Discrete cosine transform

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A discrete cosine transform (DCT) expresses a finite sequence of data points in terms of a sum of cosine functions oscillating at different frequencies. The DCT, first proposed by Nasir Ahmed in 1972, is a widely used transformation technique in signal processing and data compression. It is used in most digital media, including digital images (such as JPEG and HEIF), digital video (such as MPEG and H.26x ), digital audio (such as Dolby Digital, MP3 and AAC), digital television (such as SDTV, HDTV and VOD), digital radio (such as AAC+ and DAB+), and speech coding (such as AAC-LD, Siren and Opus). DCTs are also important to numerous other applications in science and engineering, such as digital signal processing, telecommunication devices, reducing network bandwidth usage, and spectral methods for the numerical solution of partial differential equations.

Contents

A DCT is a Fourier-related transform similar to the discrete Fourier transform (DFT), but using only real numbers. The DCTs are generally related to Fourier series coefficients of a periodically and symmetrically extended sequence whereas DFTs are related to Fourier series coefficients of only periodically extended sequences. DCTs are equivalent to DFTs of roughly twice the length, operating on real data with even symmetry (since the Fourier transform of a real and even function is real and even), whereas in some variants the input or output data are shifted by half a sample.

There are eight standard DCT variants, of which four are common. The most common variant of discrete cosine transform is the type-II DCT, which is often called simply the DCT. This was the original DCT as first proposed by Ahmed. Its inverse, the type-III DCT, is correspondingly often called simply the inverse DCT or the IDCT. Two related transforms are the discrete sine transform (DST), which is equivalent to a DFT of real and odd functions, and the modified discrete cosine transform (MDCT), which is based on a DCT of overlapping data. Multidimensional DCTs (MD DCTs) are developed to extend the concept of DCT to multidimensional signals. A variety of fast algorithms have been developed to reduce the computational complexity of implementing DCT. One of these is the integer DCT (IntDCT), [1] an integer approximation of the standard DCT, [2] : ix,xiii,1,141–304 used in several ISO/IEC and ITU-T international standards. [1] [2]

DCT compression, also known as block compression, compresses data in sets of discrete DCT blocks. [3] DCT blocks sizes including 8x8 pixels for the standard DCT, and varied integer DCT sizes between 4x4 and 32x32 pixels. [1] [4] The DCT has a strong energy compaction property, [5] [6] capable of achieving high quality at high data compression ratios. [7] [8] However, blocky compression artifacts can appear when heavy DCT compression is applied.

History

The DCT was first conceived by Nasir Ahmed, T. Natarajan and K. R. Rao while working at Kansas State University. The concept was proposed to the National Science Foundation in 1972. The DCT was originally intended for image compression. [9] [1] Ahmed developed a practical DCT algorithm with his PhD students T. Raj Natarajan, Wills Dietrich, and Jeremy Fries, and his friend Dr. K. R. Rao at the University of Texas at Arlington in 1973. [9] They presented their results in a January 1974 paper, titled Discrete Cosine Transform. [5] [6] [10] It described what is now called the type-II DCT (DCT-II), [2] : 51 as well as the type-III inverse DCT (IDCT). [5]

Since its introduction in 1974, there has been significant research on the DCT. [10] In 1977, Wen-Hsiung Chen published a paper with C. Harrison Smith and Stanley C. Fralick presenting a fast DCT algorithm. [11] [10] Further developments include a 1978 paper by M. J. Narasimha and A. M. Peterson, and a 1984 paper by B. G. Lee. [10] These research papers, along with the original 1974 Ahmed paper and the 1977 Chen paper, were cited by the Joint Photographic Experts Group as the basis for JPEG's lossy image compression algorithm in 1992. [10] [12]

The discrete sine transform (DST) was derived from the DCT, by replacing the Neumann condition at x=0 with a Dirichlet condition. [2] : 35-36 The DST was described in the 1974 DCT paper by Ahmed, Natarajan and Rao. [5] A type-I DST (DST-I) was later described by Anil K. Jain in 1976, and a type-II DST (DST-II) was then described by H.B. Kekra and J.K. Solanka in 1978. [13]

In 1975, John A. Roese and Guner S. Robinson adapted the DCT for inter-frame motion-compensated video coding. They experimented with the DCT and the fast Fourier transform (FFT), developing inter-frame hybrid coders for both, and found that the DCT is the most efficient due to its reduced complexity, capable of compressing image data down to 0.25-bit per pixel for a videotelephone scene with image quality comparable to an intra-frame coder requiring 2-bit per pixel. [14] [15] In 1979, Anil K. Jain and Jaswant R. Jain further developed motion-compensated DCT video compression, [16] [17] also called block motion compensation. [17] This led to Chen developing a practical video compression algorithm, called motion-compensated DCT or adaptive scene coding, in 1981. [17] Motion-compensated DCT later became the standard coding technique for video compression from the late 1980s onwards. [18] [19]

A DCT variant, the modified discrete cosine transform (MDCT), was developed by John P. Princen, A.W. Johnson and Alan B. Bradley at the University of Surrey in 1987, [20] following earlier work by Princen and Bradley in 1986. [21] The MDCT is used in most modern audio compression formats, such as Dolby Digital (AC-3), [22] [23] MP3 (which uses a hybrid DCT-FFT algorithm), [24] Advanced Audio Coding (AAC), [25] and Vorbis (Ogg). [26]

Nasir Ahmed also developed a lossless DCT algorithm with Giridhar Mandyam and Neeraj Magotra at the University of New Mexico in 1995. This allows the DCT technique to be used for lossless compression of images. It is a modification of the original DCT algorithm, and incorporates elements of inverse DCT and delta modulation. It is a more effective lossless compression algorithm than entropy coding. [27] Lossless DCT is also known as LDCT. [28]

