A quasi-state (sometimes referred to as a state-like entity [2] or formatively a proto-state [3] [2] ) is a political entity that does not represent a fully autonomous sovereign state with its own institutions. [4]
The precise definition of quasi-state in political literature fluctuates depending on the context in which it is used. It has been used by some modern scholars to describe the self-governing British colonies and dependencies that exercised a form of home rule but remained crucial parts of the British Empire and subject firstly to the metropole's administration. [5] [6] Similarly, the Republics of the Soviet Union, which represented administrative units with their own respective national distinctions, have also been described as quasi-states. [4]
In the 21st century usage, the term quasi-state has most often been evoked in reference to militant secessionist groups who claim, and exercise some form of territorial control over, a specific region, but which lack institutional cohesion. [5] [ failed verification – see discussion ] Such quasi-states include the Republika Srpska and Herzeg-Bosnia during the Bosnian War, [5] the Republic of Serbian Krajina during the Croatian War of Independence, [7] and Azawad during the 2012 Tuareg rebellion. [8] The Islamic State is also widely held to be an example of a modern quasi-state or proto-state. [9] [2] [10] [11]
The term "proto-state" has been used in reference to contexts as far back as Ancient Greece, to refer to the phenomenon that the formation of a large and cohesive nation would often be preceded by very small and loose forms of statehood. [12] For instance, historical sociologist Garry Runciman describes the evolution of social organisation in the Greek Dark Ages from statelessness, to what he calls semistates based on patriarchal domination but lacking inherent potential to achieve the requirements for statehood, sometimes transitioning into protostates with governmental roles able to maintain themselves generationally, which could evolve into larger, more centralised entities fulfilling the requirements of statehood by 700 BC in the archaic period. [12] [13]
Most ancient proto-states were the product of tribal societies, consisting of relatively short-lived confederations of communities that united under a single warlord or chieftain endowed with symbolic authority and military rank. [12] These were not considered sovereign states since they rarely achieved any degree of institutional permanence and authority was often exercised over a mobile people rather than measurable territory. [12] Loose confederacies of this nature were the primary means of embracing a common statehood by people in many regions, such as the Central Asian steppes, throughout ancient history. [14]
Proto-states proliferated in Western Europe during the Middle Ages, likely as a result of a trend towards political decentralisation following the collapse of the Western Roman Empire and the adoption of feudalism. [15] While theoretically owing allegiance to a single monarch under the feudal system, many lesser nobles administered their own fiefs as miniature "states within states" that were independent of each other. [16] This practice was especially notable with regards to large, decentralised political entities such as the Holy Roman Empire, that incorporated many autonomous and semi-autonomous proto-states. [17]
Following the Age of Discovery, the emergence of European colonialism resulted in the formation of colonial proto-states in Asia, Africa, and the Americas. [18] A few colonies were given the unique status of protectorates, which were effectively controlled by the metropole but retained limited ability to administer themselves, self-governing colonies, dominions, and dependencies. [5] These were distinct administrative units that each fulfilled many of the functions of a state without actually exercising full sovereignty or independence. [18] Colonies without a sub-national home rule status, on the other hand, were considered administrative extensions of the colonising power rather than true proto-states. [19] Colonial proto-states later served as the basis for a number of modern nation states, particularly on the Asian and African continents. [18]
During the twentieth century, some proto-states existed as not only distinct administrative units, but their own theoretically self-governing republics joined to each other in a political union such as the socialist federal systems observed in Yugoslavia, Czechoslovakia, and the Soviet Union. [5] [4] [20]
Another form of proto-state that has become especially common since the end of World War II [ citation needed ] is established through the unconstitutional seizure of territory by an insurgent or militant group that proceeds to assume the role of a de facto government. [9] Although denied recognition and bereft of civil institutions, insurgent proto-states may engage in external trade, provide social services, and even undertake limited diplomatic activity. [21] These proto-states are usually formed by movements drawn from geographically concentrated ethnic or religious minorities, and are thus a common feature of inter-ethnic civil conflicts. [22] This is often due to the inclinations of an internal cultural identity group seeking to reject the legitimacy of a sovereign state's political order, and create its own enclave where it is free to live under its own sphere of laws, social mores, and ordering. [22] Since the 1980s a special kind of insurgent statehood has emerged in form of the "Jihadi proto-state", as the Islamist concept of statehood is extremely flexible. For instance, a Jihadi emirate can be simply understood as a territory or group ruled by an emir; accordingly, it might rule a significant area or just a neighborhood. Regardless of its extent, the assumption of statehood provides Jihadi militants with important internal legitimacy and cementes their self-identification as frontline society opposed to certain enemies. [9]
The accumulation of territory by an insurgent force to form a sub-national geopolitical system and eventually, a proto-state, was a calculated process in China during the Chinese Civil War that set a precedent for many similar attempts throughout the twentieth and twenty-first centuries. [23] Proto-states established as a result of civil conflict typically exist in a perpetual state of warfare and their wealth and populations may be limited accordingly. [24] One of the most prominent examples of a wartime proto-state in the twenty-first century is the Islamic State of Iraq and the Levant, [25] [26] [27] that maintained its own administrative bureaucracy and imposed taxes. [28]
