of a common linguistic ancestor as the differences prove to be too great. [72] [73]
In 1908, Antoine Meillet published a book called Indo-European Dialects (French: Les dialectes indo-europeens) where he criticised the arguments made by Karl Brugman regarding the existence of the Proto-Balto-Slavic by presenting eight counterarguments and formulating a conception on independent Baltic and Slavic linguistic development. [74] [75] [76]
Those scholars who accept the Balto-Slavic hypothesis attribute the large number of close similarities in the vocabulary, grammar, and sound systems of the Baltic and Slavic languages to development from a common ancestral language after the breakup of Proto-Indo-European. Those scholars who reject the hypothesis believe that the similarities are the result of parallel development and of mutual influence during a long period of contact.
It has always been a riddle how it came about that the Slavic and Baltic languages, while sufficiently similar to suggest a common origin ("Proto-Balto-Slavic"), and developing side by side for thousands of years under natural and technological conditions that must have been fairly similar, came to be so different. Leaving the similarities of structure aside and considering just the lexicon, there are indeed several hundred lexemes in Common Slavic that have etymological equivalents or near-equivalents in Baltic. On the other hand, however, there is not a single semantic field in which there are not deep differences in the corresponding lexis.
The Baltic languages are a branch of the Indo-European language family spoken natively or as a second language by a population of about 6.5–7.0 million people mainly in areas extending east and southeast of the Baltic Sea in Europe. Together with the Slavic languages, they form the Balto-Slavic branch of the Indo-European family.
The Indo-European languages are a language family native to the overwhelming majority of Europe, the Iranian plateau, and the northern Indian subcontinent. Some European languages of this family—English, French, Portuguese, Russian, Dutch, and Spanish—have expanded through colonialism in the modern period and are now spoken across several continents. The Indo-European family is divided into several branches or sub-families, of which there are eight groups with languages still alive today: Albanian, Armenian, Balto-Slavic, Celtic, Germanic, Hellenic, Indo-Iranian, and Italic; another nine subdivisions are now extinct.
The Slavic languages, also known as the Slavonic languages, are Indo-European languages spoken primarily by the Slavic peoples and their descendants. They are thought to descend from a proto-language called Proto-Slavic, spoken during the Early Middle Ages, which in turn is thought to have descended from the earlier Proto-Balto-Slavic language, linking the Slavic languages to the Baltic languages in a Balto-Slavic group within the Indo-European family.
Lithuanian is an East Baltic language belonging to the Baltic branch of the Indo-European language family. It is the language of Lithuanians and the official language of Lithuania as well as one of the official languages of the European Union. There are approximately 2.8 million native Lithuanian speakers in Lithuania and about 1 million speakers elsewhere. Around half a million inhabitants of Lithuania of non-Lithuanian background speak Lithuanian daily as a second language.
Proto-Indo-European (PIE) is the reconstructed common ancestor of the Indo-European language family. No direct record of Proto-Indo-European exists; its proposed features have been derived by linguistic reconstruction from documented Indo-European languages.
The ruki sound law, also known as the ruki rule or iurk rule, is a historical sound change that took place in the satem branches of the Indo-European language family, namely in Balto-Slavic, Armenian, and Indo-Iranian. According to this sound law, an original *s changed to *š after the consonants *r, *k, *g, *gʰ and the semi-vowels *w (*u̯) and *y (*i̯), as well as the syllabic allophones *r̥, *i, and *u:
Russian is an East Slavic language of the Indo-European family. All Indo-European languages are descendants of a single prehistoric language, reconstructed as Proto-Indo-European, spoken sometime in the Neolithic era. Although no written records remain, much of the culture and religion of the Proto-Indo-European people can also be reconstructed based on their daughter cultures traditionally and continuing to inhabit most of Europe and South Asia, areas to where the Proto-Indo-Europeans migrated from their original homeland.
The history of the Slavic languages stretches over 3000 years, from the point at which the ancestral Proto-Balto-Slavic language broke up into the modern-day Slavic languages which are today natively spoken in Eastern, Central and Southeastern Europe as well as parts of North Asia and Central Asia.