Applications

The DCT is the most widely used transformation technique in signal processing, [29] and by far the most widely used linear transform in data compression. [30] Uncompressed digital media as well as lossless compression have high memory and bandwidth requirements, which is significantly reduced by the DCT lossy compression technique, [7] [8] capable of achieving data compression ratios from 8:1 to 14:1 for near-studio-quality, [7] up to 100:1 for acceptable-quality content. [8] DCT compression standards are used in digital media technologies, such as digital images, digital photos, [31] [32] digital video, [18] [33] streaming media, [34] digital television, streaming television, video on demand (VOD), [8] digital cinema, [22] high-definition video (HD video), and high-definition television (HDTV). [7] [35]

The DCT, and in particular the DCT-II, is often used in signal and image processing, especially for lossy compression, because it has a strong energy compaction property. [5] [6] In typical applications, most of the signal information tends to be concentrated in a few low-frequency components of the DCT. For strongly correlated Markov processes, the DCT can approach the compaction efficiency of the Karhunen-Loève transform (which is optimal in the decorrelation sense). As explained below, this stems from the boundary conditions implicit in the cosine functions.

DCTs are widely employed in solving partial differential equations by spectral methods, where the different variants of the DCT correspond to slightly different even and odd boundary conditions at the two ends of the array.

DCTs are closely related to Chebyshev polynomials, and fast DCT algorithms (below) are used in Chebyshev approximation of arbitrary functions by series of Chebyshev polynomials, for example in Clenshaw–Curtis quadrature.

General applications

The DCT is widely used in many applications, which include the following.

Visual media standards

The DCT-II is an important image compression technique. It is used in image compression standards such as JPEG, and video compression standards such as H.26x , MJPEG, MPEG, DV, Theora and Daala. There, the two-dimensional DCT-II of blocks are computed and the results are quantized and entropy coded. In this case, is typically 8 and the DCT-II formula is applied to each row and column of the block. The result is an 8 × 8 transform coefficient array in which the element (top-left) is the DC (zero-frequency) component and entries with increasing vertical and horizontal index values represent higher vertical and horizontal spatial frequencies.

The integer DCT, an integer approximation of the DCT, [2] [1] is used in Advanced Video Coding (AVC), [52] [1] introduced in 2003, and High Efficiency Video Coding (HEVC), [4] [1] introduced in 2013. The integer DCT is also used in the High Efficiency Image Format (HEIF), which uses a subset of the HEVC video coding format for coding still images. [4] AVC uses 4 x 4 and 8 x 8 blocks. HEVC and HEIF use varied block sizes between 4 x 4 and 32 x 32 pixels. [4] [1] As of 2019, AVC is by far the most commonly used format for the recording, compression and distribution of video content, used by 91% of video developers, followed by HEVC which is used by 43% of developers. [43]

Image formats

Image compression standardYearCommon applications
JPEG [1] 1992The most widely used image compression standard [53] [54] and digital image format. [46]
JPEG XR 2009 Open XML Paper Specification
WebP 2010A graphic format that supports the lossy compression of digital images. Developed by Google.
High Efficiency Image Format (HEIF)2013 Image file format based on HEVC compression. It improves compression over JPEG, [4] and supports animation with much more efficient compression than the animated GIF format. [55]
BPG 2014Based on HEVC compression
JPEG XL [56] 2020A royalty-free raster-graphics file format that supports both lossy and lossless compression.

Video formats

Video coding standard YearCommon applications
H.261 [57] [58] 1988First of a family of video coding standards. Used primarily in older video conferencing and video telephone products.
Motion JPEG (MJPEG) [59] 1992 QuickTime, video editing, non-linear editing, digital cameras
MPEG-1 Video [60] 1993 Digital video distribution on CD or Internet video
MPEG-2 Video (H.262) [60] 1995Storage and handling of digital images in broadcast applications, digital television, HDTV, cable, satellite, high-speed Internet, DVD video distribution
DV 1995 Camcorders, digital cassettes
H.263 (MPEG-4 Part 2) [57] 1996 Video telephony over public switched telephone network (PSTN), H.320 , Integrated Services Digital Network (ISDN) [61] [62]
Advanced Video Coding (AVC, H.264, MPEG-4) [1] [52] 2003Popular HD video recording, compression and distribution format, Internet video, YouTube, Blu-ray Discs, HDTV broadcasts, web browsers, streaming television, mobile devices, consumer devices, Netflix, [42] video telephony, FaceTime [41]
Theora 2004Internet video, web browsers
VC-1 2006 Windows media, Blu-ray Discs
Apple ProRes 2007Professional video production. [50]
VP9 2010A video codec developed by Google used in the WebM container format with HTML5.
High Efficiency Video Coding (HEVC, H.265) [1] [4] 2013Successor to the H.264 standard, having substantially improved compression capability
Daala 2013Research video format by Xiph.org
AV1 [63] 2018An open source format based on VP10 (VP9's internal successor), Daala and Thor; used by content providers such as YouTube [64] [65] and Netflix. [66] [67]

MDCT audio standards

General audio

Audio compression standardYearCommon applications
Dolby Digital (AC-3) [22] [23] 1991 Cinema, digital cinema, DVD, Blu-ray, streaming media, video games
Adaptive Transform Acoustic Coding (ATRAC) [22] 1992 MiniDisc
MP3 [24] [1] 1993 Digital audio distribution, MP3 players, portable media players, streaming media
Perceptual Audio Coder (PAC) [22] 1996 Digital audio radio service (DARS)
Advanced Audio Coding (AAC / MP4 Audio) [25] [22] 1997 Digital audio distribution, portable media players, streaming media, game consoles, mobile devices, iOS, iTunes, Android, BlackBerry
High-Efficiency Advanced Audio Coding (AAC+) [68] [38] : 478 1997 Digital radio, digital audio broadcasting (DAB+), [38] Digital Radio Mondiale (DRM)
Cook Codec 1998 RealAudio
Windows Media Audio (WMA) [22] 1999 Windows Media
Vorbis [26] [22] 2000 Digital audio distribution, radio stations, streaming media, video games, Spotify, Wikipedia
High-Definition Coding (HDC) [39] 2002Digital radio, HD Radio
Dynamic Resolution Adaptation (DRA) [22] 2008China national audio standard, China Multimedia Mobile Broadcasting, DVB-H
Opus [69] 2012VoIP, [70] mobile telephony, WhatsApp, [71] [72] [73] PlayStation 4 [74]
Dolby AC-4 [75] 2015 ATSC 3.0, ultra-high-definition television (UHD TV)
MPEG-H 3D Audio [76]