The definition of a proto-state is not concise, and has been confused by the interchangeable use of the terms state, country, and nation to describe a given territory. [29] The term proto-state is preferred to "proto-nation" in an academic context, however, since some authorities also use nation to denote a social, ethnic, or cultural group capable of forming its own state. [29]
A proto-state does not meet the four essential criteria for statehood as elaborated upon in the declarative theory of statehood of the 1933 Montevideo Convention: a permanent population, a defined territory, a government with its own institutions, and the capacity to enter into relations with other states. [29] A proto-state is not necessarily synonymous with a state with limited recognition that otherwise has all the hallmarks of a fully functioning sovereign state, such as Rhodesia or the Republic of China, also known as Taiwan. [29] However, proto-states frequently go unrecognised since a state actor that recognises a proto-state does so in violation of another state actor's external sovereignty. [30] If full diplomatic recognition is extended to a proto-state and embassies exchanged, it is defined as a sovereign state in its own right and may no longer be classified as a proto-state. [30]
Throughout modern history, partially autonomous regions of larger recognised states, especially those based on a historical precedent or ethnic and cultural distinctiveness that places them apart from those who dominate the state as a whole, have been considered proto-states. [5] Home rule generates a sub-national institutional structure that may justifiably be defined as a proto-state. [31] When a rebellion or insurrection seizes control and begins to establish some semblance of administration in regions within national territories under its effective rule, it has also metamorphosed into a proto-state. [32] These wartime proto-states, sometimes known as insurgent states, may eventually transform the structure of a state altogether, or demarcate their own autonomous political spaces. [32] While not a new phenomenon, the modern formation of a proto-states in territory held by a militant non-state entity was popularised by Mao Zedong during the Chinese Civil War, and the national liberation movements worldwide that adopted his military philosophies. [23] The rise of an insurgent proto-state was sometimes also an indirect consequence of a movement adopting Che Guevara's foco theory of guerrilla warfare. [23]
Secessionist proto-states are likeliest to form in preexisting states that lack secure boundaries, a concise and well-defined body of citizens, or a single sovereign power with a monopoly on the legitimate use of military force. [33] They may be created as a result of putsches, insurrections, separatist political campaigns, foreign intervention, sectarian violence, civil war, and even the bloodless dissolution or division of the state. [33]
Proto-states can be important regional players, as their existence affects the options available to state actors, either as potential allies or as impediments to their political or economic policy articulations. [32]
This section may require cleanup to meet Wikipedia's quality standards. The specific problem is: Some of the below are considered "constituent countries" of a particular polity (such as those of the Netherlands) or have been granted significant autonomy within an otherwise unitary state, such as New Caledonia or Åland.(November 2022) |
A country is a distinct part of the world, such as a state, nation, or other political entity. When referring to a specific polity, the term "country" may refer to a sovereign state, states with limited recognition, constituent country, or a dependent territory. Most sovereign states, but not all countries, are members of the United Nations. There is no universal agreement on the number of "countries" in the world since several states have disputed sovereignty status, limited recognition and a number of non-sovereign entities are commonly called countries.
A micronation is a political entity whose representatives claim that they belong to an independent nation or sovereign state, but which lacks legal recognition by any sovereign state. Micronations are classified separately from de facto states and quasi-states; they are also not considered to be autonomous or self-governing as they lack the legal basis in international law for their existence. The activities of micronations are almost always trivial enough to be ignored rather than disputed by the established nations whose territory they claim—referred to in micronationalism as macronations. Several micronations have issued coins, flags, postage stamps, passports, medals and other state-related items, some as a source of revenue. Motivations for the creation of micronations include theoretical experimentation, political protest, artistic expression, personal entertainment and the conduct of criminal activity. The study of micronationalism is known as micropatriology or micropatrology.
A state is a political entity that regulates society and the population within a territory. Government is considered to form the fundamental apparatus of contemporary states.
Sovereignty can generally be defined as supreme authority. Sovereignty entails hierarchy within a state as well as external autonomy for states. In any state, sovereignty is assigned to the person, body or institution that has the ultimate authority over other people and to change existing laws. In political theory, sovereignty is a substantive term designating supreme legitimate authority over some polity. In international law, sovereignty is the exercise of power by a state. De jure sovereignty refers to the legal right to do so; de facto sovereignty refers to the factual ability to do so. This can become an issue of special concern upon the failure of the usual expectation that de jure and de facto sovereignty exist at the place and time of concern, and reside within the same organization.
Self-determination refers to a people's right to form its own political entity, and internal self-determination is the right to representative government with full suffrage.
A city-state is an independent sovereign city which serves as the center of political, economic, and cultural life over its contiguous territory. They have existed in many parts of the world since the dawn of history, including cities such as Rome, Carthage, Athens and Sparta and the Italian city-states during the Middle Ages and Renaissance, such as Florence, Venice, Genoa and Milan.
Secession is the formal withdrawal of a group from a political entity. The process begins once a group proclaims an act of secession. A secession attempt might be violent or peaceful, but the goal is the creation of a new state or entity independent of the group or territory from which it seceded. Threats of secession can be a strategy for achieving more limited goals.
