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There is ongoing discussion about the extent to which the European Union (EU) has already turned from a confederation (a union of sovereign states) into a federation (a single federal state with a central government, consisting of a number of partially self-governing federated states) over the course of decades, and more importantly, to what degree it should continue to evolve in a federalist direction. As of June 2024 [update] , the EU has no formal plans to become a federation.
Since the 1950s, European integration has seen the development of a supranational system of governance, as its institutions move further from the concept of simple intergovernmentalism and more towards a federalised system.[ citation needed ] However, with the Maastricht Treaty of 1992, new intergovernmental elements have been introduced alongside the more federal systems, making it more difficult to define the EU. The European Union, which operates through a hybrid system of intergovernmentalism and supranationalism, is not officially a federation or even a confederation – though various academic observers regard it as having the characteristics of a federal system. [1]
A Pan-European movement gained some momentum from the 1920s with the creation of the Paneuropean Union, based on Richard von Coudenhove-Kalergi's 1923 manifesto Paneuropa , which presented the idea of a unified European State. This movement, led by Coudenhove-Kalergi and subsequently by Otto von Habsburg, is the oldest European unification movement. [2] [3] [4] His ideas influenced Aristide Briand, who gave a speech in favour of a European Union in the League of Nations on 8 September 1929, and in 1930, who wrote his "Memorandum on the Organization of a Regime of European Federal Union" for the Government of France. [5]
At the end of World War II, the political climate favoured unity in Western Europe, seen by many as an escape from the extreme forms of nationalism which had devastated the continent. [6]
One of the first practical and successful proposals for European cooperation came in 1951 with the European Coal and Steel Community. Since then, the European Community has gradually evolved to Union in which a whole range of policy areas where its member states hope to benefit from working together.
The process of intergovernmentally pooling powers, harmonising national policies and creating and enforcing supranational institutions, is called European integration. Other than the vague aim of "ever closer union" in the 1983 Solemn Declaration on European Union, the Union (meaning its member governments) has no current policy to create a federal state.
Debate on European unity is often vague as to the boundaries of 'Europe'. The word 'Europe' is widely used as a synonym for the European Union, although most of the European continent's geographical area is not in the EU, and some of the EU is outside of Europe (e.g. French Guiana). Most of Europe's people do, however, live in the EU.
The multi-speed Europe thesis envisions an alternative type of European integration, where the EU countries that want a more integrated EU can accelerate their own integration, whereas other countries may go at a slower pace or cease further integration altogether. Specific current examples include the Eurozone and the Schengen Area, which not all members have joined.
The European Union (EU) is not legally ( de jure ) a federation, although various academics have argued that it contains some federal characteristics. About how various scholars approach the issue, R. Daniel Kelemen of Rutgers University said: "Unencumbered by the prejudice that the EU is sui generis and incomparable, federalism scholars now regularly treat the EU as a case in their comparative studies (Friedman-Goldstein, 2001; Filippov, Ordeshook, Shevtsova, 2004; Roden, 2005; Bednar, 2006). For the purposes of the present analysis, the EU has the necessary minimal attributes of a federal system and crucially the EU is riven with many of the same tensions that afflict federal systems." [1]
According to Joseph H. H. Weiler, "Europe has charted its own brand of constitutional federalism". [7] Jean-Michel Josselin and Alain Marciano see the European Court of Justice as being a primary force behind building a federal legal order in the Union [8] with Josselin stating that "A complete shift from a confederation to a federation would have required to straightforwardly replace the principality of the member states vis-à-vis the Union by that of the European citizens. … As a consequence, both confederate and federate features coexist in the judicial landscape." [9]
Thomas Risse and Tanja A. Börzel wrote: "The EU only lacks two significant features of a federation. First, the Member States remain the 'masters' of the treaties, i.e., they have the exclusive power to amend or change the constitutive treaties of the EU. Second, the EU lacks a real 'tax and spend' capacity, in other words, there is no fiscal federalism." [10]
Other academics have argued that the EU is unlikely to evolve into a unified federal state. Kelemen has taken this view himself in a paper co-written with Andy Tarrant, arguing that limits placed on the bureaucratic capacity of the European institutions – such as the relatively small size of the European Commission – form a barrier to the creation of a federal European state. In their words: "widespread political opposition to the creation of anything approximating a large, unified executive bureaucracy in Brussels has long-since ended hopes, for the few who harboured them, of creating a European superstate." [11] Some common points in this context are that the European budget is very small and does not finance a lot of the economic activity of the European Union; that each member state of the European Union has its own foreign relations and its own military; that it is often the case that European Union member states decide to opt out of agreements which they oppose; and that member states still retain sovereignty over a large number of areas which might be expected to be transferred to a federal authority under a federal system. One important fact is that treaties must be agreed by all member states even if a particular treaty has support among the vast majority of the population of the European Union. Member states may also want legally binding guarantees that a particular treaty will not affect a nation's position on certain issues.