Speech coding

Speech coding standardYearCommon applications
AAC-LD (LD-MDCT) [77] 1999 Mobile telephony, voice-over-IP (VoIP), iOS, FaceTime [41]
Siren [40] 1999 VoIP, wideband audio, G.722.1
G.722.1 [78] 1999VoIP, wideband audio, G.722
G.729.1 [79] 2006 G.729, VoIP, wideband audio, [79] mobile telephony
EVRC-WB [38] : 31, 478]2007 Wideband audio
G.718 [80] 2008VoIP, wideband audio, mobile telephony
G.719 [38] 2008 Teleconferencing, videoconferencing, voice mail
CELT [81] 2011VoIP, [82] [83] mobile telephony
Enhanced Voice Services (EVS) [84] 2014Mobile telephony, VoIP, wideband audio

Multidimensional DCT

Multidimensional DCTs (MD DCTs) have several applications, mainly 3-D DCTs such as the 3-D DCT-II, which has several new applications like Hyperspectral Imaging coding systems, [85] variable temporal length 3-D DCT coding, [86] video coding algorithms, [87] adaptive video coding [88] and 3-D Compression. [89] Due to enhancement in the hardware, software and introduction of several fast algorithms, the necessity of using MD DCTs is rapidly increasing. DCT-IV has gained popularity for its applications in fast implementation of real-valued polyphase filtering banks, [90] lapped orthogonal transform [91] [92] and cosine-modulated wavelet bases. [93]

Digital signal processing

DCT plays an important role in digital signal processing specifically data compression. The DCT is widely implemented in digital signal processors (DSP), as well as digital signal processing software. Many companies have developed DSPs based on DCT technology. DCTs are widely used for applications such as encoding, decoding, video, audio, multiplexing, control signals, signaling, and analog-to-digital conversion. DCTs are also commonly used for high-definition television (HDTV) encoder/decoder chips. [1]

Compression artifacts

A common issue with DCT compression in digital media are blocky compression artifacts, [94] caused by DCT blocks. [3] In a DCT algorithm, an image (or frame in an image sequence) is divided into square blocks which are processed independently from each other, then the DCT blocks is taken within each block and the resulting DCT coefficients are quantized. This process can cause blocking artifacts, primarily at high data compression ratios. [94] This can also cause the mosquito noise effect, commonly found in digital video. [95]

DCT blocks are often used in glitch art. [3] The artist Rosa Menkman makes use of DCT-based compression artifacts in her glitch art, [96] particularly the DCT blocks found in most digital media formats such as JPEG digital images and MP3 audio. [3] Another example is Jpegs by German photographer Thomas Ruff, which uses intentional JPEG artifacts as the basis of the picture's style. [97] [98]

Informal overview

Like any Fourier-related transform, DCTs express a function or a signal in terms of a sum of sinusoids with different frequencies and amplitudes. Like the DFT, a DCT operates on a function at a finite number of discrete data points. The obvious distinction between a DCT and a DFT is that the former uses only cosine functions, while the latter uses both cosines and sines (in the form of complex exponentials). However, this visible difference is merely a consequence of a deeper distinction: a DCT implies different boundary conditions from the DFT or other related transforms.

The Fourier-related transforms that operate on a function over a finite domain, such as the DFT or DCT or a Fourier series, can be thought of as implicitly defining an extension of that function outside the domain. That is, once you write a function as a sum of sinusoids, you can evaluate that sum at any , even for where the original was not specified. The DFT, like the Fourier series, implies a periodic extension of the original function. A DCT, like a cosine transform, implies an even extension of the original function.

Illustration of the implicit even/odd extensions of DCT input data, for N=11 data points (red dots), for the four most common types of DCT (types I-IV). Note the subtle differences at the interfaces between the data and the extensions: in DCT-II and DCT-IV both the end points are replicated in the extensions but not in DCT-I or DCT-III (and a zero point is inserted at the sign reversal extension in DCT-III). DCT-symmetries.svg
Illustration of the implicit even/odd extensions of DCT input data, for N=11 data points (red dots), for the four most common types of DCT (types I-IV). Note the subtle differences at the interfaces between the data and the extensions: in DCT-II and DCT-IV both the end points are replicated in the extensions but not in DCT-I or DCT-III (and a zero point is inserted at the sign reversal extension in DCT-III).

However, because DCTs operate on finite, discrete sequences, two issues arise that do not apply for the continuous cosine transform. First, one has to specify whether the function is even or odd at both the left and right boundaries of the domain (i.e. the min-n and max-n boundaries in the definitions below, respectively). Second, one has to specify around what point the function is even or odd. In particular, consider a sequence abcd of four equally spaced data points, and say that we specify an even left boundary. There are two sensible possibilities: either the data are even about the sample a, in which case the even extension is dcbabcd, or the data are even about the point halfway between a and the previous point, in which case the even extension is dcbaabcd (a is repeated).

These choices lead to all the standard variations of DCTs and also discrete sine transforms (DSTs). Each boundary can be either even or odd (2 choices per boundary) and can be symmetric about a data point or the point halfway between two data points (2 choices per boundary), for a total of 2 × 2 × 2 × 2 = 16 possibilities. Half of these possibilities, those where the left boundary is even, correspond to the 8 types of DCT; the other half are the 8 types of DST.