The glottalic theory is that Proto-Indo-European had ejective or otherwise non-pulmonic stops, *pʼ *tʼ *kʼ, instead of the plain voiced ones, *b *d *ɡ as hypothesized by the usual Proto-Indo-European phonological reconstructions.
Proto-Balto-Slavic is a reconstructed hypothetical proto-language descending from Proto-Indo-European (PIE). From Proto-Balto-Slavic, the later Balto-Slavic languages are thought to have developed, composed of the Baltic and Slavic sub-branches, and including modern Lithuanian, Polish, Russian and Serbo-Croatian, among others.
Proto-Baltic is the unattested, reconstructed ancestral proto-language of all Baltic languages. It is not attested in writing, but has been partly reconstructed through the comparative method by gathering the collected data on attested Baltic and other Indo-European languages. It represents the common Baltic speech that approximately was spoken between the 3rd millennium BC and ca. 5th century BC, after which it began dividing into West and East Baltic languages. Proto-Baltic is thought to have been a fusional language and is associated with the Corded Ware and Trzciniec cultures.
As the Proto-Indo-European language (PIE) broke up, its sound system diverged as well, as evidenced in various sound laws associated with the daughter Indo-European languages. Especially notable is the palatalization that produced the satem languages, along with the associated ruki sound law. Other notable changes include:
Kluge's law is a controversial Proto-Germanic sound law formulated by Friedrich Kluge. It purports to explain the origin of the Proto-Germanic long consonants *kk, *tt, and *pp as originating in the assimilation of *n to a preceding voiced plosive consonant, under the condition that the *n was part of a suffix which was stressed in the ancestral Proto-Indo-European (PIE). The name "Kluge's law" was coined by Kauffmann (1887) and revived by Frederik Kortlandt (1991). As of 2006, this law has not been generally accepted by historical linguists.
Hirt's law or Hirt–Illich-Svitych's law, named after Hermann Hirt, who originally postulated it in 1895, is a Balto-Slavic sound law that triggered the retraction of the accent under certain conditions.
Christian Schweigaard Stang was a Norwegian linguist, Slavicist and Balticist, professor in Balto-Slavic languages at the University of Oslo from 1938 until shortly before his death. He specialized in the study of Lithuanian and was highly regarded in Lithuania.
Rick Derksen is a Dutch linguist and Indo-Europeanist at the University of Leiden who specializes in Balto-Slavic historical linguistics with an emphasis on accentology and etymology.
Languages of the Indo-European family are classified as either centum languages or satem languages according to how the dorsal consonants of the reconstructed Proto-Indo-European language (PIE) developed. An example of the different developments is provided by the words for "hundred" found in the early attested Indo-European languages. In centum languages, they typically began with a sound, but in satem languages, they often began with.
Proto-Slavic is the unattested, reconstructed proto-language of all Slavic languages. It represents Slavic speech approximately from the 2nd millennium BC through the 6th century AD. As with most other proto-languages, no attested writings have been found; scholars have reconstructed the language by applying the comparative method to all the attested Slavic languages and by taking into account other Indo-European languages.
This glossary gives a general overview of the various sound laws that have been formulated by linguists for the various Indo-European languages. A concise description is given for each rule; more details are given in their respective articles.
The Proto-Slavic language, the hypothetical ancestor of the modern-day Slavic languages, developed from the ancestral Proto-Balto-Slavic language, which is the parent language of the Balto-Slavic languages. The first 2,000 years or so consist of the pre-Slavic era, a long period during which none of the later dialectal differences between Slavic languages had yet emerged. The last stage in which the language remained without internal differences that later characterize different Slavic languages can be dated around AD 500 and is sometimes termed Proto-Slavic proper or Early Common Slavic. Following this is the Common Slavic period, during which the first dialectal differences appeared but the entire Slavic-speaking area continued to function as a single language, with sound changes tending to spread throughout the entire area. By around 1000, the area had broken up into separate East Slavic, West Slavic and South Slavic languages, and in the following centuries it broke up further into the various modern Slavic languages of which the following are extant: Belarusian, Russian, Rusyn and Ukrainian in the East; Czech, Slovak, Polish, Kashubian and the Sorbian languages in the West, and Bulgarian, Macedonian, Serbo-Croatian and Slovenian in the South.