Klystron

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400 kW klystron used for spacecraft communication at the Canberra Deep Space Communications Complex. This is a spare in storage. Klystron.jpg
400 kW klystron used for spacecraft communication at the Canberra Deep Space Communications Complex. This is a spare in storage.
5 kW klystron tube used as power amplifier in UHF television transmitter, 1952. When installed, the tube projects through holes in the center of the cavity resonators, with the sides of the cavities making contact with the metal rings on the tube. Klystron tube 1952.jpg
5 kW klystron tube used as power amplifier in UHF television transmitter, 1952. When installed, the tube projects through holes in the center of the cavity resonators, with the sides of the cavities making contact with the metal rings on the tube.

A klystron is a specialized linear-beam vacuum tube, invented in 1937 by American electrical engineers Russell and Sigurd Varian, [1] which is used as an amplifier for high radio frequencies, from UHF up into the microwave range. Low-power klystrons are used as oscillators in terrestrial microwave relay communications links, while high-power klystrons are used as output tubes in UHF television transmitters, satellite communication, radar transmitters, and to generate the drive power for modern particle accelerators.

Contents

In a klystron, an electron beam interacts with radio waves as it passes through resonant cavities, metal boxes along the length of a tube. [2] The electron beam first passes through a cavity to which the input signal is applied. The energy of the electron beam amplifies the signal, and the amplified signal is taken from a cavity at the other end of the tube. The output signal can be coupled back into the input cavity to make an electronic oscillator to generate radio waves. The gain of klystrons can be high, 60 dB (one million) or more, with output power up to tens of megawatts, but the bandwidth is narrow, usually a few percent although it can be up to 10% in some devices. [2]

A reflex klystron is an obsolete type in which the electron beam was reflected back along its path by a high potential electrode, used as an oscillator.

The name klystron comes from the Greek verb κλύζω (klyzo) referring to the action of waves breaking against a shore, and the suffix -τρον ("tron") meaning the place where the action happens. [3] The name "klystron" was suggested by Hermann Fränkel, a professor in the classics department at Stanford University when the klystron was under development. [4]

History

The first prototype klystron, manufactured by Westinghouse in 1940. Part of the tube is cut away to show the internal construction. On the left are the cathode and accelerating anode, which create the electron beam. In the center between the wooden supports is the drift tube, surrounded by the two donut-shaped cavity resonators, the "buncher" and the "catcher". The output terminal is visible at top. On the right is the cone shaped collector anode, which absorbs the electrons. It could generate 200 W of power at 40 centimeters (750 MHz) with 50% efficiency. Prototype klystron cutaway.jpg
The first prototype klystron, manufactured by Westinghouse in 1940. Part of the tube is cut away to show the internal construction. On the left are the cathode and accelerating anode, which create the electron beam. In the center between the wooden supports is the drift tube, surrounded by the two donut-shaped cavity resonators, the "buncher" and the "catcher". The output terminal is visible at top. On the right is the cone shaped collector anode, which absorbs the electrons. It could generate 200 W of power at 40 centimeters (750 MHz) with 50% efficiency.

The klystron was the first significantly powerful source of radio waves in the microwave range; before its invention the only sources were the Barkhausen-Kurz tube and split anode magnetron, which were limited to very low power. It was invented by the brothers Russell and Sigurd Varian at Stanford University. Their prototype was completed and demonstrated successfully on August 30, 1937. [5] Upon publication in 1939, [3] news of the klystron immediately influenced the work of US and UK researchers working on radar equipment. The Varians went on to found Varian Associates to commercialize the technology (for example, to make small linear accelerators to generate photons for external beam radiation therapy). Their work was preceded by the description of velocity modulation by A. Arsenjewa-Heil and Oskar Heil (wife and husband) in 1935, though the Varians were probably unaware of the Heils' work. [6]

The work of physicist W.W. Hansen was instrumental in the development of the klystron and was cited by the Varian brothers in their 1939 paper. His resonator analysis, which dealt with the problem of accelerating electrons toward a target, could be used just as well to decelerate electrons (i.e., transfer their kinetic energy to RF energy in a resonator). During the second World War, Hansen lectured at the MIT Radiation labs two days a week, commuting to Boston from Sperry Gyroscope Company on Long Island. His resonator was called a "rhumbatron" by the Varian brothers. [1] Hansen died of beryllium disease in 1949 as a result of exposure to beryllium oxide (BeO).