These different boundary conditions strongly affect the applications of the transform and lead to uniquely useful properties for the various DCT types. Most directly, when using Fourier-related transforms to solve partial differential equations by spectral methods, the boundary conditions are directly specified as a part of the problem being solved. Or, for the MDCT (based on the type-IV DCT), the boundary conditions are intimately involved in the MDCT's critical property of time-domain aliasing cancellation. In a more subtle fashion, the boundary conditions are responsible for the "energy compactification" properties that make DCTs useful for image and audio compression, because the boundaries affect the rate of convergence of any Fourier-like series.

In particular, it is well known that any discontinuities in a function reduce the rate of convergence of the Fourier series, so that more sinusoids are needed to represent the function with a given accuracy. The same principle governs the usefulness of the DFT and other transforms for signal compression; the smoother a function is, the fewer terms in its DFT or DCT are required to represent it accurately, and the more it can be compressed. (Here, we think of the DFT or DCT as approximations for the Fourier series or cosine series of a function, respectively, in order to talk about its "smoothness".) However, the implicit periodicity of the DFT means that discontinuities usually occur at the boundaries: any random segment of a signal is unlikely to have the same value at both the left and right boundaries. (A similar problem arises for the DST, in which the odd left boundary condition implies a discontinuity for any function that does not happen to be zero at that boundary.) In contrast, a DCT where both boundaries are even always yields a continuous extension at the boundaries (although the slope is generally discontinuous). This is why DCTs, and in particular DCTs of types I, II, V, and VI (the types that have two even boundaries) generally perform better for signal compression than DFTs and DSTs. In practice, a type-II DCT is usually preferred for such applications, in part for reasons of computational convenience.

Formal definition

Formally, the discrete cosine transform is a linear, invertible function (where denotes the set of real numbers), or equivalently an invertible N × N square matrix. There are several variants of the DCT with slightly modified definitions. The N real numbers are transformed into the N real numbers according to one of the formulas:

DCT-I

Some authors further multiply the and terms by and correspondingly multiply the and terms by which, if one further multiplies by an overall scale factor of , makes the DCT-I matrix orthogonal but breaks the direct correspondence with a real-even DFT.

The DCT-I is exactly equivalent (up to an overall scale factor of 2), to a DFT of real numbers with even symmetry. For example, a DCT-I of real numbers is exactly equivalent to a DFT of eight real numbers (even symmetry), divided by two. (In contrast, DCT types II-IV involve a half-sample shift in the equivalent DFT.)

Note, however, that the DCT-I is not defined for less than 2, while all other DCT types are defined for any positive

Thus, the DCT-I corresponds to the boundary conditions: is even around and even around ; similarly for

DCT-II

The DCT-II is probably the most commonly used form, and is often simply referred to as "the DCT". [5] [6]

This transform is exactly equivalent (up to an overall scale factor of 2) to a DFT of real inputs of even symmetry where the even-indexed elements are zero. That is, it is half of the DFT of the inputs where for and for DCT-II transformation is also possible using 2N signal followed by a multiplication by half shift. This is demonstrated by Makhoul.

Some authors further multiply the term by and multiply the rest of the matrix by an overall scale factor of (see below for the corresponding change in DCT-III). This makes the DCT-II matrix orthogonal, but breaks the direct correspondence with a real-even DFT of half-shifted input. This is the normalization used by Matlab, for example, see. [99] In many applications, such as JPEG, the scaling is arbitrary because scale factors can be combined with a subsequent computational step (e.g. the quantization step in JPEG [100] ), and a scaling can be chosen that allows the DCT to be computed with fewer multiplications. [101] [102]

The DCT-II implies the boundary conditions: is even around and even around is even around and odd around

DCT-III

Because it is the inverse of DCT-II up to a scale factor (see below), this form is sometimes simply referred to as "the inverse DCT" ("IDCT"). [6]

Some authors divide the term by instead of by 2 (resulting in an overall term) and multiply the resulting matrix by an overall scale factor of (see above for the corresponding change in DCT-II), so that the DCT-II and DCT-III are transposes of one another. This makes the DCT-III matrix orthogonal, but breaks the direct correspondence with a real-even DFT of half-shifted output.

The DCT-III implies the boundary conditions: is even around and odd around is even around and even around

DCT-IV

The DCT-IV matrix becomes orthogonal (and thus, being clearly symmetric, its own inverse) if one further multiplies by an overall scale factor of

A variant of the DCT-IV, where data from different transforms are overlapped, is called the modified discrete cosine transform (MDCT). [103]

The DCT-IV implies the boundary conditions: is even around and odd around similarly for

DCT V-VIII

DCTs of types I–IV treat both boundaries consistently regarding the point of symmetry: they are even/odd around either a data point for both boundaries or halfway between two data points for both boundaries. By contrast, DCTs of types V-VIII imply boundaries that are even/odd around a data point for one boundary and halfway between two data points for the other boundary.

In other words, DCT types I–IV are equivalent to real-even DFTs of even order (regardless of whether is even or odd), since the corresponding DFT is of length (for DCT-I) or (for DCT-II & III) or (for DCT-IV). The four additional types of discrete cosine transform [104] correspond essentially to real-even DFTs of logically odd order, which have factors of in the denominators of the cosine arguments.

However, these variants seem to be rarely used in practice. One reason, perhaps, is that FFT algorithms for odd-length DFTs are generally more complicated than FFT algorithms for even-length DFTs (e.g. the simplest radix-2 algorithms are only for even lengths), and this increased intricacy carries over to the DCTs as described below.