Use of the word 'federal' is itself the cause of some disagreement. Valéry Giscard d'Estaing found opposition from the United Kingdom towards including the word "federal" in the proposed European Constitution, and hence replaced the word with "Community". [12] [13] [14]
In November 2021, the incoming German government, the Scholz cabinet, called for European federalism in the coalition agreement and wanted to help achieve this. [15] [16]
The European Economic Council (EEC) was a regional organisation created by the Treaty of Rome of 1957, aiming to foster economic integration among its member states. It was subsequently renamed the European Community (EC) upon becoming integrated into the first pillar of the newly formed European Union (EU) in 1993. In the popular language, the singular European Community was sometimes inaccurately used in the wider sense of the plural European Communities, in spite of the latter designation covering all the three constituent entities of the first pillar. The EEC was also known as the European Common Market (ECM) in the English-speaking countries, and sometimes referred to as the European Community even before it was officially renamed as such in 1993. In 2009, the EC formally ceased to exist and its institutions were directly absorbed by the EU. This made the Union the formal successor institution of the Community.
Federalism is a mode of government that combines a general government with regional governments in a single political system, dividing the powers between the two. Johannes Althusius is considered the father of modern federalism along with Montesquieu. Althusius notably exposes the bases of this political philosophy in Politica Methodice Digesta, Atque Exemplis Sacris et Profanis Illustrata (1603). In The Spirit of Law, Montesquieu for his part sees examples of federalist republics in corporate societies, the polis bringing together villages, and the cities themselves forming confederations. Federalism in the modern era was first adopted in the unions of states during the Old Swiss Confederacy.
In international relations, intergovernmentalism treats states as the primary actors in the integration process. Intergovernmentalist approaches claim to be able to explain both periods of radical change in the European Union because of converging governmental preferences and periods of inertia because of diverging national interests.
The European Union is a geo-political entity, created in 1993, covering a large portion of the European continent. It is founded upon numerous treaties and has undergone expansions and secessions that have taken it from six member states to 27, a majority of the states in Europe.
The term federalist describes several political beliefs around the world. It may also refer to the concept of parties, whose members or supporters call themselves Federalists.
A federation is an entity characterized by a union of partially self-governing provinces, states, or other regions under a federal government (federalism). In a federation, the self-governing status of the component states, as well as the division of power between them and the central government, is constitutionally entrenched and may not be altered by a unilateral decision, neither by the component states nor the federal political body without constitutional amendment.
A confederation is a political union of sovereign states or communities united for purposes of common action. Usually created by a treaty, confederations of states tend to be established for dealing with critical issues, such as defence, foreign relations, internal trade or currency, with the central government being required to provide support for all its members. Confederalism represents a main form of intergovernmentalism, defined as any form of interaction around states that takes place on the basis of sovereign independence or government.
European integration is the process of industrial, economic, political, legal, social, and cultural integration of states wholly or partially in Europe, or nearby. European integration has primarily but not exclusively come about through the European Union and its policies.
The International Paneuropean Union, also referred to as the Pan-European Movement and the Pan-Europa Movement, is an international organisation and the oldest European unification movement. It began with the publishing of Richard von Coudenhove-Kalergi's manifesto Paneuropa (1923), which presented the idea of a unified European State. The Union's General Secretariat is located in Munich, but maintains branches across Europe.