During the Second World War, the Axis powers relied mostly on (then low-powered and long wavelength) klystron technology for their radar system microwave generation, while the Allies used the far more powerful but frequency-drifting technology of the cavity magnetron for much shorter-wavelength one centimeter microwave generation. Klystron tube technologies for very high-power applications, such as synchrotrons and radar systems, have since been developed.

Right after the war, AT&T used 4 watt klystrons in its brand new network of microwave relay links that covered the US continent. [7] The network provided long distance telephone service and also carried television signals for the major TV networks. Western Union Telegraph Company also built point-to-point microwave communication links using intermediate repeater stations at about 40 mile intervals at that time, using 2K25 reflex klystrons in both the transmitters and receivers.

Operation

Klystrons amplify RF signals by converting the kinetic energy in a DC electron beam into radio frequency power. In a vacuum, a beam of electrons is emitted by a electron gun or thermionic cathode (a heated pellet of low work function material), and accelerated by high-voltage electrodes (typically in the tens of kilovolts).

This beam passes through an input cavity resonator. RF energy has been fed into the input cavity at, or near, its resonant frequency, creating standing waves, which produce an oscillating voltage, which acts on the electron beam. The electric field causes the electrons to "bunch": electrons that pass through when the electric field opposes their motion are slowed, while electrons which pass through when the electric field is in the same direction are accelerated, causing the previously continuous electron beam to form bunches at the input frequency.

To reinforce the bunching, a klystron may contain additional "buncher" cavities.

The beam then passes through a "drift" tube, in which the faster electrons catch up to the slower ones, creating the "bunches", then through a "catcher" cavity.

In the output "catcher" cavity, each bunch enters the cavity at the time in the cycle when the electric field opposes the electrons' motion, decelerating them. Thus the kinetic energy of the electrons is converted to potential energy of the field, increasing the amplitude of the oscillations. The oscillations excited in the catcher cavity are coupled out through a coaxial cable or waveguide.

The spent electron beam, with reduced energy, is captured by a collector electrode.

To make an oscillator, the output cavity can be coupled to the input cavity(s) with a coaxial cable or waveguide. Positive feedback excites spontaneous oscillations at the resonant frequency of the cavities.

Two-cavity klystron

Klystron.enp.gif

The simplest klystron tube is the two-cavity klystron. In this tube there are two microwave cavity resonators, the "catcher" and the "buncher". When used as an amplifier, the weak microwave signal to be amplified is applied to the buncher cavity through a coaxial cable or waveguide, and the amplified signal is extracted from the catcher cavity.

At one end of the tube is the hot cathode which produces electrons when heated by a filament. The electrons are attracted to and pass through an anode cylinder at a high positive potential; the cathode and anode act as an electron gun to produce a high velocity stream of electrons. An external electromagnet winding creates a longitudinal magnetic field along the beam axis which prevents the beam from spreading.

The beam first passes through the "buncher" cavity resonator, through grids attached to each side. The buncher grids have an oscillating AC potential across them, produced by standing wave oscillations within the cavity, excited by the input signal at the cavity's resonant frequency applied by a coaxial cable or waveguide. The direction of the field between the grids changes twice per cycle of the input signal. Electrons entering when the entrance grid is negative and the exit grid is positive encounter an electric field in the same direction as their motion, and are accelerated by the field. Electrons entering a half-cycle later, when the polarity is opposite, encounter an electric field which opposes their motion, and are decelerated.

Beyond the buncher grids is a space called the drift space. This space is long enough so that the accelerated electrons catch up with electrons that were accelerated at an earlier time, forming "bunches" longitudinally along the beam axis. Its length is chosen to allow maximum bunching at the resonant frequency, and may be several feet long.

Klystron oscillator from 1944. The electron gun is on the right, the collector on the left. The two cavity resonators are in center, linked by a short coaxial cable to provide positive feedback. Klystron oscillator 1944.jpg
Klystron oscillator from 1944. The electron gun is on the right, the collector on the left. The two cavity resonators are in center, linked by a short coaxial cable to provide positive feedback.