(The trivial real-even array, a length-one DFT (odd length) of a single number a , corresponds to a DCT-V of length )

Inverse transforms

Using the normalization conventions above, the inverse of DCT-I is DCT-I multiplied by 2/(N  1). The inverse of DCT-IV is DCT-IV multiplied by 2/N. The inverse of DCT-II is DCT-III multiplied by 2/N and vice versa. [6]

Like for the DFT, the normalization factor in front of these transform definitions is merely a convention and differs between treatments. For example, some authors multiply the transforms by so that the inverse does not require any additional multiplicative factor. Combined with appropriate factors of 2 (see above), this can be used to make the transform matrix orthogonal.

Multidimensional DCTs

Multidimensional variants of the various DCT types follow straightforwardly from the one-dimensional definitions: they are simply a separable product (equivalently, a composition) of DCTs along each dimension.

M-D DCT-II

For example, a two-dimensional DCT-II of an image or a matrix is simply the one-dimensional DCT-II, from above, performed along the rows and then along the columns (or vice versa). That is, the 2D DCT-II is given by the formula (omitting normalization and other scale factors, as above):

The inverse of a multi-dimensional DCT is just a separable product of the inverses of the corresponding one-dimensional DCTs (see above), e.g. the one-dimensional inverses applied along one dimension at a time in a row-column algorithm.

The 3-D DCT-II is only the extension of 2-D DCT-II in three dimensional space and mathematically can be calculated by the formula

The inverse of 3-D DCT-II is 3-D DCT-III and can be computed from the formula given by

Technically, computing a two-, three- (or -multi) dimensional DCT by sequences of one-dimensional DCTs along each dimension is known as a row-column algorithm. As with multidimensional FFT algorithms, however, there exist other methods to compute the same thing while performing the computations in a different order (i.e. interleaving/combining the algorithms for the different dimensions). Owing to the rapid growth in the applications based on the 3-D DCT, several fast algorithms are developed for the computation of 3-D DCT-II. Vector-Radix algorithms are applied for computing M-D DCT to reduce the computational complexity and to increase the computational speed. To compute 3-D DCT-II efficiently, a fast algorithm, Vector-Radix Decimation in Frequency (VR DIF) algorithm was developed.

3-D DCT-II VR DIF

In order to apply the VR DIF algorithm the input data is to be formulated and rearranged as follows. [105] [106] The transform size N × N × N is assumed to be 2.

The four basic stages of computing 3-D DCT-II using VR DIF Algorithm. Stages of the 3-D DCT-II VR DIF algorithm.jpg
The four basic stages of computing 3-D DCT-II using VR DIF Algorithm.
where

The figure to the adjacent shows the four stages that are involved in calculating 3-D DCT-II using VR DIF algorithm. The first stage is the 3-D reordering using the index mapping illustrated by the above equations. The second stage is the butterfly calculation. Each butterfly calculates eight points together as shown in the figure just below, where .

The original 3-D DCT-II now can be written as

where

If the even and the odd parts of and and are considered, the general formula for the calculation of the 3-D DCT-II can be expressed as

The single butterfly stage of VR DIF algorithm. Single butterfly of the 3-D DCT-II VR DIF algorithm.jpg
The single butterfly stage of VR DIF algorithm.

where

Arithmetic complexity

The whole 3-D DCT calculation needs stages, and each stage involves butterflies. The whole 3-D DCT requires butterflies to be computed. Each butterfly requires seven real multiplications (including trivial multiplications) and 24 real additions (including trivial additions). Therefore, the total number of real multiplications needed for this stage is and the total number of real additions i.e. including the post-additions (recursive additions) which can be calculated directly after the butterfly stage or after the bit-reverse stage are given by [106]

The conventional method to calculate MD-DCT-II is using a Row-Column-Frame (RCF) approach which is computationally complex and less productive on most advanced recent hardware platforms. The number of multiplications required to compute VR DIF Algorithm when compared to RCF algorithm are quite a few in number. The number of Multiplications and additions involved in RCF approach are given by and respectively. From Table 1, it can be seen that the total number

TABLE 1 Comparison of VR DIF & RCF Algorithms for computing 3D-DCT-II
Transform Size3D VR MultsRCF Mults3D VR AddsRCF Adds
8 × 8 × 82.6254.510.87510.875
16 × 16 × 163.5615.18815.188
32 × 32 × 324.3757.519.59419.594
64 × 64 × 645.25924.04724.047

of multiplications associated with the 3-D DCT VR algorithm is less than that associated with the RCF approach by more than 40%. In addition, the RCF approach involves matrix transpose and more indexing and data swapping than the new VR algorithm. This makes the 3-D DCT VR algorithm more efficient and better suited for 3-D applications that involve the 3-D DCT-II such as video compression and other 3-D image processing applications.

The main consideration in choosing a fast algorithm is to avoid computational and structural complexities. As the technology of computers and DSPs advances, the execution time of arithmetic operations (multiplications and additions) is becoming very fast, and regular computational structure becomes the most important factor. [107] Therefore, although the above proposed 3-D VR algorithm does not achieve the theoretical lower bound on the number of multiplications, [108] it has a simpler computational structure as compared to other 3-D DCT algorithms. It can be implemented in place using a single butterfly and possesses the properties of the Cooley–Tukey FFT algorithm in 3-D. Hence, the 3-D VR presents a good choice for reducing arithmetic operations in the calculation of the 3-D DCT-II, while keeping the simple structure that characterize butterfly-style Cooley–Tukey FFT algorithms.

Two-dimensional DCT frequencies from the JPEG DCT DCT-8x8.png
Two-dimensional DCT frequencies from the JPEG DCT

The image to the right shows a combination of horizontal and vertical frequencies for an 8 × 8 two-dimensional DCT. Each step from left to right and top to bottom is an increase in frequency by 1/2 cycle. For example, moving right one from the top-left square yields a half-cycle increase in the horizontal frequency. Another move to the right yields two half-cycles. A move down yields two half-cycles horizontally and a half-cycle vertically. The source data ( 8×8 ) is transformed to a linear combination of these 64 frequency squares.