Warlords are groups of individuals who exercise military, economic, and political control over a region, often one without a strong central or national government, typically through informal control over local armed forces. Warlords have existed throughout much of history, albeit in a variety of different capacities within the political, economic, and social structure of states or ungoverned territories. The term is often applied in the context of China around the end of the Qing dynasty, especially during the Warlord Era. The term may also be used for a supreme military leader.
The republics are one type of federal subject of the Russian Federation. 21 republics are internationally recognized as part of Russia; another is under its de facto control. The original republics were created as nation states for ethnic minorities. The indigenous ethnicity that gives its name to the republic is called the titular nationality. However, due to centuries of Russian migration, a titular nationality may not be a majority of its republic's population. By 2017, the autonomous status of all republics was formally abolished, making the republics politically equivalent to the other federal subjects of Russia.
Humanitarian intervention is the use or threat of military force by a state across borders with the intent of ending severe and widespread human rights violations in a state which has not given permission for the use of force. Humanitarian interventions are aimed at ending human rights violations of individuals other than the citizens of the intervening state. Humanitarian interventions are only intended to prevent human rights violations in extreme circumstances. Attempts to establish institutions and political systems to achieve positive outcomes in the medium- to long-run, such as peacekeeping, peace-building and development aid, do not fall under this definition of a humanitarian intervention.
Popular sovereignty is the principle that the leaders of a state and its government are created and sustained by the consent of its people, who are the source of all political legitimacy. Citizens may unite and offer to delegate a portion of their sovereign powers and duties to those who wish to serve as officers of the state, contingent on the officers agreeing to serve according to the will of the people. In the United States, the term has been used to express this concept in constitutional law. It was also used during the 19th century in reference to a proposed solution to the debate over the expansion of slavery in the United States. The proposal would have given the power to determine the legality of slavery to the inhabitants of the territory seeking statehood, rather than to Congress.
Annexation, in international law, is the forcible acquisition and assertion of legal title over one state's territory by another state, usually following military occupation of the territory. In current international law, it is generally held to be an illegal act. Annexation is a unilateral act where territory is seized and held by one state, as distinct from the complete conquest of another country, and differs from cession, in which territory is given or sold through treaty.
A sovereign state is a state that has the supreme sovereignty or ultimate authority over a territory. It is commonly understood that a sovereign state is independent. When referring to a specific polity, the term "country" may also refer to a constituent country, or a dependent territory.
An aspirant state is a polity which seeks to achieve international recognition as a sovereign state. This can involve separatist polities seceding from their parent state with or without legal permission or individuals seeking to establish a novel state in what is considered international territory. Regardless of its founding circumstances, all aspirant states claim sovereignty over their claimed territory and seek formal recognition of their statehood in international society. Such an entity is only considered an aspirant state while it formally claims sovereignty but has not achieved international recognition as a sovereign state. Consequently, an aspirant state could be recognized by no other political entities or many other political entities, its status as an aspirant state or a sovereign state is subjective and there are multiple different theories which seek to delineate what qualifies as statehood.
Micronations and the Search for Sovereignty is a 2021 book by Australian constitutional law specialists Harry Hobbs and George Williams about micronations and their legal status. Written from an academic perspective, it is one of few works on micronational movements and the earliest-published book to focus largely on the legal aspect of micronations. The book concerns the definition of statehood, the place of micronations within international law, people's motivations for declaring them, the micronational community and the ways by which such entities mimic sovereign states. In 2022 Hobbs and Williams published a book for a broader audience, How to Rule Your Own Country: The Weird and Wonderful World of Micronations.
A term sometimes used to describe entities with many, but not all, the criteria of statehood . . . which are nonetheless possessed of a measure of international personality. . . . a term of international relations, and certainly not of international law, it connotes former colonies . . .
For Ukraine, even the formal declaration of the Ukrainian SSR, however puppet like, was extremely important. First, it somewhat legitimised the very existence of the Ukrainian state and nation, even if by an "inviolable" union with Russia. Second, it provided an opportunity to create certain state structure, establish state symbols, and even attain an only informal but, as it turned out, crucial membership in the United Nations. Third, the formal existence of the Ukrainian SSR as a distinct ethnic, territorial, and administrative entity with state like features objectively created a legitimate and psychological basis for the eventual formation of a political nation. It has proven much easier to change a nominal "sovereignty" to a real one than to build a state out of several provinces (gubernia) threatened by foreign intervention and civil war, as in 1917–20.
Russia's 2014 military intervention breached [Ukraine's titles to sovereignty, territorial integrity and inviolability of its borders] de facto, but the Minsk armistice formalises that breach at the international level. Under the armistice, a formal restoration of Ukraine's sovereignty and control of the external border in Donetsk-Luhansk is no longer a matter of title, right, or international law. Instead, that restoration becomes conditional on enshrining the Donetsk-Luhansk proto-state in Ukraine's constitution and legitimising the Moscow-installed authorities there through elections. Moreover, the terms of that restoration are negotiable between Kyiv and Donetsk-Luhansk (i.e., Moscow) under the Minsk armistice.