The electrons then pass through a second cavity, called the "catcher", through a similar pair of grids on each side of the cavity. The function of the catcher grids is to absorb energy from the electron beam. The bunches of electrons passing through excite standing waves in the cavity, which has the same resonant frequency as the buncher cavity. Each bunch of electrons passes between the grids at a point in the cycle when the exit grid is negative with respect to the entrance grid, so the electric field in the cavity between the grids opposes the electrons motion. The electrons thus do work on the electric field, and are decelerated, their kinetic energy is converted to electric potential energy, increasing the amplitude of the oscillating electric field in the cavity. Thus the oscillating field in the catcher cavity is an amplified copy of the signal applied to the buncher cavity. The amplified signal is extracted from the catcher cavity through a coaxial cable or waveguide.

After passing through the catcher and giving up its energy, the lower energy electron beam is absorbed by a "collector" electrode, a second anode which is kept at a small positive voltage.

Klystron oscillator

An electronic oscillator can be made from a klystron tube, by providing a feedback path from output to input by connecting the "catcher" and "buncher" cavities with a coaxial cable or waveguide. When the device is turned on, electronic noise in the cavity is amplified by the tube and fed back from the output catcher to the buncher cavity to be amplified again. Because of the high Q of the cavities, the signal quickly becomes a sine wave at the resonant frequency of the cavities.

Multicavity klystron

In all modern klystrons, the number of cavities exceeds two. Additional "buncher" cavities added between the first "buncher" and the "catcher" may be used to increase the gain of the klystron or to increase the bandwidth. [8]

The residual kinetic energy in the electron beam when it hits the collector electrode represents wasted energy, which is dissipated as heat, which must be removed by a cooling system. Some modern klystrons include depressed collectors, which recover energy from the beam before collecting the electrons, increasing efficiency. Multistage depressed collectors enhance the energy recovery by "sorting" the electrons in energy bins.

Reflex klystron

Low-power Russian reflex klystron from 1963. The cavity resonator from which the output is taken, is attached to the electrodes labeled Externer Resonator. Reflex klystrons are almost obsolete now. ExKlystron.jpg
Low-power Russian reflex klystron from 1963. The cavity resonator from which the output is taken, is attached to the electrodes labeled Externer Resonator. Reflex klystrons are almost obsolete now.
Reflex.sch.enp.svg
cutaway: reflex klystron Varian V-260 model.jpg
cutaway: reflex klystron

The reflex klystron (also known as a Sutton tube after one of its inventors, Robert Sutton) was a low power klystron tube with a single cavity, which functioned as an oscillator. It was used as a local oscillator in some radar receivers and a modulator in microwave transmitters the 1950s and 1960s, but is now obsolete, replaced by semiconductor microwave devices.

In the reflex klystron the electron beam passes through a single resonant cavity. The electrons are fired into one end of the tube by an electron gun. After passing through the resonant cavity they are reflected by a negatively charged reflector electrode for another pass through the cavity, where they are then collected. The electron beam is velocity modulated when it first passes through the cavity. The formation of electron bunches takes place in the drift space between the reflector and the cavity. The voltage on the reflector must be adjusted so that the bunching is at a maximum as the electron beam re-enters the resonant cavity, thus ensuring a maximum of energy is transferred from the electron beam to the RF oscillations in the cavity. The reflector voltage may be varied slightly from the optimum value, which results in some loss of output power, but also in a variation in frequency. This effect is used to good advantage for automatic frequency control in receivers, and in frequency modulation for transmitters. The level of modulation applied for transmission is small enough that the power output essentially remains constant. At regions far from the optimum voltage, no oscillations are obtained at all. [10] There are often several regions of reflector voltage where the reflex klystron will oscillate; these are referred to as modes. The electronic tuning range of the reflex klystron is usually referred to as the variation in frequency between half power pointsthe points in the oscillating mode where the power output is half the maximum output in the mode.

Modern semiconductor technology has effectively replaced the reflex klystron in most applications.