MD-DCT-IV

The M-D DCT-IV is just an extension of 1-D DCT-IV on to M dimensional domain. The 2-D DCT-IV of a matrix or an image is given by

for and

We can compute the MD DCT-IV using the regular row-column method or we can use the polynomial transform method [109] for the fast and efficient computation. The main idea of this algorithm is to use the Polynomial Transform to convert the multidimensional DCT into a series of 1-D DCTs directly. MD DCT-IV also has several applications in various fields.

Computation

Although the direct application of these formulas would require operations, it is possible to compute the same thing with only complexity by factorizing the computation similarly to the fast Fourier transform (FFT). One can also compute DCTs via FFTs combined with pre- and post-processing steps. In general, methods to compute DCTs are known as fast cosine transform (FCT) algorithms.

The most efficient algorithms, in principle, are usually those that are specialized directly for the DCT, as opposed to using an ordinary FFT plus extra operations (see below for an exception). However, even "specialized" DCT algorithms (including all of those that achieve the lowest known arithmetic counts, at least for power-of-two sizes) are typically closely related to FFT algorithms – since DCTs are essentially DFTs of real-even data, one can design a fast DCT algorithm by taking an FFT and eliminating the redundant operations due to this symmetry. This can even be done automatically ( Frigo & Johnson 2005 ). Algorithms based on the Cooley–Tukey FFT algorithm are most common, but any other FFT algorithm is also applicable. For example, the Winograd FFT algorithm leads to minimal-multiplication algorithms for the DFT, albeit generally at the cost of more additions, and a similar algorithm was proposed by ( Feig & Winograd 1992a ) for the DCT. Because the algorithms for DFTs, DCTs, and similar transforms are all so closely related, any improvement in algorithms for one transform will theoretically lead to immediate gains for the other transforms as well ( Duhamel & Vetterli 1990 ).

While DCT algorithms that employ an unmodified FFT often have some theoretical overhead compared to the best specialized DCT algorithms, the former also have a distinct advantage: Highly optimized FFT programs are widely available. Thus, in practice, it is often easier to obtain high performance for general lengths N with FFT-based algorithms. [a] Specialized DCT algorithms, on the other hand, see widespread use for transforms of small, fixed sizes such as the 8 × 8 DCT-II used in JPEG compression, or the small DCTs (or MDCTs) typically used in audio compression. (Reduced code size may also be a reason to use a specialized DCT for embedded-device applications.)

In fact, even the DCT algorithms using an ordinary FFT are sometimes equivalent to pruning the redundant operations from a larger FFT of real-symmetric data, and they can even be optimal from the perspective of arithmetic counts. For example, a type-II DCT is equivalent to a DFT of size with real-even symmetry whose even-indexed elements are zero. One of the most common methods for computing this via an FFT (e.g. the method used in FFTPACK and FFTW) was described by Narasimha & Peterson (1978) and Makhoul (1980), and this method in hindsight can be seen as one step of a radix-4 decimation-in-time Cooley–Tukey algorithm applied to the "logical" real-even DFT corresponding to the DCT-II. [b] Because the even-indexed elements are zero, this radix-4 step is exactly the same as a split-radix step. If the subsequent size real-data FFT is also performed by a real-data split-radix algorithm (as in Sorensen et al. (1987)), then the resulting algorithm actually matches what was long the lowest published arithmetic count for the power-of-two DCT-II ( real-arithmetic operations [c] ).

A recent reduction in the operation count to also uses a real-data FFT. [110] So, there is nothing intrinsically bad about computing the DCT via an FFT from an arithmetic perspective – it is sometimes merely a question of whether the corresponding FFT algorithm is optimal. (As a practical matter, the function-call overhead in invoking a separate FFT routine might be significant for small but this is an implementation rather than an algorithmic question since it can be solved by unrolling or inlining.)

Example of IDCT

An example showing eight different filters applied to a test image (top left) by multiplying its DCT spectrum (top right) with each filter. DCT filter comparison.png
An example showing eight different filters applied to a test image (top left) by multiplying its DCT spectrum (top right) with each filter.

Consider this 8x8 grayscale image of capital letter A.

Original size, scaled 10x (nearest neighbor), scaled 10x (bilinear). Letter-a-8x8.png
Original size, scaled 10x (nearest neighbor), scaled 10x (bilinear).
Basis functions of the discrete cosine transformation with corresponding coefficients (specific for our image).
DCT of the image =
[
6.1917
-
0.3411
1.2418
0.1492
0.1583
0.2742
-
0.0724
0.0561
0.2205
0.0214
0.4503
0.3947
-
0.7846
-
0.4391
0.1001
-
0.2554
1.0423
0.2214
-
1.0017
-
0.2720
0.0789
-
0.1952
0.2801
0.4713
-
0.2340
-
0.0392
-
0.2617
-
0.2866
0.6351
0.3501
-
0.1433
0.3550
0.2750
0.0226
0.1229
0.2183
-
0.2583
-
0.0742
-
0.2042
-
0.5906
0.0653
0.0428
-
0.4721
-
0.2905
0.4745
0.2875
-
0.0284
-
0.1311
0.3169
0.0541
-
0.1033
-
0.0225
-
0.0056
0.1017
-
0.1650
-
0.1500
-
0.2970
-
0.0627
0.1960
0.0644
-
0.1136
-
0.1031
0.1887
0.1444
]
{\displaystyle {\begin{bmatrix}6.1917&-0.3411&1.2418&0.1492&0.1583&0.2742&-0.0724&0.0561\\0.2205&0.0214&0.4503&0.3947&-0.7846&-0.4391&0.1001&-0.2554\\1.0423&0.2214&-1.0017&-0.2720&0.0789&-0.1952&0.2801&0.4713\\-0.2340&-0.0392&-0.2617&-0.2866&0.6351&0.3501&-0.1433&0.3550\\0.2750&0.0226&0.1229&0.2183&-0.2583&-0.0742&-0.2042&-0.5906\\0.0653&0.0428&-0.4721&-0.2905&0.4745&0.2875&-0.0284&-0.1311\\0.3169&0.0541&-0.1033&-0.0225&-0.0056&0.1017&-0.1650&-0.1500\\-0.2970&-0.0627&0.1960&0.0644&-0.1136&-0.1031&0.1887&0.1444\\\end{bmatrix}}}
. Dct-table.png
Basis functions of the discrete cosine transformation with corresponding coefficients (specific for our image).
DCT of the image = .