A supranational union is a type of international organization and political union that is empowered to directly exercise some of the powers and functions otherwise reserved to states. A supranational organization involves a greater transfer of or limitation of state sovereignty than other kinds of international organizations.
The institutions of the European Union are the seven principal decision-making bodies of the European Union and the Euratom governed under the Treaties of the European Union and European Union law. They are, as listed in Article 13 of the Treaty on European Union:
The Union of European Federalists (UEF) is an international non-profit association originally founded in 1946 and refounded in 1973, promoting the advent of a European federal State based on the idea of unity in diversity. In 1946, it brought together a number of initiatives, particularly from the Resistance, aimed at creating a European federation, including the Movimento Federalista Europeo created the day after the fall of Benito Mussolini in Milan from 27 to 29 August 1943, under the impetus of the opponent Altiero Spinelli, among others, and the French Committee for the European Federation created in Lyon by members of the "Francs-tireurs" group in June 1944.
Altiero Spinelli was an Italian communist politician, political theorist and European federalist, referred to as one of the founding fathers of the European Union. A communist and militant anti-fascist in his youth, Spinelli spent 10 years imprisoned by the Italian fascist regime. Having grown disillusioned with Stalinism, he broke with the Communist Party of Italy in 1937. Interned in Ventotene during World War II, he, along with fellow democratic socialists, drafted the manifesto For a Free and United Europe in 1941, considered a precursor of the European integration process.
A federal Europe, also referred to as the United States of Europe (USE), European State, or a European federation, is a hypothetical scenario of European integration leading to the formation of a sovereign superstate, organised as a federation of the member countries of the European Union (EU), as contemplated by political scientists, politicians, geographers, historians, futurologists and fiction writers. At present, while the EU is not a federation, various academic observers regard it as having some of the characteristics of a federal system.
The European Parliamentary Union (EPU) was a private organization set up by Richard von Coudenhove-Kalergi, who was also its Secretary General. It held its preliminary conference on 4–5 July 1947 at Gstaad, Switzerland, and followed it with its first full conference from 8 to 12 September.
The Spinelli Group is an initiative founded with a view to reinvigorate the endeavour for federalisation of the European Union (EU), by creating a network of citizens, think tanks, NGOs, academics, writers and politicians who support the idea of a federal and united Europe. Among other goals, the Group aims to "find a federal majority [among members of the European Parliament] on important subjects." Founded on 15 September 2010 in the European Parliament (EP) in Brussels, the group is named after Altiero Spinelli (1907–1986), founder of the Union of European Federalists (UEF) and a founding father of the European integration.
The European Federalist Party is a European political party founded on 6 November 2011 in Paris. The EFP is one of the first European-oriented political parties that openly defends European federalism and is not a coalition of pre-existing national parties.
Richard Nikolaus Eijiro, Count of Coudenhove-Kalergi, was a politician, philosopher, and count of Coudenhove-Kalergi. A pioneer of European integration, he served as the founding president of the Paneuropean Union for 49 years. His parents were Heinrich von Coudenhove-Kalergi, an Austro-Hungarian diplomat, and Mitsuko Aoyama, the daughter of an oil merchant, antiques-dealer and major landowner in Tokyo. His childhood name in Japan was Eijiro Aoyama. Being a native Austrian-Hungarian citizen, he became a Czechoslovak citizen in 1919 and then took French citizenship from 1939 until his death.
Staatenverbund is a neologism for a system of multi-level governance in which states work more closely together than in a confederation but, unlike a federal state, retain their own sovereignty. The concept is used in Germany to describe the European Union but has no direct equivalent in other languages. In German jurisprudence, a Staatenverbund is a supranational institution that may exercise sovereign acts but may not independently fix areas where it may exercise this power.
Comparative federalism is a branch of comparative politics and comparative government, the main focus of which is the study of the nature, operation, possibilities and effects of federal governance forms across two or more cases.
Europe has charted its own brand of constitutional federalism. It works. Why fix it?
I knew the word 'federal' was ill-perceived by the British and a few others. I thought that it wasn't worth creating a negative commotion, which could prevent them supporting something that otherwise they would have supported. … So I rewrote my text, replacing intentionally the word 'federal' with the word 'communautaire', which means exactly the same thing.
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