Tuning

Large klystrons as used in the storage ring of the Australian Synchrotron to maintain the energy of the electron beam Aust.-Synchrotron,-Klystron-for-Storage-Ring,-14.06.2007.jpg
Large klystrons as used in the storage ring of the Australian Synchrotron to maintain the energy of the electron beam

Some klystrons have cavities that are tunable. By adjusting the frequency of individual cavities, the technician can change the operating frequency, gain, output power, or bandwidth of the amplifier. No two klystrons are exactly identical (even when comparing like part/model number klystrons). Each unit has manufacturer-supplied calibration values for its specific performance characteristics. Without this information the klystron would not be properly tunable, and hence not perform well, if at all.

Tuning a klystron is delicate work which, if not done properly, can cause damage to equipment or injury to the technician due to the very high voltages that could be produced. The technician must be careful not to exceed the limits of the graduations, or damage to the klystron can result. Other precautions taken when tuning a klystron include using nonferrous tools. Some klystrons employ permanent magnets. If a technician uses ferrous tools (which are ferromagnetic) and comes too close to the intense magnetic fields that contain the electron beam, such a tool can be pulled into the unit by the intense magnetic force, smashing fingers, injuring the technician, or damaging the unit. Special lightweight nonmagnetic (or rather very weakly diamagnetic) tools made of beryllium alloy have been used for tuning U.S. Air Force klystrons.

Precautions are routinely taken when transporting klystron devices in aircraft, as the intense magnetic field can interfere with magnetic navigation equipment. Special overpacks are designed to help limit this field "in the field," and thus allow such devices to be transported safely.

Optical klystron

The technique of amplification used in the klystron is also being applied experimentally at optical frequencies in a type of laser called the free-electron laser (FEL); these devices are called optical klystrons. [11] Instead of microwave cavities, these use devices called undulators. The electron beam passes through an undulator, in which a laser light beam causes bunching of the electrons. Then the beam passes through a second undulator, in which the electron bunches cause oscillation to create a second, more powerful light beam. [11]

Floating drift tube klystron

The floating drift tube klystron has a single cylindrical chamber containing an electrically isolated central tube. Electrically, this is similar to the two cavity oscillator klystron with considerable feedback between the two cavities. Electrons exiting the source cavity are velocity modulated by the electric field as they travel through the drift tube and emerge at the destination chamber in bunches, delivering power to the oscillation in the cavity. This type of oscillator klystron has an advantage over the two-cavity klystron on which it is based, in that it needs only one tuning element to effect changes in frequency. The drift tube is electrically insulated from the cavity walls, and DC bias is applied separately. The DC bias on the drift tube may be adjusted to alter the transit time through it, thus allowing some electronic tuning of the oscillating frequency. The amount of tuning in this manner is not large and is normally used for frequency modulation when transmitting.

Applications

Klystrons can produce far higher microwave power outputs than solid state microwave devices such as Gunn diodes. In modern systems, they are used from UHF (hundreds of megahertz) up to hundreds of gigahertz (as in the Extended Interaction Klystrons in the CloudSat satellite). Klystrons can be found at work in radar, satellite and wideband high-power communication (very common in television broadcasting and EHF satellite terminals), medicine (radiation oncology), and high-energy physics (particle accelerators and experimental reactors). At SLAC, for example, klystrons are routinely employed which have outputs in the range of 50 MW (pulse) and 50 kW (time-averaged) at 2856 MHz. The Arecibo Planetary Radar uses two klystrons that provide a total power output of 1 MW (continuous) at 2380 MHz. [12]

Popular Science 's "Best of What's New 2007" [13] [14] described a company, Global Resource Corporation, currently defunct, using a klystron to convert the hydrocarbons in everyday materials, automotive waste, coal, oil shale, and oil sands into natural gas and diesel fuel. [15]

See also

Related Research Articles

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Microwave Form of electromagnetic radiation

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Cavity magnetron device for generating microwaves

The cavity magnetron is a high-powered vacuum tube that generates microwaves using the interaction of a stream of electrons with a magnetic field while moving past a series of open metal cavities. Electrons pass by the openings to these cavities and cause microwaves to oscillate within, similar to the way a whistle produces a tone when excited by an air stream blown past its opening. The frequency of the microwaves produced, the resonant frequency, is determined by the cavities' physical dimensions. Unlike other vacuum tubes such as a klystron or a traveling-wave tube (TWT), the magnetron cannot function as an amplifier in order to increase the intensity of an applied microwave signal; the magnetron serves solely as an oscillator, generating a microwave signal from direct current electricity supplied to the vacuum tube.