Each basis function is multiplied by its coefficient and then this product is added to the final image.

On the left is the final image. In the middle is the weighted function (multiplied by a coefficient) which is added to the final image. On the right is the current function and corresponding coefficient. Images are scaled (using bilinear interpolation) by factor 10x. Idct-animation.gif
On the left is the final image. In the middle is the weighted function (multiplied by a coefficient) which is added to the final image. On the right is the current function and corresponding coefficient. Images are scaled (using bilinear interpolation) by factor 10×.

See also

Notes

  1. Algorithmic performance on modern hardware is typically not principally determined by simple arithmetic counts, and optimization requires substantial engineering effort to make best use, within its intrinsic limits, of available built-in hardware optimization.
  2. The radix-4 step reduces the size DFT to four size DFTs of real data, two of which are zero, and two of which are equal to one another by the even symmetry. Hence giving a single size FFT of real data plus butterflies, once the trivial and / or duplicate parts are eliminated and / or merged.
  3. The precise count of real arithmetic operations, and in particular the count of real multiplications, depends somewhat on the scaling of the transform definition. The count is for the DCT-II definition shown here; two multiplications can be saved if the transform is scaled by an overall factor. Additional multiplications can be saved if one permits the outputs of the transform to be rescaled individually, as was shown by Arai, Agui & Nakajima (1988) for the size-8 case used in JPEG.

Related Research Articles

<span class="mw-page-title-main">Discrete Fourier transform</span> Type of Fourier transform in discrete mathematics

In mathematics, the discrete Fourier transform (DFT) converts a finite sequence of equally-spaced samples of a function into a same-length sequence of equally-spaced samples of the discrete-time Fourier transform (DTFT), which is a complex-valued function of frequency. The interval at which the DTFT is sampled is the reciprocal of the duration of the input sequence. An inverse DFT (IDFT) is a Fourier series, using the DTFT samples as coefficients of complex sinusoids at the corresponding DTFT frequencies. It has the same sample-values as the original input sequence. The DFT is therefore said to be a frequency domain representation of the original input sequence. If the original sequence spans all the non-zero values of a function, its DTFT is continuous, and the DFT provides discrete samples of one cycle. If the original sequence is one cycle of a periodic function, the DFT provides all the non-zero values of one DTFT cycle.

<span class="mw-page-title-main">Fast Fourier transform</span> O(N log N) discrete Fourier transform algorithm

A fast Fourier transform (FFT) is an algorithm that computes the Discrete Fourier Transform (DFT) of a sequence, or its inverse (IDFT). Fourier analysis converts a signal from its original domain to a representation in the frequency domain and vice versa. The DFT is obtained by decomposing a sequence of values into components of different frequencies. This operation is useful in many fields, but computing it directly from the definition is often too slow to be practical. An FFT rapidly computes such transformations by factorizing the DFT matrix into a product of sparse factors. As a result, it manages to reduce the complexity of computing the DFT from , which arises if one simply applies the definition of DFT, to , where n is the data size. The difference in speed can be enormous, especially for long data sets where n may be in the thousands or millions. In the presence of round-off error, many FFT algorithms are much more accurate than evaluating the DFT definition directly or indirectly. There are many different FFT algorithms based on a wide range of published theories, from simple complex-number arithmetic to group theory and number theory.

<span class="mw-page-title-main">Fourier analysis</span> Branch of mathematics

In mathematics, Fourier analysis is the study of the way general functions may be represented or approximated by sums of simpler trigonometric functions. Fourier analysis grew from the study of Fourier series, and is named after Joseph Fourier, who showed that representing a function as a sum of trigonometric functions greatly simplifies the study of heat transfer.

<span class="mw-page-title-main">Image compression</span> Reduction of image size to save storage and transmission costs

Image compression is a type of data compression applied to digital images, to reduce their cost for storage or transmission. Algorithms may take advantage of visual perception and the statistical properties of image data to provide superior results compared with generic data compression methods which are used for other digital data.

Transform coding is a type of data compression for "natural" data like audio signals or photographic images. The transformation is typically lossless on its own but is used to enable better quantization, which then results in a lower quality copy of the original input.

<span class="mw-page-title-main">Motion compensation</span> Video compression technique, used to efficiently predict and generate video frames

Motion compensation in computing is an algorithmic technique used to predict a frame in a video given the previous and/or future frames by accounting for motion of the camera and/or objects in the video. It is employed in the encoding of video data for video compression, for example in the generation of MPEG-2 files. Motion compensation describes a picture in terms of the transformation of a reference picture to the current picture. The reference picture may be previous in time or even from the future. When images can be accurately synthesized from previously transmitted/stored images, the compression efficiency can be improved.

In mathematics, the discrete sine transform (DST) is a Fourier-related transform similar to the discrete Fourier transform (DFT), but using a purely real matrix. It is equivalent to the imaginary parts of a DFT of roughly twice the length, operating on real data with odd symmetry (since the Fourier transform of a real and odd function is imaginary and odd), where in some variants the input and/or output data are shifted by half a sample.

A discrete Hartley transform (DHT) is a Fourier-related transform of discrete, periodic data similar to the discrete Fourier transform (DFT), with analogous applications in signal processing and related fields. Its main distinction from the DFT is that it transforms real inputs to real outputs, with no intrinsic involvement of complex numbers. Just as the DFT is the discrete analogue of the continuous Fourier transform (FT), the DHT is the discrete analogue of the continuous Hartley transform (HT), introduced by Ralph V. L. Hartley in 1942.

The modified discrete cosine transform (MDCT) is a transform based on the type-IV discrete cosine transform (DCT-IV), with the additional property of being lapped: it is designed to be performed on consecutive blocks of a larger dataset, where subsequent blocks are overlapped so that the last half of one block coincides with the first half of the next block. This overlapping, in addition to the energy-compaction qualities of the DCT, makes the MDCT especially attractive for signal compression applications, since it helps to avoid artifacts stemming from the block boundaries. As a result of these advantages, the MDCT is the most widely used lossy compression technique in audio data compression. It is employed in most modern audio coding standards, including MP3, Dolby Digital (AC-3), Vorbis (Ogg), Windows Media Audio (WMA), ATRAC, Cook, Advanced Audio Coding (AAC), High-Definition Coding (HDC), LDAC, Dolby AC-4, and MPEG-H 3D Audio, as well as speech coding standards such as AAC-LD (LD-MDCT), G.722.1, G.729.1, CELT, and Opus.

The chirp Z-transform (CZT) is a generalization of the discrete Fourier transform (DFT). While the DFT samples the Z plane at uniformly-spaced points along the unit circle, the chirp Z-transform samples along spiral arcs in the Z-plane, corresponding to straight lines in the S plane. The DFT, real DFT, and zoom DFT can be calculated as special cases of the CZT.

<span class="mw-page-title-main">Window function</span> Function used in signal processing

In signal processing and statistics, a window function is a mathematical function that is zero-valued outside of some chosen interval. Typically, window functions are symmetric around the middle of the interval, approach a maximum in the middle, and taper away from the middle. Mathematically, when another function or waveform/data-sequence is "multiplied" by a window function, the product is also zero-valued outside the interval: all that is left is the part where they overlap, the "view through the window". Equivalently, and in actual practice, the segment of data within the window is first isolated, and then only that data is multiplied by the window function values. Thus, tapering, not segmentation, is the main purpose of window functions.

Bruun's algorithm is a fast Fourier transform (FFT) algorithm based on an unusual recursive polynomial-factorization approach, proposed for powers of two by G. Bruun in 1978 and generalized to arbitrary even composite sizes by H. Murakami in 1996. Because its operations involve only real coefficients until the last computation stage, it was initially proposed as a way to efficiently compute the discrete Fourier transform (DFT) of real data. Bruun's algorithm has not seen widespread use, however, as approaches based on the ordinary Cooley–Tukey FFT algorithm have been successfully adapted to real data with at least as much efficiency. Furthermore, there is evidence that Bruun's algorithm may be intrinsically less accurate than Cooley–Tukey in the face of finite numerical precision.

<span class="mw-page-title-main">Discrete wavelet transform</span> Transform in numerical harmonic analysis

In numerical analysis and functional analysis, a discrete wavelet transform (DWT) is any wavelet transform for which the wavelets are discretely sampled. As with other wavelet transforms, a key advantage it has over Fourier transforms is temporal resolution: it captures both frequency and location information.

<span class="mw-page-title-main">Wavelet transform</span> Mathematical technique used in data compression and analysis

In mathematics, a wavelet series is a representation of a square-integrable function by a certain orthonormal series generated by a wavelet. This article provides a formal, mathematical definition of an orthonormal wavelet and of the integral wavelet transform.

The split-radix FFT is a fast Fourier transform (FFT) algorithm for computing the discrete Fourier transform (DFT), and was first described in an initially little-appreciated paper by R. Yavne (1968) and subsequently rediscovered simultaneously by various authors in 1984. In particular, split radix is a variant of the Cooley–Tukey FFT algorithm that uses a blend of radices 2 and 4: it recursively expresses a DFT of length N in terms of one smaller DFT of length N/2 and two smaller DFTs of length N/4.

<span class="mw-page-title-main">K. R. Rao</span> Indian-American electrical engineer (1931 - 2021)

Kamisetty Ramamohan Rao was an Indian-American electrical engineer. He was a professor of Electrical Engineering at the University of Texas at Arlington. Academically known as K. R. Rao, he is credited with the co-invention of discrete cosine transform (DCT), along with Nasir Ahmed and T. Natarajan due to their landmark publication, Discrete Cosine Transform.

A video coding format is a content representation format of digital video content, such as in a data file or bitstream. It typically uses a standardized video compression algorithm, most commonly based on discrete cosine transform (DCT) coding and motion compensation. A specific software, firmware, or hardware implementation capable of compression or decompression in a specific video coding format is called a video codec.

<span class="mw-page-title-main">Nasir Ahmed (engineer)</span> Indian-American electrical engineer and computer scientist (born 1940)

Nasir Ahmed is an Indian-American electrical engineer and computer scientist. He is Professor Emeritus of Electrical and Computer Engineering at University of New Mexico (UNM). He is best known for inventing the discrete cosine transform (DCT) in the early 1970s. The DCT is the most widely used data compression transformation, the basis for most digital media standards and commonly used in digital signal processing. He also described the discrete sine transform (DST), which is related to the DCT.

In mathematical analysis and applications, multidimensional transforms are used to analyze the frequency content of signals in a domain of two or more dimensions.

The vector-radix FFT algorithm, is a multidimensional fast Fourier transform (FFT) algorithm, which is a generalization of the ordinary Cooley–Tukey FFT algorithm that divides the transform dimensions by arbitrary radices. It breaks a multidimensional (MD) discrete Fourier transform (DFT) down into successively smaller MD DFTs until, ultimately, only trivial MD DFTs need to be evaluated.

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