Resonance phenomenon in which a vibrating system or external force drives another system to oscillate with greater amplitude at specific frequencies

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Regenerative circuit

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Traveling-wave tube device used to amplify radio frequency signals in the microwave spectrum

A traveling-wave tube or traveling-wave tube amplifier is a specialized vacuum tube that is used in electronics to amplify radio frequency (RF) signals in the microwave range. The TWT belongs to a category of "linear beam" tubes, such as the klystron, in which the radio wave is amplified by absorbing power from a beam of electrons as it passes down the tube. Although there are various types of TWT, two major categories are:

Resonator Device or system that exhibits resonance

A resonator is a device or system that exhibits resonance or resonant behavior. That is, it naturally oscillates with greater amplitude at some frequencies, called resonant frequencies, than at other frequencies. The oscillations in a resonator can be either electromagnetic or mechanical. Resonators are used to either generate waves of specific frequencies or to select specific frequencies from a signal. Musical instruments use acoustic resonators that produce sound waves of specific tones. Another example is quartz crystals used in electronic devices such as radio transmitters and quartz watches to produce oscillations of very precise frequency.

Dynatron oscillator Vacuum tube electronic oscillator circuit

In electronics, the dynatron oscillator, invented in 1918 by Albert Hull at General Electric, is an obsolete vacuum tube electronic oscillator circuit which uses a negative resistance characteristic in early tetrode vacuum tubes, caused by a process called secondary emission. It was the first negative resistance vacuum tube oscillator. The dynatron oscillator circuit was used to a limited extent as beat frequency oscillators (BFOs), and local oscillators in vacuum tube radio receivers as well as in scientific and test equipment from the 1920s to the 1940s but became obsolete around World War 2 due to the variability of secondary emission in tubes.

Gunn diode diode

A Gunn diode, also known as a transferred electron device (TED), is a form of diode, a two-terminal semiconductor electronic component, with negative resistance, used in high-frequency electronics. It is based on the "Gunn effect" discovered in 1962 by physicist J. B. Gunn. Its largest use is in electronic oscillators to generate microwaves, in applications such as radar speed guns, microwave relay data link transmitters, and automatic door openers.

Gyrotron

A gyrotron is a class of high-power linear-beam vacuum tubes which generates millimeter-wave electromagnetic waves by the cyclotron resonance of electrons in a strong magnetic field. Output frequencies range from about 20 to 527 GHz, covering wavelengths from microwave to the edge of the terahertz gap. Typical output powers range from tens of kilowatts to 1–2 megawatts. Gyrotrons can be designed for pulsed or continuous operation. The gyrotron was invented by soviet scientists at NIRFI, based in Nizhny Novgorod, Russia.

Crossed-field amplifier

A crossed-field amplifier (CFA) is a specialized vacuum tube, first introduced in the mid-1950s and frequently used as a microwave amplifier in very-high-power transmitters.

Backward-wave oscillator

A backward wave oscillator (BWO), also called carcinotron or backward wave tube, is a vacuum tube that is used to generate microwaves up to the terahertz range. Belonging to the traveling-wave tube family, it is an oscillator with a wide electronic tuning range.

Vircator

A vircator is a microwave generator that is capable of generating brief pulses of tunable, narrow band microwaves at very high power levels. Its application is mainly in the area of electronic warfare, by way of interfering with electronic equipment such as radars or radio equipment.

The inductive output tube (IOT) or klystrode is a variety of linear-beam vacuum tube, similar to a klystron, used as a power amplifier for high frequency radio waves. It evolved in the 1980s to meet increasing efficiency requirements for high-power RF amplifiers in radio transmitters. The primary commercial use of IOTs is in UHF television transmitters, where they have mostly replaced klystrons because of their higher efficiencies and smaller size. IOTs are also used in particle accelerators. They are capable of producing power output up to about 30 kW continuous and 7 MW pulsed and gains of 20–23 dB at frequencies up to about a gigahertz.

Microwave cavity

A microwave cavity or radio frequency (RF) cavity is a special type of resonator, consisting of a closed metal structure that confines electromagnetic fields in the microwave region of the spectrum. The structure is either hollow or filled with dielectric material. The microwaves bounce back and forth between the walls of the cavity. At the cavity's resonant frequencies they reinforce to form standing waves in the cavity. Therefore, the cavity functions similarly to an organ pipe or sound box in a musical instrument, oscillating preferentially at a series of frequencies, its resonant frequencies. Thus it can act as a bandpass filter, allowing microwaves of a particular frequency to pass while blocking microwaves at nearby frequencies.

Barkhausen–Kurz tube high frequency vacuum tube electronic oscillator


The Barkhausen–Kurz tube, also called the retarding-field tube, reflex triode, B–K oscillator, and Barkhausen oscillator was a high frequency vacuum tube electronic oscillator invented in 1920 by German physicists Heinrich Georg Barkhausen and Karl Kurz. It was the first oscillator that could produce radio power in the ultra-high frequency (UHF) portion of the radio spectrum, above 300 MHz. It was also the first oscillator to exploit electron transit time effects. It was used as a source of high frequency radio waves in research laboratories, and in a few UHF radio transmitters through World War 2. Its output power was low which limited its applications. However it inspired research that led to other more successful transit time tubes such as the klystron, which made the low power Barkhausen-Kurz tube obsolete.

Sutton tube

A Sutton tube, or reflex klystron, is a type of vacuum tube used to generate microwaves. It is a low-power device used primarily for two purposes; one is to provide a tuneable low-power frequency source for the local oscillators in receiver circuits, and the other, with minor modifications, as a switch that could turn on and off another microwave source. The second use, sometimes known as a soft Sutton tube or rhumbatron switch, was a key component in the development of microwave radar by Britain during World War II. Microwave switches of all designs, including these, are more generally known as T/R tubes or T/R cells.

Extended interaction oscillator

The extended interaction oscillator (EIO) is a linear-beam vacuum tube designed to convert direct current to RF power. The conversion mechanism is the space charge wave process whereby velocity modulation in an electron beam transforms to current or density modulation with distance.

References

  1. 1 2 Pond, Norman H. "The Tube Guys". Russ Cochran, 2008 p.31-40
  2. 1 2 Gilmour, A. S. (2011). Klystrons, Traveling Wave Tubes, Magnetrons, Cross-Field Amplifiers, and Gyrotrons. Artech House. pp. 3–4. ISBN   978-1608071845.
  3. 1 2 Varian, R. H.; Varian, S. F. (1939). "A High Frequency Oscillator and Amplifier". Journal of Applied Physics . 10 (5): 321. Bibcode:1939JAP....10..321V. doi:10.1063/1.1707311.
  4. Varian, Dorothy. "The Inventor and the Pilot". Pacific Books, 1983 p. 189
  5. Varian, Dorothy. "The Inventor and the Pilot". Pacific Books, 1983 p. 187
  6. George Caryotakis (November 18, 1997). "Invited paper: The Klystron: A microwave source of surprising range and endurance" (PDF). American Physics Society: Division of Plasma Physics Conference, Pittsburgh, PA. Stanford, CA: Stanford SLAC. Archived from the original (PDF) on September 24, 2015. Retrieved September 18, 2012.
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  9. "V- 260, Tube V-260; Röhre V- 260 ID35571, Reflex Klystron". www.radiomuseum.org. Retrieved 2019-12-03.
  10. Reflex klystron, Dorling Kinderley, September 1990, pp. 391, 392, ISBN   978-81-7758-353-3
  11. 1 2 Bonifacio, R.; Corsini, R.; Pierini, P. (15 March 1992). "Theory of the high gain optical klystron" (PDF). Physical Review A. 45 (6): 4091. Bibcode:1992PhRvA..45.4091B. doi:10.1103/physreva.45.4091 . Retrieved June 24, 2014.
  12. Campbell, D. B.; Hudson, R. S.; Margot, J. L. (2002). "Advances in Planetary Radar Astronomy". Review of Radio Science. 1999-2002: 869–899.
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  14. "PopSci's Best of What's New 2007". Popsci.com. Retrieved 2010-02-28.
  15. US Patent 7629497 - Microwave-based recovery of hydrocarbons and fossil fuels Archived 2011-05-07 at the Wayback Machine Issued on December 8, 2009